- Morgan Stanley (Stamford, CT)
- *POSITION SUMMARY:* *__* The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior ... Risk Officer , the Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices… more
- Morgan Stanley (Purchase, NY)
- …Morgan Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the ... #LI-AJ1 **Job:** **Wealth Management* **Title:** *WorkPlace and Digital Financial Crimes Risk Officer * **Location:** *New York-Purchase* **Requisition ID:**… more
- Morgan Stanley (Purchase, NY)
- …Management* **Title:** *Assistant Vice President - First Line Financial Crimes Risk Officer Team* **Location:** *New York-Purchase* **Requisition ID:** *3264502* ... and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line....identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client… more
- Morgan Stanley (Purchase, NY)
- …* #LI-AJ1 * **Job:** **Wealth Management* **Title:** *Assistant Vice President - Risk and Controls Officer * **Location:** *New York-Purchase* **Requisition ID:** ... for people to learn, achieve, and grow. *Department Profile:* The WM Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible for… more
- Morgan Stanley (Purchase, NY)
- …provideongoing risk management support. *Primary responsibilities include supporting Business Risk Officer (s) in the following areas:* * . *RCSA ... assessed for risk ratings. Engage the Business Unit Information Security Officer (BUISO) team when information security risks are identified. * . *Vendor… more
- Morgan Stanley (Purchase, NY)
- …risk management policies and procedures. The ASC US Banks First Line Business Risk Officer will be responsible for the following: Job Responsibilities: * ... seek an Associate (ASC) to join the First Line Business Risk team to provide risk oversight for the US Banks Shared Services/Affiliates (Operations, Technology,… more
- Morgan Stanley (Purchase, NY)
- …risk management policies and procedures. The VP US Banks First Line Business Risk Officer will be responsible for the following: *Job Responsibilities:* * ... seek a Vice President (VP) to join the First Line Business Risk team to provide risk oversight for the US Banks Shared Services (Operations, Technology, Finance,… more
- Athene (Greenwich, CT)
- …This role will support the Risk Department including the Chief Risk Officer and direct reports with administrative responsibilities in an environment ... Risk Operations & Change Management, reporting directly to the Chief Risk Officer , with guidance from the Operations Team. Responsibilities will include, but… more
- NatWest Markets (Stamford, CT)
- …Compliance Advisory Lead will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for the Legal and Compliance Department. As a member of ... the US Advisory Compliance team, the Compliance Advisory Officer will support businesses and products within the Natwest Market's Sales and Trading business… more
- Morgan Stanley (Greenwich, CT)
- …Complex Management Team (Complex Manager, Associate Complex Manager, Complex Business Service Officer , Sr. Complex Risk Officer ) *EDUCATION, EXPERIENCE, ... and expense management information in collaboration with CBSO and/or Business Service Officer (BSO) *Management Support* * Navigate the firm's resources and act as… more
- SMBC (White Plains, NY)
- …you will also assist other team members as they work towards control officer responsibilities as part of the Operational Risk Management Framework. **Role ... portfolio of benefits to its employees. **Role Description** The IT Functional Control Officer (FCO) is an essential role established to implement a consistent set… more
- NatWest Markets (Stamford, CT)
- …Compliance Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting and escalating controls issues and any ... Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full...relation to core activitiesin accordance withregulatory requirements and NWM Risk Profile to achieve the right customer outcomes. +… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs and ... operations of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced compliance officer to join our… more
- WMCHealth (Valhalla, NY)
- Chief Supply Chain Officer Company: NorthEast Provider Solutions Inc. City/State: Valhalla, NY Category: Professional/Non-Clinical Department: Purchasing-WMC Health ... Applicant link Job Details: Job Summary: The Chief Supply Chain Officer will lead supply chain operations, which encompasses procurement, inventory management,… more
- Citigroup (Ridgewood, NJ)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... via our Citibank branches and centralized service centers. The Home Lending Officer role represents the Retail Mortgage business providing superior service to… more
- Citigroup (Greenburgh, NY)
- The **Community Mortgage Lending Officer ** is an **entry level position** responsible for driving mortgage sales and client relationships through engagement with ... about the customer's financial situation, financial and personal goals, tolerance for risk and change, plans for the future, income, assets, debts, cash flow,… more
- Touro University (Valhalla, NY)
- …Identify suspicious persons, behaviors and circumstances that may pose a public safety risk and take immediate and appropriate action to prevent incidents. + Patrol ... New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Valhalla Requisition ID… more
- SUNY Westchester Community College (Valhalla, NY)
- …audits; plant management and maintenance; facilities planning, construction, and operations; risk management; and security and safety services. As Chief Financial ... Officer and a member of the President's Cabinet, the incumbent is a collaborative leader and strategic partner who forges strong working relationships and… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …mandate acting as a critical partner guiding stakeholders and leading information risk management practices in their regions. This position serves as a liaison ... and security advocate advising and guiding enterprise-wide initiatives to reduce risk and drive security improvements. This will include KPI capture,… more
- Trexquant Investment (Stamford, CT)
- …Compliance Monitoring - maintain, develop and review dashboard reporting for compliance and risk processes related to the positions and products in the portfolio. + ... Technology Risk Compliance - Maintain and review firm processes for monitoring of technical (cyber)security compliance risks,, including training, prevention,… more