- Mizuho Corporate Bank (New York, NY)
- …as determine when full KYC Onboarding is required versus streamlined KYC Onboarding is required + Ensure client packages adhere to internal audit ... Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform...and review Dodd Frank regulatory information provided by the client and determine if sufficient based on regulation +… more
- JPMorgan Chase (New York, NY)
- …activities that touch prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new and existing clients ... customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors , you...and procedures + Interface directly with clients and Financial Advisors to make investment recommendations, propose firm… more
- Neuberger Berman (New York, NY)
- …**Primary Responsibilities:** + Partner with internal teams to identify onboarding requirements (Product Management, Marketing, Portfolio Management, Client ... **Position Overview** The Fund Onboarding Team is responsible for managing the implementation...2,900 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is… more
- JPMorgan Chase (New York, NY)
- …types and investment wrappers. You will collaborate with portfolio managers, client advisors , and many internal teams, including RFP, Marketing, Product ... development, distribution management, and portfolio management. + Oversee the end-to-end client onboarding process, including negotiating investment … more
- BlackRock (New York, NY)
- …traded funds, retail mutual funds, business development companies, institutional collective investment funds and separately managed accounts. This in-house role is ... tax support and strategic advice across a range of investment products and fund structures, with a specific focus...letters, purchase agreements, credit agreements) with legal and tax advisors . Business Support + Provide technical tax support to… more
- BlackRock (New York, NY)
- …for the firm's Municipal products, and ensuring the team provides high-quality, investment -focused client service. As the candidate progresses in this role, ... preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and… more
- TD Bank (New York, NY)
- …I acts as sales and relationship support for Relationship Managers and Investment Advisors who serves clients in the high-net-worth segment, supporting ... role will support other team members (Relationship Managers, Trust Advisors , or Investment Advisors ) and...to ensure that all new clients receive the complete onboarding experience. This includes a thorough client … more
- Publicis Groupe (New York, NY)
- …just media metrics, that will have a measurable effect on our clients' business. Every investment we make has an ROI mindset-not just for our clients, but for our ... aspects of implementation. **Responsibilities** + Assist with planning and implementation for client accounts across digital and print for clients in the Technology… more
- Neuberger Berman (New York, NY)
- …and improved client experiences. + Assess technology solutions to enhance client onboarding /offboarding experiences. + Serve as a partner to Product ... be responsible for overseeing operational and change-management aspects of our client lifecycle from onboarding , transition management, offboarding, and overall… more
- TD Bank (New York, NY)
- …regulatory regimes. The Financial Advisors , Relationship Managers, and Investment Advisors who are part of the client -facing Distribution teams are both ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- Citigroup (New York, NY)
- … investment offerings. + Conduct training sessions and follow ups for bankers, investment counselors, and financial advisors for newly launched investment ... preferred. + 8-10 years relevant experience in real estate, private equity, or investment management. + Prior experience with the onboarding and distribution of… more
- KeyBank (Tarrytown, NY)
- …client and external advisors to resolve. + Collaborates with external client advisors (attorneys, accountants, etc.) to deliver advice. **Growth- Book of ... is primarily responsible for fulfilling the fiduciary responsibilities of KeyBank by providing client advisory services to Ultra High Net Worth (UHNW) clients with a… more
- Bank of America (New York, NY)
- …Join us! **Job Description:** Acts as the senior product representative on a client team and is solely responsible for all product transactions with key clients. ... of product functions and can operate independently in handling transactions. Strong client relationship skills used to control and coordinate all aspects of a… more
- TD Bank (Greenwich, CT)
- …and complex needs of TD Wealth clients by reviewing financial goals and making investment recommendations aligned to their client 's goals. The role will serve as ... a three-year program with a forgivable draw, for financial advisors or planners who will be providing financial planning...who will be providing financial planning guidance & selling investment management solutions. A FA will need to leverage… more
- Bank of America (New York, NY)
- …other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life ... client service model. Job expectations include assisting with client meetings related to investment strategy, account... client 's needs + Manages aspects of the client relationship process, including client onboarding… more
- JPMorgan Chase (New York, NY)
- …reviewing information for underwriting, and collaborating with internal teams to complete onboarding , including Know Your Client ("KYC") due diligence. + Partner ... across four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking and Consumer and Community Banking. JP Morgan… more
- Neuberger Berman (New York, NY)
- …and more than 2,900 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people who define ... optimization, and cross-functional coordination, contributing to the delivery of high-quality client and operational outcomes. This role is ideal for a… more
- JPMorgan Chase (New York, NY)
- With over $200 billion of client capital invested across hedge funds, private equity, private credit, real estate and direct investments/co-investments, the Global ... Alternatives Investment Solutions capability brings "best of class" sourcing and...improve the day-to-day business for portfolio managers, clients, and advisors , and enable the broader scalability goals of the… more
- Wells Fargo (Paramus, NJ)
- **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors . Learn more about the ... of escalation for operational controls, technology and service inquiries from Financial Advisors , Client Associates, Operations and other branch and Support… more
- Neuberger Berman (New York, NY)
- …Qualifications:** + 2-5 years of experience in financial services, product operations, client onboarding , or project coordination + Bachelor's degree required; ... and more than 2,900 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people who define… more