- ManpowerGroup (New York, NY)
- …coverage over the banks Swap Dealer Operations. **Job Title: Vice President , Compliance Monitoring & Testing (Swaps)** **Location: New York, NY ... top banking client is seeking a Vice President of Compliance Monitoring & Testing...rules and regulations. **What's Needed?** + 7+ years of swap dealer experience + Compliance Testing… more
- SMBC (Jersey City, NJ)
- …Description** SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is ... and Skills** + 7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background + Able to work independently on projects with… more
- TD Bank (New York, NY)
- …Core Compliance program as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead testing engagements, sometimes ... approach and the overall results and findings of the compliance testing review. + Build relationships with...firm. + Proficient in Word, Excel and PowerPoint The VP Compliance TDS oversees/leads a team(s) of… more
- HSBC (New York, NY)
- …small geographic area/country to global for a Function or Global Business Line. As our Vice President Risk and Compliance Assuranceyou will: + Utilize SME ... systems and organization + Understanding of all significant regulatory compliance requirements applicable to the businesses + Swap...businesses + Swap Dealer and Broker Dealer compliance control testing experience + Strong managerial,… more
- Mizuho Corporate Bank (New York, NY)
- …compliance developments, issues and key compliance risks Summary ACD seeks a Vice President , Compliance Monitoring within the Compliance Risk ... developing and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing … more
- SMBC (New York, NY)
- …options, currency futures, treasury futures & options, etc Therefore, CM is seeking a Vice President within its Risk Management Department. The role will report ... risk governance framework across CUSO under FRB regulations. 2. Monitors the firms compliance with the Volcker Rule and produces monthly analysis. 3. Assists Group… more