- Fidelity Investments (Boston, MA)
- …of our retail, intermediary, and institutional clients. The team includes compliance, trading , business development, product, fund operations , and business ... operations .The RoleAs a compliance associate for the digital asset team, you will build...will build and maintain strong working relationships with Fidelity senior management, providing timely awareness of key risks, issues,… more
- Broadridge Financial Solutions (New York, NY)
- …impact, join our team and contribute to shaping the future of global trading solutions. The Senior Sales Leader is responsible for identifying, qualifying ... along the way, come join the Broadridge team. Broadridge Trading and Connectivity Solutions (BTCS) is hiring, and we're...hiring, and we're on the lookout for a dynamic Senior Sales Leader to supercharge our sales efforts! If… more
- JPMorgan Chase (New York, NY)
- …focused on governance, ownership, enhancement, and execution of controls across Business, Operations , and Technology. Are you a strategic thinker ready to ensure a ... This role offers the opportunity to drive impactful solutions and collaborate with senior leaders across the organization. As a Business Control Manager within the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …appropriate corrective action. + Contacts internal and external customers to resolve trading problems. + Maintains currency in trading policies and procedures. ... organize, and maintain files containing the correspondence and records of a senior colleague. + Help manage internal client relationships by supporting others to… more
- Scotiabank (New York, NY)
- …of the STF desk on pricing, but also with middle and back office for operations . + Assist other senior sales members with trade execution and collaborate with ... Sales Associate , USD Funding Desk - Short-Term Funding Sales & Trading **Requisition ID:** 217441 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the… more
- Neuberger Berman (New York, NY)
- The Counterparty Risk Associate /Manager will play a critical role in supporting Neuberger Berman's Counterparty Risk program and framework, with additional ... of this role include the review and approval of our trading counterparties, maintaining the approved broker list, monitoring counterparty exposures across… more
- Citigroup (New York, NY)
- Equities Supervisory Risk and Control position supports a trading and sales environment in relation to US Regulatory Rules as defined by FINRA and the SEC. The ... candidate will work with Equities Business Management, Middle Office, Operations , Technology, Compliance, Internal Audit, Financial Control and Legal Departments.… more
- SRP (Tempe, AZ)
- Market Operations Strategy Analyst 1,2, or Senior Location: Tempe, AZ, US Date: Feb 14, 2025 **Requisition ID** : 18226 **Join us in building a better future for ... career development, community service, and networking **Summary** The Market Operations Strategy Analyst represents Supply & Trading ...+ Other duties as assigned **Experience** * For an associate /level 1, a minimum of no previous years of… more
- TD Bank (New York, NY)
- …Vancouver, New York, London, Singapore and Tokyo. www.td.com **Department Overview** Global Operations and Business Services is a diverse and dynamic group of ... us to provide critical infrastructure services that support and/or control the trading , investment, and corporate banking functions of TD Securities. We are… more
- Snap Inc. (New York, NY)
- …and its AR glasses, Spectacles (https://www.spectacles.com/) . We are looking for a Global Trading & Incentive Programs Senior Associate , based out of New ... + Cultivate strong working relationships with key partners-including Sales, Product, Operations , Finance, and Legal-to evaluate requests or key business issues. +… more
- City National Bank (New York, NY)
- *CLIENT SERVICE ASSOCIATE SENIOR - Commercial Bank, Brokerage Support, New York, NYC. * *WHAT IS THE OPPORTUNITY?* This is a hybrid service role that will ... Work with National Financial Services on restricted stock processing and trading . * Primary contact with clients/prospects for day-to-day operational needs,… more
- Publicis Groupe (New York, NY)
- …including guaranteed outcomes, increased flexibility, and advantageous pricing." **Overview** The Senior Associate role will report into the Supervisor position ... **Company description** "APEX Exchange (APEX) is a distinct next-generation trading entity within Publicis Media that identifies and invests in emerging market… more
- T. Rowe Price (Baltimore, MD)
- …Summary Leads the oversight of trade management responsibilities for ETF Operations and associated tasks. Utilizes technical and operational knowledge to resolve ... internal groups or external parties. Responsible for facilitating front to back Operations process of the ETF trade lifecycle, including working with traders on… more
- JPMorgan Chase (New York, NY)
- …and NA regulations (eg, Dodd Frank, FINRA, CFTC). + Experience in operations , operational risk management, business controls, sales, trading , audit, technology, ... risk. Join our Markets Sales Business Controls Management (BCM) team as an Associate , where you'll lead the controls oversight of the North America Spread Sales… more
- JPMorgan Chase (Newark, DE)
- …various line of business controllers, middle office, business managers, technology and operations + Understand end-to-end flow of trading activities, booking ... models, product configurations, and trade economics to apply relative accounting policies and enhance control framework + Ensure the integrity and accuracy of line of business income statement and balance sheet at month, quarter, and year-ends + Engage in line… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Senior Income Specialist - Wealth Operations job and contemplates a wide range ... securities asset types as well as securities activities such as securities trading , securities settlement, free activity, and securities income. + Monitor and… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Senior Corporate Actions Specialist - Wealth Operations job and contemplates a wide ... securities asset types as well as securities activities such as securities trading , securities settlement, free activity, and securities income. + Monitor event… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range ... securities asset types as well as securities activities such as securities trading , securities settlement, free activity, and securities income + Process trade… more
- Pacificorp (Portland, OR)
- Senior M&T Contracts Administrator- #113186 - Portland, OR **Date:** Feb 4, 2025 **Location:** PORTLAND, OR, US, 97232 **Company:** PacifiCorp **JOIN OUR TEAM!** ... coordination, maintenance, communication and reporting. Specifically, the Marketing & Trading Contracts group keeps track of several hundred contracts under… more
- BlackRock (Wilmington, DE)
- **About this role** **GAAPS Analyst / Associate Private Markets Operations - Middle Office | Wilmington** **About BlackRock** Elevate your career by joining the ... will require the skills to partner with Business leads, operations teams and senior leaders along with...loan and privates market to communicate with the business, trading counterparties and large/sensitive clients effectively. + Maintain the… more
