- Citigroup (New York, NY)
- …rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a self-starter, flexible, ... in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof;… more
- Scotiabank (New York, NY)
- …ambition for every future! **Purpose** Contributes to the success of the US Investment Grade Cash Trading Desk which is a part of Global Fixed Income ensuring ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more
- TD Bank (New York, NY)
- …and valuable industry access: ADR training, cash equities sales & trading , corporate access, equity options and alternative strategies, ETF trading , ... you will get exposure across desks that include Institutional Equity Sales, Equity Sector Trading ,...base salary and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through… more
- BMO Financial Group (New York, NY)
- …seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic Trading businesses, across two US ... activities, and implementation of additional risk mitigating controls pertaining to the Firm's Cash Equities & Electronic Trading businesses. The role… more
- Scotiabank (New York, NY)
- …Coordinate with Prime Services , CMF, Research Sales, Covert arb desk, Options and Cash trading desks. + Maximize cross-sale of US EES with other businesses. ... Director, Electronic Execution Services Sales, Global Equities **Requisition ID:**...equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income… more
- Bank of America (New York, NY)
- …for modern software architecture and development practices. As a key part of our Equities Cash Trading Technology team, the role requires working with ... to lead development of our smart order routing for Equities Cash Technology globally. The ideal candidate...The ideal candidate has significant practical experience in Electronic Trading of Equities in both C++ and… more
- JPMorgan Chase (New York, NY)
- …commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual ... Margin Trading is a front office risk management group within Prime Financial Services (PFS) tasked with enhancing the decision-making process that goes into the… more
- JPMorgan Chase (New York, NY)
- …commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual ... experience required + 7+ years of Professional experience in financial services industry with background in controls, audit, quality assurance, operational risk… more
- TD Bank (New York, NY)
- …collateral monitoring, stress tests, forecast requirements + Knowledge of funding and cash management + Trading platform expertise with both in-house and ... we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong,… more
- TD Bank (New York, NY)
- …collateral monitoring, stress tests, forecast requirements + Knowledge of funding and cash management + Trading platform expertise with both in-house and ... we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong,… more
- JPMorgan Chase (New York, NY)
- …equity markets as a top-tier equity underwriter. Job Summary As a Program Trading Risk Associate within the Equities business at JP Morgan, you will be ... - from ideas and insights from top-ranked analysts, to high-touch sales and trading services , to world-class algorithmic and electronic trading capabilities.… more
- JPMorgan Chase (New York, NY)
- Securities Services Sales in the Americas is recruiting a Vice President within the Trading Services Specialist Sales team to be based in New York and focus ... Canada, and LATAM. As an Vice President on the Trading Services Sales team, you you will...and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition… more
- SMBC (New York, NY)
- …a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- JPMorgan Chase (New York, NY)
- …commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual ... As a Business Control Manager within the Commercial & Investment Bank Markets Trading Controls Team, you will cover the North American Rates, Fixed Income Financing,… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... TD includes base salary and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through participation in… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... TD includes base salary and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through participation in… more
- SMBC (Jersey City, NJ)
- …plus. + Excellent knowledge of back office fixed income systems specifically handling Financing trading with Govt Bonds, Corporate Bonds and Equities + Must have ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... TD includes base salary and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through participation in… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... TD includes base salary and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through participation in… more
- JPMorgan Chase (New York, NY)
- …+ Providing our Investors with exceptional guidance & service in navigating and trading US Options, as well as global equities + Establishing a high degree ... platform of depth and breadth. The Global Wealth Management Equity Trading Desk is responsible for supporting...and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition… more