• GCO Regional Supervisor

    Truist (Raleigh, NC)
    …**Please review the following job description:** Serve as a dedicated localized supervisor for assigned group of high performing Wealth Brokerage advisor teams and ... defense supervisory principal reporting within the Governance and Controls Office ( GCO ) Centralized Supervision Group, serving as a subject matter expert responsible… more
    Truist (10/26/24)
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  • GCO Risk Advisor I - Finra

    Truist (Raleigh, NC)
    …not limited to securities, mutual funds, UITs, Structured Products and Annuities. The Regional Supervisor will mitigate risk for the firm from financial, ... line of defense supervisory principal within the Governance and Controls Office ( GCO ), serving as a subject matter expert responsible for effectively and proactively… more
    Truist (11/15/24)
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