- Fidelity Investments (Boston, MA)
- …over Financial Reporting, and COSO frameworkBlend of Public Accounting and Internal Audit experience highly desirableProficient with accounting concepts and ... Owners to deliver on the function's mission. The role will report to the VP , Head of Global Financial Controls CoE or a Director.The Expertise and Skills We're… more
- Takeda Pharmaceuticals (Boston, MA)
- …Orbit risk management tracking tool + Ensure compliance and inspections/ audit procedures/processes in reflect alignment with various regulatory authorities' ... the use of digitalization/AI/ML/Hyper-automation + Identify all available data sources, internal and external to Takeda, and associated safety analytics tools to… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to ... of its broker/dealer (SMBC Nikko Securities America, INC). The Vice President is responsible for execution of...+ Has a Compliance Testing, Broker Dealer Regulatory or Internal Audit Background + Strong desire to… more
- Opportunity International (Chicago, IL)
- The Senior Vice President of Finance is responsible for the overall operational direction of the organization's financial and accounting functions, ensuring ... and individual projects and programs. + Lead the annual audit process and liaise with external auditors and the...Management Team Lead + Chief Philanthropy Officer + Executive Vice President , IPCS (international Programs & Capital… more
- JPMorgan Chase (New York, NY)
- As a Tax Vice President in the Real Estate Investment Group you will assist the Head of Tax in leading the tax team and work closely with an experienced ... estate taxation and reporting. **Job Summary** As a Tax Vice President in the Real Estate Investment...estate taxation and reporting, and work closely with the Head of Tax. This role provides a unique opportunity… more
- Citigroup (New Castle, DE)
- …of the firm and is deeply integrated into the sectors and functions. **Senior Vice President - Cyber Risk and Service Delivery** will have combined ... trusted security partner on cyber risks, regulatory reporting, and audit requirements, supporting requests and providing guidance to application...Cyber for Wealth and Legacy Franchise. + Represent the Head of Cyber in internal and external… more
- BlackRock (New York, NY)
- **About this role** The Vice President will be a versatile collaborator, display leadership qualities, and be enthusiastic in addressing new challenges. This ... and Data Protection team, reporting directly to the Americas Head of Privacy and Data Protection. The successful candidate...with Legal & Compliance, Information Security, Technology, Business, and Internal Audit groups as well as with… more
- MUFG (Irving, TX)
- …our recruitment team will provide more details. MUFG is looking for a skilled Vice President with extensive banking and program management experience to support ... updates on the program for key stakeholders including MUFG and GFCD Leadership, Internal Audit and regulators. + Maintain project status reports to stakeholders;… more
- SMBC (Jersey City, NJ)
- …experience + 7+ years of financial services experience + Compliance Testing, NFA or Internal Audit background + Able to work independently on projects with ... its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP … more
- TD Bank (New York, NY)
- …reviews for potential areas of risk to ensure the business is always prepared for internal and external audit reviews + Provides insight or guidance to the ... who can provide you more specific details for this role. **Job Description:** The Head of Shared Services Governance & Control is accountable for leading / managing… more
- JPMorgan Chase (New York, NY)
- …and business support. As a Mergers & Acquisitions Advisory - Business Manager VP within the Business Management organization, you will act as a trusted partner ... execution of business initiatives. You will provide comprehensive support to the Head of M&A Globally and Region Heads, delivering critical analytics for management… more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary:** The Data & Financial Operations Governance VP will support the Chief Data & Financial Operations (CDFO) management team ... process owners and subject matter experts to satisfy lines of defense requests from audit teams, risk managers, and control testing teams with specific focus on TPRM… more
- SMBC (White Plains, NY)
- …third-party vendor relationships and related technology expenditure. + Partner with internal control functions including compliance, audit , risk management, HR ... expenses analysis, and representation of the Technology organization in various internal forums, including the new product and process approval group, among… more
- MUFG (Irving, TX)
- …second-line programs (Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption), business functions, Internal Audit , Compliance Testing, and Exam & Audit ... review and challenge. The AVP will report into the Head of GFCD IM Program Governance. **Responsibilities:** + Liaise...Financial Services, preferably in Financial Crimes Compliance, Risk Management, Internal Audit or related areas + 3+… more
- Citigroup (Irving, TX)
- …management of internal and external audits, including Regulatory, FCR and Internal Audit ** **Engage with ICM-UW verticals to understand any concerns ... MCA design)** + **Experience in effectively engaging with banking regulators, FCR, and Internal Audit ** + **Thorough knowledge of Citi's systems and operational… more
- MUFG (Irving, TX)
- …oversight tasks associated with Financial Crimes + Build strong partnerships with Legal, Internal Audit , Operations Risk, Regulatory Affairs Office and other key ... team will provide more details. **Job Summary:** Reporting into the Head of Financial Crimes Compliance (FCC) Investigations (FCC Investigations), this new… more
- SMBC (New York, NY)
- …Nikko Securities America, Inc.'s interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. + ... the Sales & Trading Vertical BCO's vertical level assessment + Supports the head of the Nikko Securities America, Inc. strategy and product development (incl. new… more
- Jabil (St. Petersburg, FL)
- …foster vibrant and diverse communities around the globe. JOB SUMMARY The Global Head of Environmental, Health, and Safety (EHS) will lead the implementation of the ... to the Chief Compliance Officer within the Corporate Legal Department, the Global Head of Environmental, Health, and Safety (EHS) will be responsible for developing… more
- Mizuho Corporate Bank (New York, NY)
- …process innovation, project management and talent development. DescriptionUnder the direction of the Vice President , execute a robust audit program including ... and ensure timely and effective remediation.Communicate, as needed, with Internal Audit Department (IAD) Head ...other IADA Audit Groups, as needed.Assist the Vice President /Director with maintaining an Off-Site Monitoring… more
- CIBC (Chicago, IL)
- …**What You'll Be Doing** The role is responsible for supporting the VP Head of Internal Audit - US Region. Responsibilities include broadly supporting ... leaders to facilitate scheduling. + Building an understanding of the Internal Audit team organization to identify meeting participants and coordinate back-up… more
