- Truist (Richmond, VA)
- …Systems, and other items that impact the department and our processes.Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... risks and controls as well as its execution of risk program requirements. Provide risk and supervisory...defense supervisory principal within the Governance and Controls Office ( GCO ), serving as a subject matter expert responsible for… more
- Truist (Richmond, VA)
- …and/or enhance monitoring and testing processes as necessary. + Support the execution of risk management initiatives at the direction of GCO Leadership. + Other ... risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of...individuals with disabilities to perform the essential functions. + ** FINRA Series 7, 24, 53, and 66 licenses (Series… more
- Truist (Richmond, VA)
- …Banking, Commercial Real Estate, and/or Lending 10. Understanding of the Registered Investment Advisor (RIA) industry and GIPS standards; FINRA licenses 11. CIA, ... unit/corporate function by ensuring identification of control failures and ensuring risk and compliance remediation. Serve as partner to business leaders for… more