- Citigroup (Tampa, FL)
- The Compliance team is looking for a Vice President - AML Compliance Officer for the Simplification effort for the newly created Personal Banking & ... strategic simplification efforts. + Evaluate, enhance, and implement best -in-class AML Compliance policies and practices. + Provide expert advice on AML… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... areas, while fulfilling responsibilities related to Request for Information (RFIs) related to KYC /risk/ compliance issues identified as part of the KYC due… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... areas, while fulfilling responsibilities related to Request for Information (RFIs) related to KYC /risk/ compliance issues identified as part of the KYC due… more
- SMBC (New York, NY)
- …+ Oversee new and on-going counterparty onboarding requirements across credit, legal, AML / KYC , and compliance /regulatory groups. + Prepare pitch books ... option based strategies, both stand-alone and embedded. Experienced derivatives marketing Vice President to work in a team of interest rate derivatives marketers… more
- Morgan Stanley (Baltimore, MD)
- …**Job:** **Other* **Title:** *Global Financial Crimes: Screening Project Manager ( Vice President )* **Location:** *Maryland-Baltimore* **Requisition ID:** ... as the development, enhancement and governance of technology controls that support the Firm's AML , KYC and Sanctions obligations. The remit of the team includes… more
- Morgan Stanley (Baltimore, MD)
- …sponsored benefit programs./ **Job:** **Other* **Title:** *Global Financial Crimes: Compliance Testing Vice President * **Location:** *Maryland-Baltimore* ... ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking… more
- Morgan Stanley (Purchase, NY)
- …account customer profiles with internal management and the Second Line of Defense Bank AML Compliance teams. - Contribute to the planning and performance of ... of training and experience - Minimum 7 years of experience in financial crimes/ AML compliance testing, Audit or similar related QA/QC testing experience at… more
- Morgan Stanley (Miami, FL)
- …related fields. . Deep functional knowledge of the Wealth industries and applicable AML KYC rules, regulations, policies, and processes with preferred knowledge ... *Financial Crimes Program Design: Oversight, Emerging Risk & Transformation - Vice President * **Location:** *Florida-Miami* **Requisition ID:** *3258085*… more
- Morgan Stanley (Tampa, FL)
- …Crimes Program Design: Architecture Implementation & Independent Testing - Vice President * **Location:** *Florida-Tampa* **Requisition ID:** *3256939* **Other ... *Knowledge* * Understanding of financial crimes requirements and framework AML / KYC . * Understanding of the...desired. *Required Qualifications:* * 5 years of risk management, compliance , control, and/or audit experience in a Bank or… more
- JPMorgan Chase (Chicago, IL)
- …real estate and power and utilities. As a Global Corporate Banking Attorney - Vice President , Assistant General Counsel within our Global Corporate Banking team, ... as deposit, cash management and payments products, regulatory and compliance issues affecting our line of business. You will...to treasury management products, and client related issues including KYC , privacy, reputational and AML issues which… more
- Morgan Stanley (Miami, FL)
- …Crimes Program Design: Architecture Implementation & Independent Testing - Assistant Vice President * **Location:** *Florida-Miami* **Requisition ID:** *3257872* ... considerations: * Experience in QC/QA functions performing an end-to-end Quality Control KYC review of new onboarding and periodic review files. * Experience with… more
- SMBC (New York, NY)
- …regulatory agencies. The US Financial Crime department is responsible for ensuring the compliance with anti-money laundering ( AML ), Bank Secrecy Act, USA PATRIOT ... Additionally, AML oversees key processes and risks of the KYC Department. The CPAD Market Surveillance team performs centralized trade surveillance for… more
- MUFG (Jersey City, NJ)
- …Laundering ( AML ) and Economic Sanctions for institutional client businesses. AML includes Know Your Customer ( KYC ), transaction filtering, transaction ... monitoring, case management, Currency Transaction Reports (CTR) and AML data analysis. **Major Responsibilities:** + Discuss compliance concerns with FCOA and… more
- Bank of America (New York, NY)
- Global Markets KYC Outreach VP New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... support partners + Oversees and resolves the risks and impacts of non compliance with KYC processes, including restrictions, closures and associated business… more
- Citigroup (Tampa, FL)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Compliance and Control **Job Family:** AML Execution **Time… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Job Summary** Under limited direction with a high level of autonomy, the Vice President of Financial Crimes Analytics will support the development, ... that fosters collaboration and demonstrates a team player mentality * Lead vendor AML , Fraud, and KYC evaluations, selections, and implementations. * Actively… more
- Bank of America (New York, NY)
- …support partners + Oversees and resolves the risks and impacts of non compliance with KYC processes, including restrictions, closures and associated business ... Client Outreach VP Manager Charlotte, North Carolina;New York, New York;...will be a part of the Know Your Client ( KYC ) Outreach teams within the Global Corporate and Investment… more
- Citigroup (Miami, FL)
- …advice for uncovering and enhancing business opportunities. + Ensure all KYC and AML as well as other compliance norms are strictly adhered to. + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Short Hills, NJ)
- …to client, including solving complex client inquiries + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Morgan Stanley (Baltimore, MD)
- …might be the right team for you. *Your Key Responsibilities:* As an experienced Director/ Vice President Risk Ranking Specialist in GFC, you will: * Assist with ... ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking… more