- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- JPMorgan Chase (Jersey City, NJ)
- …and passionate individuals in more than 20 countries around the world. As a Vice President within the Practices Audit team, you will support Internal Audit's ... Regulatory Engagement and Exam Management Team, including assisting in driving forward technology-related strategic initiatives, influencing broader … more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...Oversight Group and be based in New York, NY. * Regulatory Exam Support:* * Provide support &… more
- Colorado State University (Fort Collins, CO)
- Posting Detail Information Working TitleAssistant Vice President for Research Administration Position LocationFort Collins, CO Work LocationPosition qualifies ... (MT) on05/20/2024 Description of Work Unit TheOffice of the Vice President for Research( OVPR ) has..., DFAR ), technology transfer, and the legal and regulatory /compliance environment governing research administration. The AVPR will need… more
- MUFG (New York, NY)
- …process and submit all requested MIS to regulators. + Support end-to-end regulatory exam management, including meeting scheduling, organization of document ... Regulatory Affairs Office **Requirements:** + 2+ years' experience in regulatory relations / regulatory exam management and knowledge of heightened … more
- Wells Fargo (New York, NY)
- …this role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Media & Entertainment, to join its New York City office. The ... deal execution. **In this role, you will:** + The Vice President will be responsible for working...**Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- American Express (Salt Lake City, UT)
- …enterprise Operational Risk Management programs and reporting. Finance is looking for a Vice President of Governance to lead a diverse team of high-performing ... partners across numerous business units, functional areas, and geographies. **The Vice President , Finance Control Management Governance will:** + Develop… more
- Morgan Stanley (Purchase, NY)
- …of qualifying securities, and Residential real estate loans. The US Bank Subsidiaries seek a Vice President (VP) to join the First Line Business Risk team to ... (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *US Banks Payments Risk Vice President Dedicated Business Risk Coverage* **Location:** *New… more
- JPMorgan Chase (New York, NY)
- …are fit for purpose and used appropriately within their business context. As a Vice President in Risk Management - Emerging Risks within JPMorgan Chase, you ... Analytics Office (CDAO), Compliance, Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and consistent responses to … more
- JPMorgan Chase (Newark, DE)
- …and partners across JPMWM functional areas (eg, Legal, Finance, Compliance, Risk, Regulatory Strategy, Regulatory Exam Managers (REM), Control Management) ... team supporting JPMWM Service Centers and Operational Engagement + Focus on the regulatory environment and provide a holistic overview of the landscape to the… more
- Citigroup (Tampa, FL)
- …assumptions for internal liquidity stress tests (ILSTs) and interpretations for regulatory liquidity metrics (US LCR, US NSFR) + Performing detailed product-specific ... to new businesses and products + Developing responses to regulatory examinations related to liquidity stress testing + Understanding...US LCR, US NSFR, Reg YY, CLAR / LISCC exam process, Recovery Plan, Resolution Plan) and liquidity planning… more
- MUFG (Tempe, AZ)
- …Anti-Bribery & Corruption), business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues Management policy, standard, ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- JPMorgan Chase (Plano, TX)
- …internal and external exam activity aligned to the CTPO Program. As a Vice President on this team, you will be responsible for preparing substantive written ... Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities + Strengthen exam management framework...of all global regulatory activities + Strengthen exam management framework to ensure consistent exam … more
- Citigroup (New York, NY)
- …Role** The Finance Regulatory Engagement, Management of Information and Communications Vice President is a strategic professional who keeps management and ... necessary forums and frameworks to establish and govern processes for Finance Regulatory Engagement & Oversight, including exam management, regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …and validated. Summary The Regulatory Relations Team is seeking a Vice President ("VP") to primarily support and coordinate supervisory examinations, routine ... treasury, compliance, financial crimes and IT/cyber risks. + Experience in regulatory exam management. + Familiarity with the regulatory oversight process… more
- University of Oregon (Eugene, OR)
- …Public Policy and Planning, Planning/Project Management Department: Office of the Vice President for Research and Innovation Appointment Type and ... or hybrid work requests may be considered. Department Summary The Office of the Vice President for Research & Innovation (OVPRI) promotes excellence in research… more
- PulteGroup (Englewood, CO)
- …of the Pulte Mortgage Corporate Compliance Program. This position reports to the Vice President -Compliance. The Compliance Manager is a working manager and may ... employees. PRIMARY RESPONSIBILITIES: The Compliance Manager, under direction of the Vice President -Compliance, will be assigned responsibility for elements of… more
- San Diego Community College District (San Diego, CA)
- …I encourage you to file an application for employment. Reporting directly to the Vice President of Instruction, the Dean of Instruction will be responsible for ... day-to-day activities and is responsible for providing professional-level support to the Vice President of Instruction. EXAMPLE OF DUTIES Management reserves the… more
- Morgan Stanley (New York, NY)
- …securities, and Residential real estate loans. The US Bank Subsidiaries seek an Assistant Vice President (AVP) to join the First Line Business Risk team to ... He or she will be responsible for aiding the Vice President (VP) and Executive Director (ED)...emerging risks and mitigating control environment in accordance with regulatory requirements and guidelines * Actively support in the… more
- SUNY Erie Community College (Buffalo, NY)
- …College Board of Trustees. Work is performed under the general supervision of the Vice President of Facilities and Security or other Community College Official ... POSITION IS PROVISIONAL. YOU WILL NEED TO TAKE THE EXAM ONCE ERIE COUNTY MAKES THE ANNOUNCEMENT.** **DISTINGUISHING FEATURES...& Grounds regarding snow removal; * Consults with the Vice President of Facilities and Security or… more