- Larson Wealth Partners, LLC (Indianapolis, IN)
- …Collaboration & Oversight Partner closely with the Investment Team, Operations, and Compliance to maintain accuracy and control. Provide trading insight and ... and leadership. Requirements: 3-5 years of equity and options trading experience within an RIA, asset manager , or hedge fund Series 63 (Series 7 preferred) Deep… more
- Amrize (Coral Gables, FL)
- Trading Manager Requisition ID: 14843 Location: Coral Gables, FL, US, 33134 Pay Type: Salary Travel Requirement: 41-50% **COMPANY OVERVIEW** Amrize is building ... with a company that's building North America. **Job Title:** Trading Manager **| Req ID:** 14843 |...from women, visible minorities, and persons with disabilities. In compliance with the ADA Amendments Act (ADAAA), if you… more
- JPMorgan Chase (New York, NY)
- …Solutions (ECS) team, which is the client-facing organization for all automated trading capabilities in Cash Equities. This team builds, manages and delivers the ... for algorithmic execution and liquidity solutions, data, analytics and low latency trading capabilities to institutional, hedge fund and systematic trading … more
- JPMorgan Chase (New York, NY)
- …as well as bespoke solutions. + Partner with business analysts, core technology, legal/ compliance , operations, and sales and trading teams to ensure product ... Solutions (ECS) team, which is the client-facing organization for all automated trading capabilities in Cash Equities. This team builds, manages and delivers the… more
- JPMorgan Chase (New York, NY)
- …business, working with a team of risk and control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment Bank, you will oversee and ... + Experience in operations, operational risk management, business controls, sales, trading , audit, technology, business management, or compliance in a… more
- TD Bank (Mount Laurel, NJ)
- …of all analytical models used for TD. The position reports to Senior Manager , Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities ... include: + Validates Financial Crime Risk Management (FCRM) models for Trading Surveillance + Develop an effective and efficient validation testing plan based on… more
- TD Bank (Mount Laurel, NJ)
- …quantitative professionals to validate Financial Crime Risk Management (FCRM) models for Trading Surveillance and Insider Risk Management + Work with team to develop ... knowledge of techniques and developments in FCRM modeling for Trading Surveillance and Insider Risk Management and share knowledge...to day direction as needed + Acts as People Manager and is responsible for ongoing coaching and development,… more
- TD Bank (New York, NY)
- …regulatory obligations and manage employee conduct and behaviors to ensure compliance . GMS maintains strong relationships with registered Supervisors to oversee a ... of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is a core competency. The Director Trading… more
- TD Bank (NY)
- …the firm's non- trading market risk positions and metrics + Ensures the compliance of the Non- Trading Market Risk processes with US regulations. Understands ... details for this role. **Job Description:** **Preferred Qualifications:** Focus on Non- Trading Market Risk (Interest Rate Risk on Banking Book or Treasury/Balance… more
- JPMorgan Chase (New York, NY)
- … compliance domains while working with diverse stakeholders including trading supervisors and product managers. Responsibilities include maintaining a disciplined ... support and guidance to teams across the firm + Engage the trading desks and compliance to address real-time issues + Efficiently triage and address … more
- JPMorgan Chase (Columbus, OH)
- …teams to success at one of the world's leading financial institutions. As a Manager of Software Engineering- Full Stack Java / Python Trading Applications at ... Manages stakeholder relationships and the team's work in accordance with compliance standards, service level agreements, and business requirements + Develops… more
- SMBC (New York, NY)
- …of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial industry to ... audit coverage of Front Office and associated support functions including Sales, Trading , risk management and Operations within the Internal Audit Department. The… more
- Trexquant Investment (Stamford, CT)
- Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We seek a Production Engineer to join our team. The Trading ... be responsible for ensuring the smooth operation and performance of our trading systems infrastructure as we scale. This includes systems monitoring, incident… more
- JPMorgan Chase (New York, NY)
- …bank's corporate resources to address strategic and tactical objectives. As a Business Manager within our North America Cash Equities Trading Business, you will ... and mitigating business risks. The role of a business manager is dynamic and can vary from business to...aligning department and support groups (Finance, Tech, Ops, Legal, Compliance ) + Optimize 'bottom line' business performance by driving… more
- JPMorgan Chase (New York, NY)
- …investment valuations process + Coordinate with stakeholders in Risk, Compliance , Technology, Control Management, Operations, and Legal **Required Qualifications, ... Five or more years of relevant alternatives operations experience at an asset manager + Collaborative team player who thrives in an entrepreneurial environment +… more
- NextEra Energy (Houston, TX)
- ** Compliance Manager ** **Date:** Nov 27, 2025 **Location(s):** Houston, TX, US, 77002 **Company:** NextEra Energy **Requisition ID:** 91661 NextEra Energy ... our customers and stakeholders. Our team is skilled in market analysis, trading , risk management and delivering tailored customer solutions across North America. If… more
- Charles Schwab (Lone Tree, CO)
- …ensuring proper oversight and compliance . The Investment Guidelines Oversight Manager is responsible for monitoring trading activities of portfolio managers ... equivalent, is an important aspect of the position. The Manager will ensure that compliance tests are...management system + Monitor and manage day to day trading activities of portfolio managers in mutual funds, ETFs,… more
- NextEra Energy (Houston, TX)
- …reporting as needed **Qualifications** + Proven success on a leading power and gas trading floor as a risk manager and/or product controller or closely related ... ** Manager Market Risk** **Date:** Dec 5, 2025 **Location(s):**...assessment, monitoring, and mitigation strategies for our expanding energy trading and retail operations. **Overview** This position is responsible… more
- Bloomberg (New York, NY)
- …and keen interest to learn relevant aspects of regulatory, market structure and compliance impacts to electronic trading - Knowledge of Equity, ETF, Futures, ... Listed ETS Account Manager - Enterprise Sales, Bloomberg Financial Solutions Location...Service Ref # 10047106 **Description & Requirements** ETS (Electronic Trading Solutions) unites all of Bloomberg's cross-asset electronic … more
- Bank of America (Jersey City, NJ)
- …Senior Technology Manager to lead development for the cross-asset Algo Trading Engines platform for Global Equities Cash Technology, Global Futures and Global FX ... Senior Technology Manager - (Registered)- Global Equities Cash Technology -... trading . The Algo Platform represents a strategic imperative to… more
