- Citigroup (Jersey City, NJ)
- The Wealth Monitoring and Testing ... control effectiveness. Accountable for timely and complete controls testing results and advice regarding the ... This role will ultimately report to the Head of Wealth Monitoring and Testing . **Responsibilities:**...of new controls and changes to existing controls within the Manager Control Assessment. +… more
- Citigroup (Queens, NY)
- The Wealth Monitoring and Testing is responsible for the testing of controls that are designed and owned by Citi's Wealth departments. The ... execution-oriented leadership role accountable for end-to-end control testing for a specific business/segment - ie controls...This role will ultimately report to the Head of Wealth Monitoring and Testing . **Responsibilities:**… more
- Citigroup (Jersey City, NJ)
- The Wealth Monitoring and Testing is responsible for the testing of controls that are designed and owned by Citi's Wealth departments. The ... monitoring , with an excellent level of understanding of control testing and who closely follows latest...covered business functions. Responsible for end-to-end control testing for a specific business/segment - ie controls… more
- Citigroup (Miami, FL)
- …of Financial Services experience in the areas of in-business controls , controls design, controls testing , internal audit, operational risk management.** ... This role is responsible for the end-to-end management of issues for Wealth Chief Operating Office, including activation, monitoring remediation, identifying… more
- Citigroup (New York, NY)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments ... position reports to the Wealth Client Segments Control Testing Head within the Control...individual contributor position accountable for driving controls testing performance and improvement initiatives. The Wealth … more
- Citigroup (New York, NY)
- … monitoring and associated administration associated with Citi Global Wealth lending activities. WCM coordinates with the Institutional Credit Management function ... Citi Global Wealth (CGW) is a Division of Citi focused...analysis specialized on CRE, underwriting, proactive portfolio management and monitoring , strong risk and controls environment, client… more
- First National Bank of Omaha (Omaha, NE)
- …for improvement in the overall risk structure, including oversight, processes, and controls . Perform risk management testing and oversight of controls ... unit implement and monitor risk review processes including Risk Self Assessments, risk control processes, and testing as assigned. + Document findings and… more
- Morgan Stanley (Purchase, NY)
- …1stline of defense and is responsible for overseeing the operational risk and control framework across the Wealth Management business. This team partners with ... key stakeholders throughout the organization to execute independent risk monitoring functions, support process and control improvement, provide tactical and… more
- CIBC (Chicago, IL)
- …effective processes are in place for the identification, management, measurement, monitoring and control of operational, reputation and legal, strategic, ... to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance supports these...**Supervising** a Compliance staff to ensure that the Compliance monitoring and testing program is performed in… more
- Citigroup (Irving, TX)
- …the development, support and delivery of high-quality reporting related to control testing , corrective action validation, regulatory reporting, governance ... This is a key role within Internal Audit Wealth Team that incorporates Governance, Reporting, and Strategy...segmentations for completeness, accuracy and applicability to internal audit testing and regulatory requirements. + Test controls … more
- US Bank (Minneapolis, MN)
- …adequacy; and developing audit programs which provide sufficient guidance for testing control performance effectiveness and making evaluations which effectively ... Includes identifying and analyzing business processes, key risks and critical controls ; interviewing auditees; determining audit scope; evaluating control design… more
- Comerica (Frisco, TX)
- …Business will be assigned to support two or more of the specialty areas: RCSA, Control Design, Issue Management, Control Testing , and Metrics & Reporting ... business to identify and understand risk exposures and the controls needed which are integral to reducing risk and...two or more of the specialty risk areas: RCSA, Control Design, Issue Management, Control Testing… more
- Citigroup (Florence, KY)
- …a Citi Common Controls Testing Team Leader, within the USPB- Wealth -Common Control Testing Utility; and is an execution-oriented individual ... The Citi Common Controls Testing Team is responsible for the monitoring...monitoring , with an excellent level of understanding of control testing and who closely follows latest… more
- Amalgamated Bank (New York, NY)
- …movement, fund accounting, common trust fund cash flows, and daily control execution around monitoring overdrafts, trade funding, transaction authentication, ... Amalgamated Bank seeks a highly motivated Institutional Wealth Management Service & Operations Manager that will...and vendor relationships to ensure there is a strong control framework, adherence to defined service levels, and emphasis… more
- JPMorgan Chase (Columbus, OH)
- …are responsible for a wide range of activities including financial control , forecasting and budgeting, analysis of financial/business metrics, delivery of ... As a Lending Financial Analysis Vice President within US Wealth Management, you are an integral part of our...budgeting, reporting, forecasting and analysis + Manage quarterly/annual stress testing submissions + Own and maintain all models used… more
- Comerica (Dallas, TX)
- …partnership with the HR Incentive Compensation team where applicable. * Provides ongoing monitoring and testing of key risk metrics for each approved incentive ... Sales Practices and Incentives Lead The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding...and pipeline. * Provides guidance on the refinement of monitoring and testing based on prior year… more
- Comerica (Dallas, TX)
- BRCO Governance Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk exposures and the ... controls needed which are integral to reducing risk and...and play a role in Planning, Identifying, Assessing, Mitigating, Monitoring , and Reporting. BRCOs are members of the First… more
- CIBC (Chicago, IL)
- …technical leads to determine product development cycles + Manage release plans by monitoring project scope, schedule and budget + Support the Scrum Master in ... all applicable CIBC and Line of Business policies, standards, guidelines and controls . **AUTHORITIES/DECISION RIGHTS** + As a key contributor to the business unit,… more
- Citigroup (Florence, KY)
- …a Citi Common Controls Testing Team Leader within the USPB- Wealth -Common Control Testing Utility and is an execution-oriented individual contributor ... The Citi Common Controls Testing Team is responsible for the monitoring...over technical strategy. Responsible for supporting the Citi Common Controls Testing team on control … more
- BMO Financial Group (Chicago, IL)
- …area of review, which may include development of new monitoring and testing scripts. - Understand Wealth business processes across multiple entities across ... Deliver on components of the 1LOD testing plans for Wealth LOBs' in...management. **Qualifications:** - 7+ years' experience in a compliance, control testing , or audit role ideally in… more