- Citigroup (Tampa, FL)
- …thereof; experience in area of focus; Advanced degree a plus The Global KYC Policy team, within Citi's Independent Compliance Risk Management (ICRM) function, ... pivotal part in assessing and driving forward strategic initiatives to modernize our KYC policy framework, ensuring alignment with Citi's long-term goals and… more
- JPMorgan Chase (Columbus, OH)
- …Global Know Your Customer ( KYC ) organization is seeking a highly talented Vice President specializing in global Anti-Money Laundering (AML) and Know Your ... Quality Assurance and is pivotal in ensuring compliance with corporate KYC policy requirements while fostering a culture of continuous learning and improvement.… more
- Bank of America (New York, NY)
- Corporate Banking Support Specialist - Vice President New York, New York **Job Description:** **The Function:** The candidate will be a part of the Corporate ... and executing a range of operational tasks that includes KYC tracking and population oversight and sales information and...industry teams in Corporate Banking to support regulatory and policy objectives but will partner with others in GCIB… more
- NatWest Markets (Stamford, CT)
- US Client Services and Onboarding, Vice President Stamford,United States Permanent Full Time \#R-00240566 Our people work differently depending on their jobs and ... capital markets businesses with experience across a wide range of regulatory requirements (AML/ KYC , securities rules, Dodd Frank, etc.) + Ability to manage a team… more
- SMBC (New York, NY)
- …Head of Client Lifecycle, Client Management Lead and functional teams (Legal, Credit, KYC , etc) to drive priority clients through the Credit application and legal ... in an efficient and timely manner that meets SMBC Policy and Procedure requirements + High level ability to...clients while working closely with risk management, credit department, KYC and legal teams to ensure requirements are met… more
- Citigroup (New York, NY)
- …and other relevant information to the Banker + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records and ... driving compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and business… more
- Citigroup (New York, NY)
- …the approval and closing process including procuring or assisting with Citi KYC , internal legal, and credit committee/risk approval. + Develop financing structures ... Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement (http://citi.com/citi/diversity/assets/pdf/eeo\_aa\_policy.pdf) . View the Pay… more
- MUFG (Irving, TX)
- …flags/inconsistencies within a given timeframe * Conduct screening in accordance with Bank policy and escalate true hits to Adverse Findings. * Identify red flags ... needed **Qualifications:** * 6 to 8 years' experience in AML/BSA Compliance & KYC preferably within the financial services industry with experience conducting EDD on… more
- Mizuho Corporate Bank (New York, NY)
- …innovation, project management and talent development. DescriptionUnder the direction of the Vice President , execute a robust audit program including leading the ... risk and control functions to ensure activities are coordinated.Work with IADA Vice President /Director and corporate and compliance management to identify… more
- SMBC (Phoenix, AZ)
- …where smarter banking translates to a richer life. **JOB SUMMARY:** As the Vice President , Fraud Investigations and Support, you are responsible for building ... working with other financial institutions to recover funds. The Vice President , Fraud Investigations and Support will...movement, disputes, chargebacks, AML, and compliance frameworks such as KYC /CIP + A proven record of timely and quality… more
- Neuberger Berman (New York, NY)
- …Neuberger Berman Wealth Advisor, Portfolio Management and Trust Company teams. The Vice President will partner with Supervision, Compliance, Business Control and ... provide administrative and support services to new and existing clients.** **Provide policy and procedural guidance to junior members of the team, address escalated… more