- Robert Half Finance & Accounting (New York, NY)
- Description Senior Manager , SEC Reporting & Technical Accounting Role Overview This leader will drive the integrity of external reporting and guide ... capabilities and support career growth Requirements * Proven experience in SEC financial reporting and compliance, including handling Form 10-K and Form 10-Q… more
- MongoDB (New York, NY)
- **Why This Role Matters** The Senior Manager will ensure accurate and timely SEC filings while providing deep technical accounting expertise for complex ... preferred + 8-10 years of progressive accounting experience, including public company SEC reporting and technical accounting; Big 4 experience preferred +… more
- Deloitte (Stamford, CT)
- The Senior Manager will play a key role...SPAC, such as: + Assess public company readiness + SEC reporting requirements + Technical accounting matters + ... Work you'll do As a Capital Markets Transactions - Senior Manager , you will oversee day-to-day operations...aerospace and defense industry experience + Experience in financial reporting and SEC requirements of IPOs The… more
- Bloomberg (New York, NY)
- Senior Technical Account Manager - Semi-Liquid Funds Location New York Business Area Data Ref # 10047768 **Description & Requirements** Bloomberg runs on data. ... all the data in between. Whether a fund investor, manager , or advisor, our team provides the data, solutions,...and 506(c)/3(c)(7) vehicles and stay current on regulatory developments ( SEC , FINRA, 1940 Act) + Use business intelligence to… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- Mastercard (Harrison, NY)
- …greatest potential._ **Title and Summary** Manager , Accounting Overview The role of Manager within the SEC Reporting Group requires the individual to ... reports (10-K, 10-Q, 8-K, etc.), ensuring timely and accurate reporting in compliance with US GAAP and SEC...regulations * Preparation and review of financial reports for senior management and board presentations * Work closely with… more
- Capital One (New York, NY)
- …+ Support monthly managerial review processes and prepare surveillance metrics and reporting for senior management. **Data Integrity, Reconciliation & Testing** ... Trade Surveillance Manager (Broker-Dealer & Swap Dealer) **About the Role**...monitoring of trading activity, and ensure ongoing compliance with SEC , FINRA, CFTC, and NFA regulatory requirements. The ideal… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete pre-hire Workday… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Risk Assessment Project Manager ! In this role you will bridge business needs and IT solutions within the compliance field. This role involves ... inherent risk, control effectiveness and calculating residual risk. The Project Manager will drive the implementation of technical capabilities in support of… more
- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Operational Risk Manager is responsible for assisting the Firm in identification, ... and related control gaps. + Governance: Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of… more
- Grant Thornton (New York, NY)
- …related license/certification preferred + Strong current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions ... As a Financial Due Diligence Manager , you'll focus on middle-market transactions, serving dynamic...maintain strong client relationships + Team with partners and senior managers on proposals and business development calls +… more
- Mastercard (Harrison, NY)
- …support with moderate to complex accounting issues and assists in the review of reporting deliverables to assure compliance with SEC requirements - Assists with ... businesses and governments realize their greatest potential._ **Title and Summary** Manager , Technical Accounting Overview: The Manager , Technical Accounting… more
- Tradeweb (New York, NY)
- …in electronic trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** As the senior member of the FP&A team, you should expect ... Responsibilities** + Oversight of consolidated budgeting, 3year plan and financial reporting + Financial modeling and analysis related to current businesses and… more
- SMBC (New York, NY)
- … Reporting : The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk ... to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . Regulatory Engagements: The Regulatory Governance Team supports SMBC's… more
- Neuberger Berman (New York, NY)
- …requests from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or higher ... the finance team responsible for the accounting and financial reporting oversight for Pre IPO equity and credit funds...act and operate independently with minimal daily direction from manager to accomplish objectives + Proficiency with email and… more
- TIAA (New York, NY)
- …into three categories: 1) Investment and Business Risk Management; 2) Reporting and Oversight; 3) Practice Management. **Key Responsibilities and Duties** ... in behavior. Perform statistical analysis of investment risk data to create reporting frameworks that track exposure levels, identify trends, and inform risk… more
- TD Bank (New York, NY)
- …surveillance data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: ... Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies.… more