- NatWest Markets (Stamford, CT)
- US Client Services and Onboarding, Vice President Stamford,United States Permanent Full Time \#R-00240566 Our people work differently depending on their jobs and ... the operation of controls and processing related to Financial Crime, Client Account Management and Client Operations oversight. **What you'll do** + Responsible for… more
- MUFG (Dallas, TX)
- …recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist, Vice President in our New York or Dallas office to service, monitor, ... and assign timely internal ratings and reporting; and (iv) assist Division Manager in special projects, as requested, including providing on-the-job training for… more
- JPMorgan Chase (Louisville, KY)
- …solutions to meet their generational wealth management needs. As a Supervisory Manager in Chase Wealth Management, you will exhibit leadership and operational ... **Job responsibilities** + Monitor and analyze progress of active account and book reviews as well as monitor staff...to team members + Develop subject matter expertise of securities rules and regulations through knowledge, research and training… more
- JPMorgan Chase (Chicago, IL)
- …solutions to meet their generational wealth management needs. As a Supervisory Manager in JP Morgan Wealth Management, you will exhibit leadership and operational ... transactions, including stocks, bonds, options, mutual funds, and managed account transactions. + Escalate supervisory issues as necessary, providing relevant… more
- JPMorgan Chase (San Francisco, CA)
- …leading global financial institutions on behalf of our clients. As a Supervisory Manager in JP Morgan Advisors, you will exhibit leadership and operational expertise ... Advisors + Review middle markets, institutional, and retail customer account activity, sales practices, suitability, documents, marketing material and customers'… more
- JPMorgan Chase (Washington, DC)
- …wealth planning, philanthropy, credit and banking. As a Private Bank Supervisory Manager in Asset & Wealth Management, you will coordinate and work closely ... stakeholders. **Job responsibilities** + Coordinate and lead monthly meeting with Market Manager . This includes preparing and presenting key findings and overview of… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (Los Angeles, CA)
- …our recruitment team will provide more details. **Job Summary:** The Credit Risk Manager position reports to the head of Growth & Middle Market Technology ("GMMT") ... an important part of your job + Coordinate and communicate critical account information independently and directly to various related parties including the business… more
- MUFG (New York, NY)
- …soundness while developing the portfolio + Coordinate and communicate critical account information independently and directly to various related parties throughout ... covenants in line with policies and procedures. + Advise account officers on credit risk issues/terms and conditions to...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …an important part of your job + Coordinate and communicate critical account information independently and directly to various related parties including the business ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (New York, NY)
- … Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) ... issues. Manage strategic client and customer relationships, typically by deploying large account teams to ensure ongoing customer satisfaction and loyalty toward the… more
- TD Bank (New York, NY)
- …gifts and entertainment must only be given or received in line with the TD Securities Gifts & Entertainment Policy. Personal Account trading must adhere to the ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $130,000 - $180,000 USD TD is...portfolio or lead teams within an assigned territory / account base; serves as a segment or product expert… more
- MUFG (New York, NY)
- …extensions of credit to management + Coordinate and communicate critical account information independently and directly to various related parties throughout the ... covenants in line with policies and procedures + Advises account officers on credit risk issues/terms and conditions to...on OJT (on-the-job) basis as assigned by MD or VP /Team Leader + Guide junior analysts in completing complex… more
- MUFG (Tempe, AZ)
- …Responsibilities:** + In-house support for client onboarding assignments (including account opening, implementation, maintenance and cancellation of services. + ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- BMO Financial Group (New York, NY)
- …Institutes cross-selling initiatives to increase OneClient at BMO + Provides comprehensive account coverage and client development as well as actively prospects new ... database + Executes orders for purchase or sales of securities or completes transaction independently if brokerage firm is...decision making - In-depth. **Salary:** Associate - $150,000 USD VP - $250,000 USD **Salary:** **Pay Type:** Salaried The… more
- Neuberger Berman (New York, NY)
- …Neuberger Berman Wealth Advisor, Portfolio Management and Trust Company teams. The Vice President will partner with Supervision, Compliance, Business Control and ... **Summary:** **As a member of the Centralized Business Services Team, the lead/ manager will provide onboarding and client service support to… more
- BorgWarner Inc. (Auburn Hills, MI)
- …purpose We are seeking a highly skilled Corporate Counsel with a specialization in securities law to join our dynamic legal team. This candidate will report directly ... to the VP , Chief Compliance Officer, Data Privacy Officer and Assistant...to support our business objectives while ensuring adherence to securities regulations. If you are a proactive legal professional… more
- The Walt Disney Company (Lake Buena Vista, FL)
- …have experience as a Financial Advisor, Premier Banker, Private Banker or Sr Relationship Manager and have obtained your required licensing, this may be the role for ... answering questions and resolving more complex member requests, and assists the Branch Manager and Member Experience Manager as needed. The incumbent is… more
- The Walt Disney Company (Lake Buena Vista, FL)
- …answering questions and resolving more complex member requests, and assists the Branch Manager and Member Experience Manager as needed. The incumbent is ... to maintain capability to lead and inspect lower-level Branch positions. Securities /FINRA licensing required. While reporting directly to the Branch Manager… more