- Santander US (New York, NY)
- Vice President , Compliance - Trade Surveillance New York, United States of America This Trade Surveillance role is an integral part of the Santander ... trade flows and/or implement new types of reviews. + Creates/maintains/provides compliance metrics, as needed, relating to trade surveillance. + Responds to… more
- MUFG (Tempe, AZ)
- …details. Job Description Within the Global Financial Crimes Division (GFCD), the Head of Trade Finance AML Advisory reports into the Global Head of AML Advisory. The ... Trade Finance AML Advisory Manager will report to the...coordinates with other areas of the Global Financial Crime Compliance team to build partnerships and best practices. +… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... benefits to its employees. **Role Description** The candidate will support the Global Trade Finance businesses from our New York office focusing on global customers… more
- HSBC (Buffalo, NY)
- …our communities and the planet we all share. _HSBC is the largest trade and receivable finance organization in the world, offering a comprehensive range of ... forward-thinking open account and traditional trade solutions. The bank has been recognized by the...knowledge of US regulatory requirements related to Financial Crime Compliance + Experience in Receivables Finance and Supply Chain… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Draw on expertise to suggest solutions for appropriate stakeholders (Bankers and/or Trade Sales, Credit, Legal, Compliance , Tax, etc.) as necessary, ensuring ... best-in-class transaction execution and documentation negotiation management for core trade and working capital facilities **Job responsibilities** + Review and… more
- MUFG (Irving, TX)
- …the Surveillance VP include the following: + Working with various trade surveillance and electronic communication monitoring automated tools, conducting reviews of ... + At least 7+ years of experience in banking or broker-dealer operations or compliance + Previous experience with any monitoring tools a strong plus + Series 7… more
- American Institutes for Research (Arlington, VA)
- …ownEquity Initiative (https://www.air.org/air-equity-initiative-bridge-more-equitable-world) . AIR is seeking a ** Vice President ** for our Health Division ... effective technical assistance and training. Reporting to the Senior Vice President (SVP) for the Health Division,...lose money to one, report it to the Federal Trade Commission (FTC) at ReportFraud.ftc.gov . You can also… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President of Asset Management Compliance within the Line of Business ... Compliance Bulletins to educate business counterparts + Handle trade alerts escalated from Trade Surveillance and...with JPMS Syndicate; inter affiliate info barriers) + Manage Trade related policies and update related compliance … more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...role will report to the Director who serves as Compliance Risk Assessment team leader and will assist in… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Vice President within the JPM Wealth Management team, you will partner effectively ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...relevant to fixed income trading with focus on regulatory trade reporting, best execution, distribution of fixed income new… more
- American Institutes for Research (Austin, TX)
- …Initiative (https://www.air.org/air-equity-initiative-bridge-more-equitable-world) . AIR is seeking an experienced ** Vice President , Program Finance** to join ... our dynamic team. The Vice President , Program Finance position plays a...at the forefront of AIR's financial strategy, ensuring robust compliance , operational efficiency, and alignment with the goals of… more
- Little City Foundation (Palatine, IL)
- Associate Vice President of Adult Residential Services Job Details Job Location Main Campus - Palatine, IL Job Shift Business Hours Description PURPOSE:The ... Associate Vice President of Adult Residential Services is responsible for developing, organizing, and oversight of the Adult Residential Service (ARS) program.… more
- TD Bank (New York, NY)
- …related subject matter expertise and input into GTB's payments product strategy. The Vice President , US Domestic Payments, Product Transformation is a member of ... team and will report directly to the Director, GTB Payments, Product Transformation. The Vice President , US Domestic Payments will act as a catalyst and… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Cloud Security Architecture will be responsible for ensuring ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...is made up of Azure, AWS and GCP. The Vice President of Cloud Security Architecture focuses… more
- JPMorgan Chase (Dallas, TX)
- …suite to them? You have found the right team! As a Letter of Credit Transaction Vice President in the Commercial Bank. you are client facing and will team up ... the workings of our internal teams, eg, deal team leads, credit, legal, compliance and business management, relating to credit decisioning, product set up and… more
- JPMorgan Chase (Newark, DE)
- …a production fast-paced environment enthusiast. You have found the right team! As a Vice President of Alternatives Core Operations within the Alts Core Ops team. ... efficiently + Ability to maintain relationship with stakeholders across portfolio management, trade , risk management, technology, legal and compliance + Strong… more
- HSBC (Buffalo, NY)
- …standards, regulatory guidelines and client needs. Reports to Sector Head. As our Vice President Credit Approvals Unit you will: **Impact on the Business** ... tasks including timely risk ratings and remediation actions, where applicable + Assure compliance with Bank Credit Policy and risk appetite guidelines as well as… more
- A-Gas (Washington, DC)
- Vice President , Regulatory About A-Gas A-Gas is the global expert in the supply and full life-cycle management of specialty chemicals and gases, providing ... develop an advocacy strategy in conjunction wi th the President , and the Group Sustainability Director . +...global market access . Ensure business activities conducted in compliance with the regulations and standards applicable to our… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... portfolio of benefits to its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a VP of...Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible… more
- Morgan Stanley (Tampa, FL)
- …diversifying its workforce (M/F/Disability/Vet). #LI-AJ1 **Job:** **Wealth Management* **Title:** * Vice President : Anti-Money Laundering Risk Negative News Risk ... Securities, Wealth Management, and Asset Management, in addition to E* TRADE . Morgan Stanley's network includes approximately 15,000 Financial Advisors with… more