- Truist (Raleigh, NC)
- …Systems, and other items that impact the department and our processes.Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... risks and controls as well as its execution of risk program requirements. Provide risk and supervisory...defense supervisory principal within the Governance and Controls Office ( GCO ), serving as a subject matter expert responsible for… more
- Truist (Raleigh, NC)
- …and other items that impact the department and our processes. + Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... supervisor for assigned group of high performing Wealth Brokerage advisor teams and primary point of contact for Central...Group (CSG) leadership, while maintaining a focus on mitigating risk for the firm from financial, reputation and regulatory… more
- Truist (Raleigh, NC)
- …Banking, Commercial Real Estate, and/or Lending 10. Understanding of the Registered Investment Advisor (RIA) industry and GIPS standards; FINRA licenses 11. CIA, ... unit/corporate function by ensuring identification of control failures and ensuring risk and compliance remediation. Serve as partner to business leaders for… more