- Citigroup (Jersey City, NJ)
- …role will support the Citi Wealth Controls team responsible for the Issue Management Program including Issue Quality Assurance (IQA) and Issue ... Management Policy. *Ensure the identification of issue root cause, partnering with control and...support on the effective design and implementation of key control remediations. *Provide Controls /Issues Management … more
- M&T Bank (New York, NY)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...Follow established procedures when the report review identifies an issue to ensure it is resolved. + Utilize knowledge… more
- Citigroup (Jersey City, NJ)
- …(AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level position responsible for establishing ... objective is to design and implement the AML risk management program for the US broker dealer and consumer... program for the US broker dealer and consumer wealth business lines, manage a team, utilize in-depth specialty… more
- City National Bank (Los Angeles, CA)
- … areas required. *Skills and Knowledge* * Understanding of risks, internal controls , work paper documentation and issue identification concepts and experience ... *AUDITOR II- WEALTH * WHAT IS THE OPPORTUNITY? The auditor will...an individual contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and… more
- Truist (Atlanta, GA)
- …High Net Worth or Ultra High Net Worth clients within the Truist Private Banking Wealth Management segment or Specialty clients, such as Medical Practices or Law ... responsible for leading a team of assigned Analyst, Underwriting & Portfolio Management teammates to deliver quality credit analysis and underwritings of credit… more
- First Horizon Bank (Memphis, TN)
- …in which Corporate Compliance has oversight responsibility, with a primary focus on Wealth Management and Trust. Must have knowledge of state and federal ... laws and regulations related to Wealth Management and Trust Compliance. Must have...products and services * Exercise discretion and judgment identifying risk/ control gaps that may have an adverse impact; and… more
- Citigroup (Irving, TX)
- …line of defense partners and drive corrective actions such as implementation of necessary controls within Wealth Technology teams as per the results of the ... and analytical thought. Exhibits comprehensive knowledge of several areas within IT Controls , processes, quality and issue remediation and has a good… more
- CIBC (New York, NY)
- …a variety of high-net-worth client accounts (revocable and irrevocable trusts, investment management accounts, IRAs, foundations) and act as a trusted partner to the ... but are not limited to the following: + Assist clients with CIBC Private Wealth Investor Dashboard + Input all cash processing functions + Manage all aspects of… more
- CIBC (Atlanta, GA)
- …variety of high net worth client accounts (revocable and irrevocable trusts, investment management accounts, IRAs, foundations) and act as a trusted partner to the ... but are not limited to the following: + Assist clients with CIBC Private Wealth Investor Dashboard + Input all cash processing functions + Manage all aspects of… more
- Scotiabank (New York, NY)
- Senior Manager, Exam and Issue Management **Requisition ID:** 218259 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... other US control functions, supporting IT regulatory/audit exams and remediations and issue management across the US Contribute to the overall success of… more
- Citigroup (O'Fallon, MO)
- The Registered Wealth Service Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or external ... via telephone or email. + Provides exceptional support and issue resolution- all client issues will be owned end...from those teams. + Provides timely feedback to senior management to identify client pain points and barriers to… more
- JPMorgan Chase (Jersey City, NJ)
- …regulatory, and industry standards + Manage reporting and governance of overall controls , policies, issue management , and measurements, etc., providing ... and enhance industry compliance. As a Tech Risk & Controls Director in Cybersecurity and Technology Controls ,...risk management strategy for our Asset & Wealth Management business. Leveraging your advanced knowledge… more
- First Horizon Bank (Charlotte, NC)
- …new product governance, Risk and Control Self-Assessment (RCSA), key risk indicators, issue management , operational loss management , and third party risk ... at the location in the job posting. **Summary** The Business Risk and Controls Advisor supports the Marketing and Product Management organization. This role… more
- Scotiabank (New York, NY)
- … independently. + Review, update, and maintain all related policies and procedures. + ** Issue Management :** + Coordinate with issue owners ensuring issues ... maintain all related policies and procedures + **Regulatory and Controls :** + ** ** Enhance control for...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and… more
- JPMorgan Chase (Newark, DE)
- As a Control Manager within Asset Wealth Management (AWM), you will support the implementation and maintenance of Compliance Operational Risk Environment ... (eg, Legal, Finance, Compliance, Risk, Regulatory Strategy, Regulatory Exam Managers (REM), Control Management ) and geographies to share information and create… more
- JPMorgan Chase (New York, NY)
- JPMorgan Chase is seeking a Senior Associate to join our Asset & Wealth Management team within Private Banking. JP Morgan Asset & Wealth Management ... full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more… more
- Citigroup (Jacksonville, FL)
- …the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and ... Wealth Financial Crimes & Fraud Prevention ("FCFP") Control is an organization of 40+ control ...and challenge to ensure appropriate escalation in according with Issue Management and Escalation Policies. + Help… more
- University of Pennsylvania (Philadelphia, PA)
- …variety of professional development opportunities, supportive work and family benefits, a wealth of health and wellness programs and resources, and much more. Posted ... Job Title QA Analyst, GMP Doc Control (CVPF)(Center for Cellular Immunotherapy) Job Profile Title Research...will primarily be responsible for managing the CVPF's document management system (Veeva QualityDocs), updating and issuing batch records,… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Analyst, First Line Operational Risk & RCSA, US Internal Control **Requisition ID:** 217068 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the… more
- Wells Fargo (Tempe, AZ)
- …of experience in audit, risk, or compliance testing. + Experience in risk management , control testing, issue identification and validation, compliance, ... The right candidate will be responsible for evaluations of controls to ensure identification of control deficiencies,...to research trends and analyze data. + Interested in Wealth Management business and ability to learn… more