- Citigroup (Tampa, FL)
- …Other job-related duties may be assigned as required. **Job Family Group:** Compliance **Job Family:** AML Intelligence **Time Type:** Full time **Primary ... This individual will join the AML Risk Insights and Strategic Control Enhancements team and support the Strategic Control Enhancements function. The successful… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... compliance team and have regular interface with staff throughout.... Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; .… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Sanctions and AML regulations, risks and typologies + Knowledge of Compliance laws, rules, regulations, risks and typologies + Must be a self-starter, flexible,… more
- JPMorgan Chase (Jersey City, NJ)
- …business priorities as they arise **Required Qualifications, Capabilities, and Skills** + AML Compliance or risk and control experience and knowledge of ... the status quo, and striving to be best-in-class. As a Risk Management Senior Officer within the Compliance , Conduct and Operational Risk line of business, you… more
- JPMorgan Chase (Melville, NY)
- …of the firm to clients. + Oversee, escalate and resolve issues, including any AML -identified compliance issues, as well as any reputational or negative media ... MMBSI management and the appropriate escalation forum. Supporting KYC officer in completion of AML /KYC due diligence...forum. Supporting KYC officer in completion of AML /KYC due diligence including approving DDF forms that reflect… more
- JPMorgan Chase (Plano, TX)
- …leveraging existing tools and industry insights. + Oversee, escalate and resolve AML -identified compliance issues and any reputational or negative media issues ... MMBSI management and the appropriate escalation forum. Support KYC officer in completion of AML /KYC due diligence including approving DDF forms that reflect true… more
- JPMorgan Chase (New York, NY)
- …Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product specific KYC and ... AML requirements for Clients and transactions. Coordinate the launch...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- Citigroup (Jacksonville, FL)
- The Business Risk and Control Officer is a senior-level position responsible for leading execution efforts for Audit and Exams in adherence to USPB AML KYC ... proactive readiness efforts across 1st line USPB functions and Compliance for KYC (Know Your Client) program at Citi....policy + Proactively identify and address control gaps in AML KYC for Brands, Retail Services, Retail Bank, and… more
- Berkshire Bank (Boston, MA)
- …closes all consumer and equity loans and lines. + Perform all duties in compliance with BSA/ AML regulations. + Conducts on-going training for new and existing ... Department: Private Banking Eastern MA Reports to: SVP, Private Banking Financial Center Officer Status: Exempt/ Officer Grade: 11 Pay Range: $66,699 - $141,734… more
- Citigroup (Tampa, FL)
- …International, 2) Financial Crimes ( AML , Bribery, and Sanctions), 3) Product / Function Compliance and Office of Fair Lending & Privacy , or 4) Compliance ... of Defense (2LoD) Testing Utility (STU), aligned to Independent Compliance Risk Management (ICRM) and Independent Risk Management (IRM),...across the STU. The ICRM Controls - Control Assessment Officer will be part of a team of approximately… more
- Banc of California (Chevy Chase, MD)
- …Moody's spread of financial statements tracking numerical financial covenants (covenant compliance ; noting, identifying and reporting on any negative trends. + ... YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- SMBC (Jersey City, NJ)
- …in transaction and customer screening. Associates help lead the team on the behalf of the Vice President (" VP ") and report into the VP . Associate have ... involved in performing assignments in the absence of the VP and ensure compliance of all transaction...compliance with all regulatory practices outlined by CPAD ( Compliance Department) BSA/ AML /OFAC and adherence to Bank… more
- ADP (Roseland, NJ)
- …periodic reporting to the VP , Global Financial Crimes Compliance Officer . **Responsibilities:** + Oversee and maintain Global AML /CTF and economic and ... Export Controls, Economic and Trade Sanctions will support the VP , Global Financial Crimes Officer in designing...that may impact and/or benefit the success of the AML compliance program (anti-fraud, anti-bribery, etc.). +… more
- Mizuho Corporate Bank (New York, NY)
- As Vice President of Financial Crimes Modelling and Analytics, you will act as a model owner for Mizuho America's Financial Crimes ("FCC") Models. Your primary ... documented and communicated to relevant stakeholders to maintain model integrity and compliance . + Partner with the Chief Information Officer (CIO) function… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Know Your Customer (KYC) Analyst is responsible… more
- MUFG (Tampa, FL)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and...review and monitoring of workflows of the Unit, assist VP in running daily operations and controls, and ensure… more