- Wilmington Savings Fund Society (Wilmington, DE)
- …in community functions and continue to expand their knowledge in private wealth management services including credit , risk management, investments, ... business while actively promoting additional services to current clients with Private Wealth Management. The Business Development Officer is also responsible for… more
- Citigroup (Irving, TX)
- …independent challenge and oversight to the credit portfolio and broad risk -taking practices within the Wealth business and ensures that such activities ... Citi Wealth at Work (WaW), and Consumer Wealth businesses. Wealth Risk Management...Officer , review credit proposals and provide credit approvals. + Assist Risk SCOs on… more
- CIBC (Chicago, IL)
- …measurement, monitoring and control of operational, reputation and legal, strategic, market, credit , investment and liquidity risk , collectively "CIBC Risk ", ... core purpose: to make our clients' ambitions a reality, Risk Management is accountable for the independent oversight of...to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance supports these… more
- Citigroup (New York, NY)
- …We'll enable growth and progress together. The Senior Vice President, Information Security Officer ( Wealth - Digital and Partnership) is an intermediate level ... range of financial products and services, including consumer banking and credit , corporate and investment banking, securities brokerage, transaction services, and … more
- M&T Bank (Buffalo, NY)
- …provided._ As the **Business Information Security Officer (BISO )** of the Commercial, Credit , and Wealth CIO at M&T Bank, you will act as a trusted ... advisor and security champion working with the Commercial, Credit , and Wealth CIO, senior leadership, and... risk deliverables through collaboration with the Commercial, Credit , and Wealth CIO, Cybersecurity, and other… more
- Citigroup (New York, NY)
- …laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / ... matters relevant to Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including other … more
- Citizens (OH)
- …brokerage and Investment management Supervision. Experience in developing Private Wealth risk and compliance programs for dual-registered ... Management has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth ...including direct support to the Chief Fiduciary and Investment Officer of the firm. + Accomplished background in brokerage,… more
- US Bank (St. Louis, MO)
- …Description** Partners with Commercial Real Estate and/or Business Banking & Wealth Management, other Risk /Compliance/Audit (RCA) professionals, and RCA Managers ... their function, create, implement, maintain, review or oversee an effective risk management framework. Participates in projects and/or activities that ensure… more
- Morgan Stanley (Melville, NY)
- …Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Complex Risk Officer keeps the Senior Complex Risk Officer informed ... Credit Committee * Primary source for intelligence on risk in regard to clients and FAs *Administrative* *...* Together with the Senior Complex Risk Officer facilitates the training on Morgan Stanley Wealth… more
- Morgan Stanley (Birmingham, AL)
- …State and Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Risk Officer keeps the Senior Risk Officer informed of ... Credit Committee * Primary source for intelligence on risk in regard to clients and FAs *Administrative* *...compliance. * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth… more
- Citigroup (Queens, NY)
- …leadership and guidance to the Retail Risk businesses. Retail Risk Senior Officer will focus on Cost of Credit Forecast for Retail Risk across ... Hong Kong, Singapore and Dubai; defines the standards of credit risk for those portfolios per Citi's...to improve forecast techniques. + Participate in the Chief Risk Officer meetings to understand (and challenge… more
- Citigroup (New York, NY)
- …Finance as well as tailored solutions to target market clients of the Private Bank. Wealth Credit Management (WCM) is a critical component of the First Line of ... Defense for credit risk management and works with business...and managing CRE portfolios. + At least a Senior Credit Officer designation within Citi or an… more
- Morgan Stanley (Miami, FL)
- …**Job:** ** Wealth Management* **Title:** *Vice President - Financial Crimes Risk Officer * **Location:** *Florida-Miami* **Requisition ID:** *3258929* ... and negative news processes for Morgan Stanley. *Responsibilities:* The Financial Crimes Risk Officer VP is responsible for supporting and executing the… more
- Morgan Stanley (Miami, FL)
- …negative news processes, among others, for Morgan Stanley. Responsibilities: The Financial Crimes Risk Officer AVP is responsible for assisting in the execution ... to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and...applicable MS' policies, standards, and procedures. The Financial Crimes risk officer AVP will: > Ensure first… more
- Morgan Stanley (New York, NY)
- …first line of defense business risk department. *The VP US Banks First Line Risk Officer will be responsible for the following: * *Key Responsibilities: * - ... to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and... Risk * **Title:** *VP US Banks First Line Risk Officer Centralized Metrics and Reporting* **Location:**… more
- Citigroup (Wilmington, DE)
- The **VP, Business Risk Officer ** in the Risk Exam & Audit Management team provides an opportunity to develop business knowledge and get exposure to the In ... Business Credit and Franchise Risk (IBCFR) Businesses including...Branded and CRS Cards Businesses, Retail Bank, Mortgage and Wealth as well as the Franchise Risk … more
- Citigroup (Jacksonville, FL)
- …work, come join us. We'll enable growth and progress together. **Role:** The Business Risk and Control Officer is a strategic professional who stays abreast of ... range of financial products and services, including consumer banking and credit , corporate and investment banking, securities brokerage, transaction services, and … more
- HSBC (Flushing, NY)
- …all share. The Wealth Relationship Manager (WRM) works closely with the Wealth Relationship Officer (WRO) and the service teams to build meaningful ... clients.Professionalism client focus, and understanding of the fundamentals of wealth planning will be key as the WRM acquires,...+ Good understanding of how to work with Compliance, Credit & Risk and Internal Control to… more
- HSBC (San Francisco, CA)
- …all share. The Wealth Relationship Manager (WRM) works closely with the Wealth Relationship Officer (WRO) and the service teams to build meaningful ... Professionalism client focus, and understanding of the fundamentals of wealth planning will be key as the WRM acquires,...+ Good understanding of how to work with Compliance, Credit & Risk and Internal Control to… more
- HSBC (Brooklyn, NY)
- …all share. The Wealth Relationship Manager (WRM) works closely with the Wealth Relationship Officer (WRO) and the service teams to build meaningful ... Professionalism client focus, and understanding of the fundamentals of wealth planning will be key as the WRM acquires,...+ Good understanding of how to work with Compliance, Credit & Risk and Internal Control to… more
