- Citigroup (New York, NY)
- …operational risk related matters across functions and products. **Job Purpose:** The Business Risk and Control Officer reports into the newly formed ... defense (internal/ external audit), 2nd line of defense (eg, compliance functions, legal and enterprise risk management,...3rd lines of defense within the organization. Additionally, the ** Business Risk and Control Officer**… more
- Citigroup (New York, NY)
- The Business Risk and Control ...meeting, management speaking points for Global Business Risk Controls Committee (GBRCC). + Support compliance ... of a process (QA). + Assist management in exercising control over Operational and Compliance Risk...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- City National Bank (New York, NY)
- * BUSINESS CONTROLS MANAGER-TECHNOLOGY RISK AND COMPLIANCE * WHAT IS THE OPPORTUNITY? This 1LOD role, within Technology & Innovation, will support the ... Control Self-Assessment (RCSA). The role also collaborates with business partners and risk teams to prepare...awareness and proactive risk management within the business unit. Though you will be supporting compliance… more
- Citigroup (New York, NY)
- …collaborate with all supporting teams including Middle Office, Product Control , Business Management, Technology, Compliance , Market Risk , and other In- ... work with Equities Business Management, Middle Office, Operations, Technology, Compliance , Internal Audit, Financial Control and Legal Departments. The… more
- JPMorgan Chase (Brooklyn, NY)
- …assessment process that enables the business to identify, measure, and manage compliance risk . The team covers the Commercial & Investment Bank's Markets ... support the business in identifying and managing compliance risk . Collaborate with global teams to...program requirements. Collaborate with key partners to address complex risk and control issues and maintain an… more
- JPMorgan Chase (Jersey City, NJ)
- …and effectiveness of controls. Drive initiatives that enhance the business control environment through recommended updates to the Compliance and Operational ... to apply substantive testing techniques, thoroughly evaluating the effectiveness of high- risk business processes and identifying potential areas for improvement.… more
- American Express (New York, NY)
- …develop, implement, monitor, and report on appropriate control ratings and compliance ratings **Evolve** **with Process Risk Reduction Team** + Document ... Technology organization. ** Risk Reduction Managers know operational risk is a top priority for our business...knowledge of process excellence, risk /controlassessment data analysis, compliance , and internal IT control frameworks +… more
- Citigroup (Jersey City, NJ)
- …you, we encourage you to apply! Our people make all the difference in our success. The Business Risk and Control Sr Officer I is a strategic professional who ... responsibilities. **Qualifications:** + 10+ years work experience in related control discipline (ie, Risk Management, Compliance...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- American Express (New York, NY)
- …Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES);...Bank Headquarters (AENB HQ). The objective of the AENB Control Management Risk ID, Assessment & Testing… more
- Citigroup (New York, NY)
- …+ Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews ... serve in the ICRM Controls team as a senior compliance risk officer for Independent Compliance...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- MUFG (Jersey City, NJ)
- …and external compliance examinations + Experience evaluating process documentation, risk , and control assessments and designing/executing test scripts + ... Additional non-project responsibilities will include working collaboratively with the business units and their risk teams to...+ Certified Information Systems Auditor (CISA) + Certified in Risk and Information Systems Control (CRISC) +… more
- Scotiabank (New York, NY)
- Senior Analyst, First Line Operational Risk & RCSA, US Internal Control **Requisition ID:** 217068 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the ... Line of Defense to support the execution of the Risk & Control Self-Assessment ("RCSA") program for...the closure process. + Partner with local Front Office business line managers to address Operational risk … more
- MTA (New York, NY)
- Deputy Director, OCIP Management Risk Control Job ID: 10770 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... Mgt Date Posted: Feb 28, 2025 Description JOB TITLE: Deputy Director, OCIP Management Risk Control SALARY RANGE: $128,255 - $148,850 HAY POINTS: 994 DEPT/DIV:… more
- American Express (New York, NY)
- …structure that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... training materials + Support internal review processes (eg Internal Audits, Independent Compliance Testing, Independent Risk Management) and act as an advisor… more
- SMBC (Jersey City, NJ)
- …and identify opportunities for improvement. + Support the bank-wide coordination of the Risk and Control Self-Assessment (RCSA) and Key Reporting Indicator (KRI) ... related field. + 10+ years of experience related to risk management, internal audit, or compliance in...CPA, is preferred. + Extensive knowledge/experience of process and control design and execution, risk assessment, and… more
- Citigroup (Jersey City, NJ)
- …monitoring) to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any ... Serves as a senior compliance risk manager for Independent ...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Scotiabank (New York, NY)
- …current practices, enhance swap dealer obligation data quality and reporting, and drive compliance risk and control assessments **What You'll Bring** + ... controls to business lines, coordinating cross-border risk and control assessments with the ...requirements. + Collaborate with the CRA team to conduct compliance risk assessments of various US entities,… more
- Robert Half (New York, NY)
- …meaningful relationships across the firm and in the community. Risk and Compliance interns gain knowledge in core business processes relating to banking, ... and asset management. Consultants will work within internal control frameworks, risk frameworks and regulator, compliance methodologies. Throughout Risk … more
- MTA (New York, NY)
- Advanced Cybersecurity Governance Risk & Compliance Analyst Job ID: 10955 Business Unit: MTA Headquarters Location: New York, NY, United States ... Mar 18, 2025 Description JOB TITLE: Advanced Cybersecurity Governance, Risk and Compliance Analyst SALARY RANGE: $115,433... business decisions. + Facilitates the remediation of control gaps and escalates cyber risk management… more
- Meta (New York, NY)
- …associated with data protection, regulatory response, operational risk management, compliance , audit and implementation of control frameworks, privacy by ... **Summary:** We are seeking a Privacy Risk and Compliance Manager with broad...risk assessments, oversight and governance, external assessor coordination, control design, continuous monitoring, issue management and remediation. **Minimum… more