- Citigroup (Queens, NY)
- …to influence and guide issue owners through the issue management lifecycle.** **Proactive engagement with control functions to ensure understanding of ... Wealth , which is to be the leading wealth management provider globally. As we embark... colleagues to identify and adopt best practices for issue management .** **Liaise within the organization to… more
- Citigroup (Jersey City, NJ)
- …role will support the Citi Wealth Controls team responsible for the Issue Management Program including Issue Quality Assurance (IQA) and Issue ... Management Policy. *Ensure the identification of issue root cause, partnering with control and...support on the effective design and implementation of key control remediations. *Provide Controls /Issues Management … more
- JPMorgan Chase (Newark, DE)
- …customers and communities. As a Senior Associate in the Risk Management - Asset & Wealth Management Risk Control team, you will play a pivotal role in ... risk assessment. Your responsibilities will encompass top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and… more
- BMO Financial Group (Chicago, IL)
- …all BMO-defined Operational Risk Types (including AML) for the Wealth Management business, ensuring that internal control systems identify and mitigate ... - R250002014 Reporting to the Chief Operating Officer (COO), Wealth Management , the Head, Business Risk and...to design and implement appropriate end-to-end product/segment level risk management controls , metrics and quality controls… more
- Citigroup (Jacksonville, FL)
- …measurement, management , reporting and controls in governance, risk management and internal control environments. + Leverage available tools and ... Citi's US Personal Banking and Wealth Management (USPBWM) businesses are global... remediation and closure. Provide updates, as needed, to management on issue remediation status including progress… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …strategy, execution, and documentation; management reporting and communication; and issue management . A COII leads in the identification and assessment ... II (COII) you will conduct compliance testing for the Wealth and Asset Management (W&AM) business and...of various processes, identifying regulatory compliance risk, and testing controls to ensure they adequately mitigate risk. - Design… more
- Wells Fargo (Minneapolis, MN)
- …of experience in audit, risk, or compliance testing. + Experience in risk management , control testing, issue identification and validation, compliance, ... according to standards and other applicable policies. The Wealth and Investment Management (WIM) Testing &...The right candidate will be responsible for evaluations of controls to ensure identification of control deficiencies,… more
- M&T Bank (New York, NY)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...Follow established procedures when the report review identifies an issue to ensure it is resolved. + Utilize knowledge… more
- City National Bank (Los Angeles, CA)
- … areas required. *Skills and Knowledge* * Understanding of risks, internal controls , work paper documentation and issue identification concepts and experience ... *AUDITOR II- WEALTH * WHAT IS THE OPPORTUNITY? The auditor will...an individual contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and… more
- Citigroup (Irving, TX)
- …line of defense partners and drive corrective actions such as implementation of necessary controls within Wealth Technology teams as per the results of the ... and analytical thought. Exhibits comprehensive knowledge of several areas within IT Controls , processes, quality and issue remediation and has a good… more
- Citigroup (O'Fallon, MO)
- The Registered Wealth Client Solutions Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or ... procedures for Citi's Investment and/or Banking clients. The Registered Wealth Client Solutions Associate takes ownership of the full...via telephone or email + Provides exceptional support and issue resolution- all client issues will be owned end… more
- CIBC (New York, NY)
- …a variety of high-net-worth client accounts (revocable and irrevocable trusts, investment management accounts, IRAs, foundations) and act as a trusted partner to the ... but are not limited to the following: + Assist clients with CIBC Private Wealth Investor Dashboard + Input all cash processing functions + Manage all aspects of… more
- CIBC (Atlanta, GA)
- …variety of high net worth client accounts (revocable and irrevocable trusts, investment management accounts, IRAs, foundations) and act as a trusted partner to the ... but are not limited to the following: + Assist clients with CIBC Private Wealth Investor Dashboard + Input all cash processing functions + Manage all aspects of… more
- Citigroup (O'Fallon, MO)
- The Registered Wealth Service Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or external ... via telephone or email. + Provides exceptional support and issue resolution- all client issues will be owned end...from those teams. + Provides timely feedback to senior management to identify client pain points and barriers to… more
- JPMorgan Chase (Jersey City, NJ)
- …regulatory, and industry standards + Manage reporting and governance of overall controls , policies, issue management , and measurements, etc., providing ... and enhance industry compliance. As a Tech Risk & Controls Director in Cybersecurity and Technology Controls ,...risk management strategy for our Asset & Wealth Management business. Leveraging your advanced knowledge… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Citigroup (Florence, KY)
- …the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and ... Wealth Financial Crimes & Fraud Prevention ("FCFP") Control is an organization of 40+ control ...and challenge to ensure appropriate escalation in according with Issue Management and Escalation Policies. + Help… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... First Line Supervision & Support (FLSS) - Global Equities, US Internal Control **Requisition ID:** 215938 **Salary Range:** 117,400.00 - 224,700.00 _Please note that… more
- Comerica (San Francisco, CA)
- …advisor roles within Private Wealth and/or an alternative job track within Wealth Management . * Onboarding, recruiting, training, and working with HR and ... communication skills * Strong track record of delivering on business initiatives in Wealth Management * Highly collaborative -- history of delivering results… more
- CIBC (New York, NY)
- …CIBC US provides tailored commercial and commercial real estate banking, private wealth management , personal and small business financial solutions, as well ... coast to coast. To be the best-in-class, commercial and wealth management financial institution in the United...Compliance Examination Program + Evaluate processes for key compliance controls and Assist with identifying control weaknesses… more