- Amerantbank (Coral Gables, FL)
- …to investment accounts.Provide support reviewing and approving requests initiated by other team members. Middle Office Liaison for the front office between ... Work Experience Requirements:1-3 years of relevant experience processing back and middle office requests coming from Wealth Management and Broker… more
- Fidelity TalentSource LLC (Boston, MA)
- …licenses 7, 63 required, 24 preferredBrokerage industry experience, preferably in trading or middle /back- office operationsSolid understanding of domestic ... You will work alongside Prime Services account managers, Institutional Trading , and Sales in the support of...systemsYou bring strong leadership skills The TeamThe Prime Services Middle Office team handles all aspects of… more
- TradeStation (Chicago, IL)
- …Representatives and Principal Account Approvers with responsibilities including but not limited to middle office and back office new account set-ups, KYC ... with other departmental managers within Operations, Compliance, AML, Trade Desk, Sales , and Client Services to gain operational efficiencies and help support… more
- JPMorgan Chase (New York, NY)
- …preferred in a related business function: Business Management ( Sales , Banking or Trading ), Middle Office , P&A, Technology or COO functions + ... alongside Sales Management to drive the front office agenda, including partnering with trading and...Front Office and various support groups (ie Middle Office , Product Control, Business Control) to… more
- Mizuho Corporate Bank (New York, NY)
- …you'll be responsible for supporting the Equity Trading & Sales Trading desk. Responsibilities: + Support Equities Front Office Traders, Middle ... Office Users and Compliance on the trading floor + Monitor trading system and...and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and… more
- Neuberger Berman (New York, NY)
- …creation, coordination, and completion of client reporting + Interact with operations and middle office to resolve account discrepancies + Prepare materials for ... strategy that emphasizes conservation growth. **Position Overview:** We are looking for a portfolio/ trading associate in our NYC office to join the Fraenkel… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …with both FTS compliance and industry standards + Effectively communicate with: sales , middle office , operations, risk management, compliance, internal ... + Trade fixed income securities in support of Institutional and Retail Sales representatives + Provide revenue-generating ideas to sales representatives +… more
- Citigroup (New York, NY)
- …of a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; ... all front post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing,...structured trades (cross assets), as well as overseeing both Sales , Trading & Client booking queries and… more
- Bloomberg (New York, NY)
- …Solutions addresses the entire workflow with front-end portfolio, inventory, sales and trading , and middle and back- office operations solutions for both ... and employees alike. Our team comprises several key pillars: sales , service, operations, culture and brand. As a department,...and market connectivity to help firms synchronize their front office risk and trading with middle… more
- Portland General Electric (Tualatin, OR)
- …and meeting renewable energy targets while reducing carbon emissions. Day-Ahead & Term Trading conduct purchase and sales transactions to increase margin and ... understanding of the impacts of environmental products around hedging and trading activities is essential. Responsible for interacting with the market participants… more
- Morgan Stanley (New York, NY)
- …for covering over $2,000 institutional client accounts. *Position Description* Fixed Income Sales professionals work closely with our institutional trading desks ... *Primary Responsibilities* Salespeople are responsible for facilitating and promoting sales / trading activity in Fixed Income products with...markets and MSRB rules * . Proficient in Microsoft Office * . Series 7 and 63 licenses preferred… more
- Scotiabank (New York, NY)
- …be implemented and reporte + Work with Commodities Front Office Sales and Trading as well as other groups ( Middle and Back Office ) on documenting ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy,… more
- Bloomberg (New York, NY)
- …delivers global, multi-asset solutions for front-end inventory, trading , compliance and middle & back office operations - ETOMS is fully integrated with ... Trade Order Management System (ETOMS) is a global Fixed Income electronic trading system for market making. For sell-side fixed income firms, Bloomberg Trade… more
- JPMorgan Chase (New York, NY)
- …develop counterparty relationships, coordinate multi-functional relationship management with counterparties (eg Sales , Legal, Tax, Middle Office ) and ... Structured Product counterparty relationships, and enhancing and automating the trading platform and infrastructure that covers the end-to-end servicing model… more
- Bloomberg (New York, NY)
- …for our customers and employees alike. Our team comprises several key pillars: sales , service, operations, culture and brand. As a department, we are united by ... by understanding their needs and delivering exceptional end-to-end support from sales and implementation, through their ongoing relationship with Bloomberg. The… more
- Truist (Atlanta, GA)
- …Front Office systems and General Ledger. 6. Provide analytical support to the Front Office Sales and Trading teams. 7. Escalate material P&L events and ... **Preferred Qualifications:** 1. Experience in capital markets, corporate product control, middle office or market risk. 2. Experience interacting with… more
- World Insurance Associates, LLC. (Iselin, NJ)
- …the region. POSITION OVERVIEW Strong ability to influence and negotiate with trading partner to achieve optimal outcomes for clients and prospective clients. Work ... + Complete and thorough understanding of a national insurance broker's sales , service, and placement process RESPONSIBILITIES Comprehensive understanding of World's… more
- US Tech Solutions (Jersey City, NJ)
- … Middle office environment or prior experience in working with Trading / Sales in a financial institution **FINRA Registrations Required:** + None **About ... JOB DESCRIPTION: **Responsibilities:** + Work with Front Office , P&L, Back Office , Third party...+ Manage real-time trade booking exceptions internally between the trading desk and sales force + Assist… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. The Vice President in the Middle Office will be responsible for supporting the firm's initiative to become ... businesses. This person will be responsible for handling all middle office operational functions including, but not...of trades for the Flow Products Rates and Credit Trading Desks and Institutional Investor Sales Desks.… more
- Tradeweb (New York, NY)
- …and technology functions, the role will require a great deal of interaction with front office traders, middle and back office operations staff, as well as ... technical support and developers. You will gain exposure to internal sales , product teams, and technology/development teams to improve and support client integration… more
