- Citigroup, Inc (Tampa, FL)
- …processes, eg Regional Enterprise wide and Horizontal risk assessments, self-assessment, internal audit or compliance assurance reviews. Supporting efforts in ... connection Internal Audit and functional regulators in Program...in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or… more
- Citigroup, Inc (Tampa, FL)
- …and artifacts which evidence the completeness and accuracy of work done to complete audit , regulatory, first and second line issues as they go through the issue ... will demonstrate strong and disciplined analytical skills, developed through a consulting, audit , controls, QA or other similar function. Candidate will be curious… more
- Citigroup, Inc (Tampa, FL)
- …business rules and data lineage)Prepare and review documentation for senior management, internal audit , and regulators (eg, project closure summaries and scoping ... solutions.The ideal candidate will have business analyst experience in financial services or consulting; prior experience working in a...in JIRA Writing and User Testing is requiredExperience in Internal Audit Processes is a plusExperience in… more
- Citigroup, Inc (Tampa, FL)
- …identify new key risk areas.Provide support and liaise with regulators and Citi internal audit and independent compliance assessment staff for AML matters ... including coordinating AML related examinations, audit and reviews, document production, and responses.Challenge and assess the broader Services AML operating model… more
- Citigroup, Inc (Tampa, FL)
- …issues, remedial actions or enhancements to the program.Supporting efforts in connection Internal Audit and functional regulators in Program exams and ... for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes related to monitoring and… more
- Citigroup, Inc (Tampa, FL)
- …on critical regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and ... and brokerage product offerings. This role is responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations… more
- Truist Financial (Tampa, FL)
- …comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an ... mortgage, insurance, etc., using a team approach to deliver solutions to client's financial needs and to enhance existing relationships. * Thrives in a team based… more
- MUFG Bank, Ltd. (Tampa, FL)
- …voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across ... sustainable growth for a better world.With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and… more
- USAA (Tampa, FL)
- …audit team end of engagement evaluations.Provides input into the creation of the internal audit universe and audit entities risk profile. Updates universe ... in a complex operational and regulatory environment.Broad and comprehensive experience in Audit theory, internal audit principles with demonstrated… more
- USAA (Tampa, FL)
- …or compliance skill in a complex operational and regulatory environment.Knowledge of internal audit principles or initiative to examine, analyze, assess, and ... undergoing change; ability to deal with challenging priorities.What sets you apart: Internal Audit experience.Operational Risk Management framework and/or Fraud… more
- Citigroup, Inc (Tampa, FL)
- BackgroundCiti Internal Audit (IA) is a dynamic global function of over 2,500 professionals located across more than 60 countries, covering Citi's global ... to investing in people, learning and development, innovation and methodology programs.The Internal Audit mission is to provide independent, objective, reliable,… more
- Ernst & Young (Tampa, FL)
- …Auditor, Assurance ( Audit Services) (Senior) ), Ernst & Young US LLP, Tampa , FL. Assist with examining audit records and income statements. Participate in ... audit teams that test internal controls to ensure effectiveness. Recognize potential ...Finance or a related field and 2 years of financial accounting/ audit work experience. Alternatively, will accept… more
- Frazier & Deeter (Tampa, FL)
- …various economic and regulatory risks by identifying financial and non- financial performance measures, formulating and communicating the audit plan, ... in Atlanta, Alpharetta, Charlotte, Las Vegas, London, Nashville, and Tampa , there is a spot for you!We serve clients...other grow in every aspect of life.Job Details: The Audit Manager is responsible for developing suggestions to improve… more
- Doeren Mayhew (Tampa, FL)
- …stakeholder value.We are seeking an Audit Manager to join our Financial Institutions Group in our Tampa , Florida office.Responsibilities:* Lead complex and ... firm headquartered in Troy, Michigan with offices in Houston, Miami, Dallas, Charlotte, Tampa , Grand Rapids, Zurich, and London. Founded in 1932, Doeren Mayhew is… more
- Citigroup, Inc (Tampa, FL)
- …controls, and emerging risks.Facilitates coordination and preparation for quarterly internal audit and regulatory meetings.Coordinates and quality checks ... responses due to internal audit or regulatorsLeads preparation and response...Risk, and Compliance.Qualifications:3 - 7 years of experience in financial risk management, consulting, and/or regulatory affairs, with specific… more
- Wintrust Financial Corporation (Tampa, FL)
- …strategies.Report performance to various third parties.Assist with external client audits, Internal Audit requests and firmwide and strategy-specific GIPS ... Wintrust Wealth Management serves the financial needs of private clients, including high net...Tampa , FL office.Serve as compliance program contact for internal and outside audits, annual compliance review and risk… more
- Public Company Accounting Oversight Board (Tampa, FL)
- …CCAK, or CCSP.Minimum of 5+ years of relevant work experience such as IT external audit , IT internal audit , IT risk management, IT change management, and/or ... will be the primary conduit for all OT Risk and Compliance, including: Internal Controls over Financial Reporting (ICFR), General Technology Controls, audits,… more
- Citigroup, Inc (Tampa, FL)
- …CT function and with other stakeholders including Business process owners and Internal Audit function.Identifying industry best practices and share insight with ... validation activitiesKnowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls… more
- Citigroup, Inc (Tampa, FL)
- …Plan.Coordination of interactions with Consent Order stakeholders such as BFQC and Internal Audit , driving agenda and follow-upsAssist in coordinating relevant ... to support all treasury transformation initiatives by developing and implementing financial strategic support form tracking and reporting to analytics execution and… more
- Citigroup, Inc (Tampa, FL)
- …optimizing management of systems supporting global functions such as Compliance, Controls, Internal Audit and Risk, and introducing innovative technologies that ... artifacts and challenge effectively closure of an Action Plan Milestones prior to Internal Audit validationManage a small to medium sized team of Technology… more
