- Mizuho Corporate Bank (New York, NY)
- …providing training, conducting compliance reviews, monitoring anti-money laundering ( AML ) and coordinating regulatory examinations and relations. Summary The ... AML AVP will be responsible for overseeing a team of AML analysts, being the primary contact for case-related questions and inquiries, providing guidance, and… more
- Santander US (New York, NY)
- Sr. Associate, AML Compliance- Corporate & Investment Banking New York, United States of America The Sr. Associate, AML Compliance is responsible, as assigned by ... management, for various operations including AML investigations, SAR filing, enhanced due diligence processes, high-risk customer surveillance , special… more
- Federal Reserve Bank (New York, NY)
- …BSA/ AML and sanctions risk management controls, including transaction monitoring/ surveillance systems and screening/interdiction systems, is a plus. + Strong ... FRS management, legal staff, and policymakers across agencies. **Your role as BSA/ AML Compliance Risk Lead Examiner:** + Participate in large scope supervisory… more
- Scotiabank (New York, NY)
- Manager, US Internal Control - E-Communication Surveillance **Requisition ID:** 213178 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range ... to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under… more
- New York State Civil Service (New York, NY)
- …* Serves as an expert resource on Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) and related matters for the Banking Division; * Supports supervisory oversight ... and surveillance processes by prioritizing issues requiring immediate or early...supervisory attention; * Assists in review and revision of BSA/ AML and sanctions-related examination policies and procedures; * Assists… more
- New York State Civil Service (New York, NY)
- …processes related to the use of blockchain analytics and market surveillance tools;* Actively monitors dashboards identifying data anomalies raising red flags ... of material-change-of-business requests;* Maintains a good understanding of the BSA/ AML laws, regulations, guidance, and best practices, relevant to transaction… more
- RGP (New York, NY)
- …with a primary focus on Financial Crimes, including Anti-Money Laundering ( AML ), Sanctions, Bribery, Corruption, and other compliance areas such as Privacy ... Compliance, Electronic Communications Surveillance , and General Compliance Audit Tasks. * Lead audit...within the financial services industry, particularly in Financial Crimes ( AML , Sanctions, Bribery, Corruption, Fraud). * Strong knowledge of… more