- Wells Fargo (St. Louis, MO)
- …Functions Testing & Validation team is seeking an Independent Testing Specialist with the Regulatory Reporting Incremental Compliance Team to ... **About this role:** Wells Fargo is seeking an Independent Testing Specialist in... will be accountable for the execution of substantive testing over regulatory and risk reports. **In… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer to support the Independent Testing & Validation (IT&V) Emerging Risk team. ... part of Wells Fargo's second line of defense and Independent Risk Management team, Independent Testing...internal and/or external compliance examinations. + Knowledge or prior regulatory compliance testing or review experience. +… more
- Federal Reserve Bank (St. Louis, MO)
- … regulatory requirements including policies and procedures, effectiveness of independent testing /review, completeness of risk assessment, expertise of BSA ... compliance to join our Safety & Soundness team. As a BSA/AML Risk Specialist , you will assess a financial institution's BSA/AML activity risk profile and evaluate… more
- Edward Jones (St. Louis, MO)
- …and risk representatives from other divisions. **Responsibilities:** + Act as an independent advisor for leaders and associates by facilitating the risk assessment ... including but not limiting to ethical business practice, company policies, regulatory requirements. + Understand how the magnitude of certain risk indicators… more