- Fidelity Investments (Boston, MA)
- Job Description:Senior Manager - Global Financial Controls Center of ExcellenceThe Global Financial Controls Center of Excellence (GFC-CoE) is an enterprise-wide ... services for select strategic initiatives and modernization efforts.The Senior Manager role will deliver significant value to the business...the function's mission. The role will report to the VP , Head of Global Financial Controls CoE or a… more
- NatWest Markets (Stamford, CT)
- US Client Services and Onboarding, Vice President Stamford,United States Permanent Full Time \#R-00240566 Our people work differently depending on their jobs and ... the operation of controls and processing related to Financial Crime, Client Account Management and Client Operations oversight. **What you'll do** + Responsible for… more
- MUFG (Dallas, TX)
- …recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist, Vice President in our New York or Dallas office to service, monitor, ... and assign timely internal ratings and reporting; and (iv) assist Division Manager in special projects, as requested, including providing on-the-job training for… more
- JPMorgan Chase (San Jose, CA)
- …solutions to meet their generational wealth management needs. As a Supervisory Manager in Chase Wealth Management, you will exhibit leadership and operational ... **Job responsibilities** + Monitor and analyze progress of active account and book reviews as well as monitor staff...to team members + Develop subject matter expertise of securities rules and regulations through knowledge, research and training… more
- JPMorgan Chase (Chicago, IL)
- …solutions to meet their generational wealth management needs. As a Supervisory Manager in JP Morgan Wealth Management, you will exhibit leadership and operational ... stocks, bonds, options, mutual funds, etc.) as well as Managed Account transactions. + Escalate supervisory issues as necessary, providing relevant recommendations… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- JPMorgan Chase (New York, NY)
- …team (GFICC) at JP Morgan Asset Management is a leading fixed income manager with expertise across all sectors. Our investment decisions are backed by the ... billion across investment grade municipal credits. As a Portfolio Manager on the Municipal Bond team you will assist...trends, analyze individual credits, and assess relative value across securities . + Play an active role in the investment… more
- MUFG (Los Angeles, CA)
- …our recruitment team will provide more details. **Job Summary:** The Credit Risk Manager position reports to the head of Growth & Middle Market Technology ("GMMT") ... an important part of your job + Coordinate and communicate critical account information independently and directly to various related parties including the business… more
- MUFG (New York, NY)
- …soundness while developing the portfolio + Coordinate and communicate critical account information independently and directly to various related parties throughout ... covenants in line with policies and procedures. + Advise account officers on credit risk issues/terms and conditions to...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …an important part of your job + Coordinate and communicate critical account information independently and directly to various related parties including the business ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (New York, NY)
- …a more frequent basis and present at regular watchlist meetings. + Share critical account information with various parties throughout the bank. (3) Other + Engage in ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (New York, NY)
- … Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) ... issues. Manage strategic client and customer relationships, typically by deploying large account teams to ensure ongoing customer satisfaction and loyalty toward the… more
- MUFG (New York, NY)
- …reporting to sales performance and competitor analysis. + Coordination of client account plans, tracking actions and providing updates to management. + Support Sales ... Desks + Any other S&T related materials required by the line manager and/or Tokyo headquarters **Client Perimeter/KYC/Risk Framework and Management** * Working… more
- Citigroup (Tampa, FL)
- …join us. We'll enable growth and progress together. **About the Role:** The Securities Services Settlements Portfolio Manager is responsible for the delivery, ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- BMO Financial Group (New York, NY)
- …Institutes cross-selling initiatives to increase OneClient at BMO + Provides comprehensive account coverage and client development as well as actively prospects new ... database + Executes orders for purchase or sales of securities or completes transaction independently if brokerage firm is...decision making - In-depth. **Salary:** Associate - $150,000 USD VP - $200,000 USD **Salary:** **Pay Type:** Salaried The… more
- Citigroup (Jacksonville, FL)
- …and execution, as well as traditional and alternative investments, managed account strategies, world-class research and investment guidance. The Wealth business ... work efforts of the department where needed and as directed by their manager . **Qualifications:** + 5+ years relevant experience, 3+ years in Risk & Controls… more
- Neuberger Berman (New York, NY)
- …Neuberger Berman Wealth Advisor, Portfolio Management and Trust Company teams. The Vice President will partner with Supervision, Compliance, Business Control and ... **Summary:** **As a member of the Centralized Business Services Team, the lead/ manager will provide onboarding and client service support to… more
- BorgWarner Inc. (Auburn Hills, MI)
- …purpose We are seeking a highly skilled Corporate Counsel with a specialization in securities law to join our dynamic legal team. This candidate will report directly ... to the VP , Chief Compliance Officer, Data Privacy Officer and Assistant...to support our business objectives while ensuring adherence to securities regulations. If you are a proactive legal professional… more
- The Walt Disney Company (Burbank, CA)
- …have experience as a Financial Advisor, Premier Banker, Private Banker or Sr Relationship Manager and have obtained your required licensing, this may be the role for ... answering questions and resolving more complex member requests, and assists the Branch Manager and Member Experience Manager as needed. The incumbent is… more
