- Citigroup (New York, NY)
- …Market Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - $300,000.00 ... **NAM/LATAM Equities Asset Class Lead** The E- Trading ...Trading Risk Management Framework + Represent ETRM in control processes such as the E- Trading Risk… more
- TD Bank (Charlotte, NC)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40...positions and metrics + Ensures the compliance of the Non- Trading Market Risk processes with US regulations.… more
- Citigroup (New York, NY)
- …laws, rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a self-starter, flexible, ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $142,320.00 -… more
- Citigroup (New York, NY)
- Equities Supervisory Risk and Control position supports a trading and sales environment in relation to US Regulatory Rules as defined by FINRA and the ... Regulatory controls and processes to ensure thorough Supervision of Trading Activities in Equities 1LoD. + Understand...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Scotiabank (New York, NY)
- Senior Manager, US Equities Product Control **Requisition ID:** 215730 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is ... regulations, internal policies, and procedures. Reporting to the Director, US Equities Product Control , the...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Bank of America (New York, NY)
- …an emphasis on secondary trading markets. + At least a basic understanding of US equities market structure, with an emphasis on electronic trading and ... laws, rules, and regulations. **Minimum Education Requirement: Juris Doctor** **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of… more
- HSBC (New York, NY)
- …before reporting P&L and help on understanding main drivers of P&L movements. As our US Core Product Control Oversight Equities you will: + Review and ... oversight Framework across the Equities Core Product Control team providing effective...protected by applicable law. **Job Field:** Finance **Primary Location:** North America- United States -New York-New York **Req ID:**… more
- Citigroup (New York, NY)
- …products + Proven client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the market place and ... position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly diverse equity research franchise, while growing our strong, ... **Work Location** : Houston, Texas, United States of America **Hours:** 40...Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40..._General S&T job description:_ The Director TDS Sales & Trading ( US ) may specialize in Sales and/or… more
- Pacificorp (Portland, OR)
- …availability and purchasing transmission through third party OASIS sites. + Pre-schedule energy trading and generation control and set an operational plan. + ... Portland, Oregon #113343 **Date:** Mar 7, 2025 **Location:** PORTLAND, OR, US , 97232 **Company:** PacifiCorp PacifiCorp is seeking customer-centric candidates to… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40...point-person and provides oversight in regards to market risk control for trading desks in the Region… more
- Citigroup (New York, NY)
- …within which CIM trades + Familiarity with Equities Markets + Understanding of US regulatory framework with specific reference to trading activity + A good ... Product Manager **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $157,040.00 -… more
- Bank of America (New York, NY)
- …in Business Administration, Economics, Mathematics, Finance or related degree **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of ... VP, FICC Trading New York, New York **Job Description:** At...Preference Share Agreements, Non-disclosure Agreements, and Security / Account Control Agreements with managers, counsel, and equity … more
- JPMorgan Chase (New York, NY)
- **Intro Marketing Language:** Elevate your career with us as a Credit Derivatives Trading Services Associate, where you'll play a crucial role in our trading ... you to make a significant impact. **Job Summary:** As a Credit Derivatives Trading Services Associate within our team, you will be responsible for understanding … more
- JPMorgan Chase (Brooklyn, NY)
- …you! As an External Reporting Controller Fair Value, Fair Value Option, Trading Assets and Structured Notes within the Firmwide External Reporting Controller (FERC) ... reporting improvements. Within this organization the Fair Value, Fair Value Option, Trading Assets and Structured Notes FERC team is responsible for investigating,… more
- Vanguard (Malvern, PA)
- …progress toward DEI, download our Diversity, Equity , and Inclusion Report (https://corporate.vanguard.com/content/corporatesite/ us ... data warehousing + Experience with OneTick/KDB + Good understanding of source control , unit testing, test-driven development, and CI/CD + Knowledge of data… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40... to provide critical infrastructure services that support and/or control the trading , investment, and corporate banking… more
- Vanguard (Malvern, PA)
- …progress toward DEI, download our Diversity, Equity , and Inclusion Report (https://corporate.vanguard.com/content/corporatesite/ us ... best practices for investment operations and business activities to control various risks. Gathers and analyzes data from various...a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be… more
- JPMorgan Chase (Columbus, OH)
- …with an end-to-end focus in a dynamic and collaborative team environment. Join us to drive innovation and excellence in fraud management while advancing your career ... testing and process change management, ensuring compliance with Oversight and Control partners' requirements. + Offer subject matter expertise for fraud escalations.… more