- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- JPMorgan Chase (New York, NY)
- …thinking outside the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Risk Engagement team, you will have a lead role ... other exam partners in preparation for, and engagement in, regulatory engagements. + Lead regulatory examinations through the exam lifecycle, as well as… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... regulatory examinations impacting the CDAO through the entire exam lifecycle, as well as ongoing monitoring engagements +...in writing + Knowledge of and experience with regulators' exam processes and regulatory matters + Ability… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory Management Lead- Vice President within the Asset & Wealth ... at a large financial institution, regulator, or law firm performing legal, regulatory supervision/ exam management, or regulatory enforcement functions +… more
- JPMorgan Chase (New York, NY)
- …products, improve productivity, and enhance risk management effectively and responsibly. As a Vice President in the Regulatory Engagement and Projects ... + Ability to apply critical thinking to program development. + Experience with regulatory exam processes. + Proven experience delivering data-related projects. +… more
- Colorado State University (Fort Collins, CO)
- Posting Detail Information Working TitleAssistant Vice President for Research Administration Position LocationFort Collins, CO Work LocationPosition qualifies ... (MT) on10/21/2024 Description of Work Unit TheOffice of the Vice President for Research( OVPR ) has..., DFAR ), technology transfer, and the legal and regulatory /compliance environment governing research administration. The AVPR will need… more
- Morgan Stanley (Purchase, NY)
- …of qualifying securities, and Residential real estate loans. The US Bank Subsidiaries seek a Vice President (VP) to join the First Line Business Risk team to ... workforce (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *US Banks Operational Risk Vice President - Dedicated Business Risk Coverage for Shared… more
- JPMorgan Chase (Plano, TX)
- …and Payments, Home Lending, JPMorgan Wealth Management, and associated operations). As a Vice President , Assistant General Counsel on the Control Functions Legal ... lines of business. You will also advise the Compliance team responsible for regulatory exam management by advising on regulatory disclaimers and reviewing … more
- Morgan Stanley (Tampa, FL)
- …**Wealth Management* **Title:** *KYC Office: WM and US Banks Risk and Control Lead - Vice President * **Location:** *Florida-Tampa* **Requisition ID:** *3259589* ... any identified gaps, coordinating responses across the KYC Office during regulatory exams and/or audits, supporting governance forums required for execution… more
- JPMorgan Chase (Charlotte, NC)
- …cross-functional teams and act as a trusted advisor to global leaders. As a Vice President Quality Assurance Governance in our Global Know Your Customer Quality ... primary point of contact for internal and external auditors and exam management. Coordinate audit activities, including scheduling, information requests, and… more
- JPMorgan Chase (New York, NY)
- …Fraud Protection offerings and leads the end-to-end product life cycle. As a Vice President , Fraud Protection Services Product Manager within Banking Payments, ... procedures. + A strong background in audit, control testing and external regulatory exam readiness + Ability to thrive in a cross-functional environment while… more
- Wells Fargo (Houston, TX)
- …team within the Energy & Power Group in CIB is seeking an execution banker, at the Vice President level, to join its team. The position will report to the Head ... Microsoft office products **Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is… more
- JPMorgan Chase (Newark, DE)
- …and partners across JPMWM functional areas (eg, Legal, Finance, Compliance, Risk, Regulatory Strategy, Regulatory Exam Managers (REM), Control Management) ... team supporting JPMWM Service Centers and Operational Engagement + Focus on the regulatory environment and provide a holistic overview of the landscape to the… more
- MUFG (Tempe, AZ)
- …preparing, and providing responses to internal Audit functions, and to external regulatory agencies. Maintain tracking, reporting, and metrics. May be required to ... kept, and available for dissemination to management and/or for Audit and Exam purposes + **30%:** Supports EDD Manager with leadership responsibilities including… more
- MUFG (Tempe, AZ)
- …Anti-Bribery & Corruption), business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues Management policy, standard, ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- JPMorgan Chase (Plano, TX)
- …internal and external exam activity aligned to the CTPO Program. As a Vice President on this team, you will be responsible for preparing substantive written ... Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities + Strengthen exam management framework...of all global regulatory activities + Strengthen exam management framework to ensure consistent exam … more
- Citigroup (New York, NY)
- …Role** The Finance Regulatory Engagement, Management of Information and Communications Vice President is a strategic professional who keeps management and ... necessary forums and frameworks to establish and govern processes for Finance Regulatory Engagement & Oversight, including exam management, regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …and validated. Summary The Regulatory Relations Team is seeking a Vice President ("VP") to primarily support and coordinate supervisory examinations, routine ... treasury, compliance, financial crimes and IT/cyber risks. + Experience in regulatory exam management. + Familiarity with the regulatory oversight process… more
- Commonwealth of Pennsylvania (PA)
- …administrator, nurse director, chief nurse executive, JCAHO/Federal nurse surveyor or vice - president of nursing services, patient services, or clinical ... administrator, nurse director, chief nurse executive, JCAHO/Federal nurse surveyor or vice - president of nursing services, patient services, or clinical… more
- PulteGroup (Coppell, TX)
- …enforcement of the PGP Corporate Compliance Program. This position reports to the Vice President -Compliance. The Compliance Manager is a working manager and may ... other employees. PRIMARY RESPONSIBILITIESThe Compliance Manager, under direction of the Vice President -Compliance, will be assigned responsibility for elements… more