- Morgan Stanley (Purchase, NY)
- …the 1stline of defense and is responsible for overseeing the operational risk and control framework across the Wealth Management business. This team partners ... for RCSA, Incident Management , Issues & Actions Management , and Control Validation. The responsibilities of...#LI-AJ1 **Job:** ** Wealth Management * **Title:** * Wealth Management Operational Risk Issue … more
- Citigroup (Miami, FL)
- …to influence and guide issue owners through the issue management lifecycle.** **Proactive engagement with control functions to ensure understanding of ... Wealth , which is to be the leading wealth management provider globally. As we embark... colleagues to identify and adopt best practices for issue management .** **Liaise within the organization to… more
- City National Bank (Los Angeles, CA)
- **BUSINESS CONTROLS MANAGER - PRIVATE BANKING & WEALTH MANAGEMENT ** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National Bank ... Business Control Manager for Private Banking & Wealth Management and will partner with the...Risk Framework leadership team. Responsibilities will encompass support in issue identification, risk & controls and implementations,… more
- Citigroup (New York, NY)
- …and insight sharing related to the above scope of controls testing. The Wealth Private Bank (ex-Trust) Control Testing Team Leader leads and directs a team ... tiers of Citigold(R) and Citigold Private Client and offers wealth management in the workplace through Citi...management experience preferred. + Subject matter expert on controls design, executionand/or control testing. + Expert-level… more
- Citigroup (Jersey City, NJ)
- …to influence and guide issue owners through the issue management lifecycle. + Proactive engagement with control functions to ensure understanding of ... goal of CGW, which is to be the leading wealth management provider globally. As we embark... colleagues to identify and adopt best practices for issue management . + Liaise within the organization… more
- JPMorgan Chase (Columbus, OH)
- …will lead the Business Support/ Control program for the **J.P. Morgan Wealth Management ** **Business Administration & Operational Excellence team** . As the ... Control Manager on all things within CORE, Issue Management and Regulatory Notices/ Legal Obligations....is up to date with current processes, risks, and controls + Lead control evaluations with Centralized… more
- Bank of America (Atlanta, GA)
- Audit Supervisor - Consumer and Wealth Management Operations Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; East Hartford, Connecticut; ... control environment + Assesses impacts to business processes, controls , and strategies to provide recommendations on severity ratings...Thinking + Audit Planning + Internal Audit Review + Issue Management + Risk Management … more
- Comerica (Charlotte, NC)
- BRCO Issue Management Lead The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk ... aggregate and report risk in accordance with the risk management lifecycle. The BRCO Issue Management...Deep expertise and ability to educate colleagues on risk management , controls , and compliance concepts, frameworks, and… more
- M&T Bank (Boston, MA)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...Follow established procedures when the report review identifies an issue to ensure it is resolved. + Understand and… more
- M&T Bank (Radnor, PA)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...Follow established procedures when the report review identifies an issue to ensure it is resolved. + Utilize knowledge… more
- Comerica (Frisco, TX)
- …of Business will be assigned to support two or more of the specialty areas: RCSA, Control Design, Issue Management , Control Testing, and Metrics & ... two or more of the specialty risk areas: RCSA, Control Design, Issue Management , ...and laws to assist the business to create proper controls . * Supplier Management and Third-Party Risk… more
- Comerica (Dallas, TX)
- …soundness. * Document, aggregate and report risk in accordance with the risk management lifecycle. The Business Risk and Control Office (BRCO) Governance Analyst ... BRCO Governance Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in...and laws to assist the business to create proper controls . * Supplier Management and Third-Party Risk:… more
- Comerica (Dallas, TX)
- …and soundness. * Document, aggregate and report risk in accordance with the risk management lifecycle. * The Business Risk and Control Office (BRCO) Sales ... Sales Practices and Incentives Lead The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding...Deep expertise and ability to educate colleagues on risk management , controls , and compliance concepts, frameworks, and… more
- Citigroup (Jacksonville, FL)
- …client service requests, received via telephone or email. + Provides exceptional support and issue resolution- all client issues will be owned end to end by the ... level of support from those teams. + Provides timely feedback to senior management to identify client pain points and barriers to exceptional service; offers… more
- JPMorgan Chase (Plano, TX)
- …Legal team, which provides legal advice to the Consumer and Community Bank (CCB) Control Functions ( Control Management , Compliance, Risk, and Audit) and ... Services, Consumer Banking, Digital and Payments, Home Lending, JPMorgan Wealth Management , and associated operations). As a...will provide independent advice and counsel to the CCB Control Functions, including Control Management … more
- Citigroup (O'Fallon, MO)
- …the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and ... Wealth Financial Crimes & Fraud Prevention ("FCFP") Control is an organization of 40+ control ...one of the Control disciplines (MCA, Audit Management or Issue Management ). +… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Citigroup (Irving, TX)
- …the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and ... Wealth Financial Crimes & Fraud Prevention ("FCFP") Control is an organization of 40+ control ... Assessment (MCA) process + Experience in Risk & Control & Issue Management +… more
- Citigroup (Irving, TX)
- …the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and ... Wealth Financial Crimes & Fraud Prevention ("FCFP") Control is an organization of 40+ control ...and challenge to ensure appropriate escalation in according with Issue Management and Escalation Policies. + Direct… more
- JPMorgan Chase (Newark, DE)
- …found the right role! As a Control Manager - Vice President in the Wealth Management Solutions Control Management team, you will be responsible ... fiduciary obligations, managing operational risk on behalf of the Wealth Management Solutions business and ongoing regulatory...key controls , review and provide feedback on control testing and draft issue and action… more