- MUFG (Irving, TX)
- …details. Within the Global Financial Crimes Department (GFCD), the KYC Policy , Regulatory & Execution Vice President provides subject-matter expertise ... branches or regions around specific requirements. Key Stakeholders: The KYC Vice President will liaise... Requirements + Advise Compliance Technology on changes to policy requirements which may affect Global KYC … more
- MUFG (Irving, TX)
- …effectiveness and efficiency of the Global KYC screening program. **Responsibilities** The KYC Vice President will liaise and collaborate with GFCD ... the KYC Technology & Screening (Operations Advisory) Vice President assists in implementing and executing...management, workflow, and screening + Experience mapping regulatory and policy requirements to KYC operational processes +… more
- MUFG (Irving, TX)
- …Control Professional II is responsible for performing a quality control review of KYC files submitted by the Onboarding Unit to ensure compliance with the BSA/AML ... policy . This position is typically expected to review very...reviews and serves as a subject matter expert for KYC process. The position reports into the Head of… more
- NatWest Markets (Stamford, CT)
- US Client Services and Onboarding, Vice President Stamford,United States Permanent Full Time \#R-00240566 Our people work differently depending on their jobs and ... capital markets businesses with experience across a wide range of regulatory requirements (AML/ KYC , securities rules, Dodd Frank, etc.) + Ability to manage a team… more
- Citigroup (Miami, FL)
- …client, including solving complex client inquiries + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records ... driving compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and business… more
- Citigroup (Miami, FL)
- …and other relevant information to the Banker + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records and ... driving compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and business… more
- Citigroup (New York, NY)
- …the approval and closing process including procuring or assisting with Citi KYC , internal legal, and credit committee/risk approval. + Develop financing structures ... Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement (http://citi.com/citi/diversity/assets/pdf/eeo\_aa\_policy.pdf) . View the Pay… more
- MUFG (Tempe, AZ)
- …fraud; Core-Compliance (privacy, etc.); government and industry regulatory and policy -making agencies (eg, Financial Industry Regulatory Authority, or FINRA, in ... or the Financial Conduct Authority in the UK); know your customer ( KYC ) laws, rules, and regulations; surveillance (transactions); Market Abuse Regulation (EU); and… more
- Neuberger Berman (New York, NY)
- …Neuberger Berman Wealth Advisor, Portfolio Management and Trust Company teams. The Vice President will partner with Supervision, Compliance, Business Control and ... provide administrative and support services to new and existing clients.** **Provide policy and procedural guidance to junior members of the team, address escalated… more
- Mizuho Corporate Bank (New York, NY)
- As Vice President of Financial Crimes Modelling and Analytics, you will act as a model owner for Mizuho America's Financial Crimes ("FCC") Models. Your primary ... the Transaction Monitoring, Transaction and Name Screening, and Know Your Customer (" KYC ") Programs, ensuring that all data is accurately captured and utilized. +… more