- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Internal Audit QA Director responsible for contributing to the ... quality assurance function within internal audit department, particularly covering the credit,...particularly covering the credit, market, and liquidity risk related audit activities. The QA Director will ensure… more
- JPMorgan Chase (Jersey City, NJ)
- We are looking for a dynamic Technology Audit Director to join our vibrant Infrastructure Platforms Technology Audit Team! In this pivotal role, you'll be at ... infrastructure that powers our firm's Lines of Business applications. As an Technology Audit Director within the Infrastructure Platforms Technology Audit … more
- SMBC (New York, NY)
- …support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for ... including Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper standards.… more
- Nuveen Investments (New York, NY)
- …and execution of hedging and yield enhancement strategies across asset classes for internal and institutional clients. They will problem solve, advise and work ... as the TIAA General Account's CIO office. The Senior Director will also be responsible for assisting the head...with all aspects of the business, from operational processes, audit /compliance to structuring and trading of FX and derivatives… more
- Scotiabank (New York, NY)
- Associate Director , Global Capital Markets Documentation, GBM, New York, NY **Requisition ID:** 218678 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... to results, in an inclusive and high-performing culture. **Title: Associate Director , Global Capital Markets Documentation, GBM, New York, NY** Global Banking… more
- SMBC (Jersey City, NJ)
- …offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local ... Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking a Director of BSA/AML Compliance Monitoring and Testing ("M&T"). The Director… more
- Citigroup (New York, NY)
- …mergers, acquisitions and other types of financial transactions in coordination with the Institutional Banking team. The Director Salesperson also serves as an ... + Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a… more
- Merck (Rahway, NJ)
- **Job Description** The Clinical Research Director (CRD) is the Clinical Operations lead in a country/cluster and is responsible for execution of all Clinical Trials ... ready studies is essential. The position is accountable for trial quality and audit responses and completion of CAPAs. The incumbent ensures a single point of… more
- JPMorgan Chase (Jersey City, NJ)
- …and also a member of the Audit Leadership Team (ALT) within Internal Audit . **Job responsibilities** + Determine overall team structure and manage resource ... risk to the firm. As a Senior Credit Review Director within the Consumer Credit Review Group, you will...businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and… more
- JPMorgan Chase (New York, NY)
- …partnerships with senior leaders in the Chief Data Officer (CDO), compliance, and internal audit organizations to support responses to Firmwide Chief Data Office ... and enhance risk management effectively and responsibly. As the Executive Director -Regulatory Engagement and Data Governance Projects Lead, you will become a… more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities Compliance team is seeking a Director level Global Head of Surveillance Quality Assurance. Department Overview Our team ... Statistics) is a plus. * 10+ years of experience in Surveillance, Audit (covering compliance, surveillance, and/or risk and control functions), or Surveillance… more
- SMBC (Jersey City, NJ)
- …strategy. + Oversee engagement with stakeholder such as model validation team and internal audit to address and observations, findings, and gaps to the ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- JPMorgan Chase (New York, NY)
- …status quo, and striving to be best-in-class. **Job summary** As an Executive Director in Wealth Management Investment Risk & Analytics (IR&A) within the Global ... colleagues, Business partners, and key control functions including Legal, Compliance, Audit , and Control Management, to provide valuable assessment and feedback… more
- Citigroup (New York, NY)
- …significant direct business results that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships ... + Collaborate with market leadership councils on joint marketing efforts and internal educational programs to ensure broad understanding of the various offerings… more
- JPMorgan Chase (New York, NY)
- …Management - Investment Risk & Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk team, you will be responsible for the ... support, guidance and risk review. + Represent Risk Management in regulatory exams and internal audits impacting the Global T&E Business. + Act as the Legal Entity… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …other site personnel as needed + Study-specific subject matter expert (SME) for internal audit or Health Authority (HA) questions related to medical monitoring ... for one or more clinical trials. Matrix management responsibilities across the internal and external network. Manages Phase 1-3 studies (depending on assignment)… more
- JPMorgan Chase (New York, NY)
- …and portfolios + Working closely with the Research, Marketing, Risk and other internal JPMAAM groups. + Representing the JP Morgan to existing and prospective ... clients as well as other outside audiences + Preparing written analysis/research for internal use + Presenting such research at internal Investment Committee… more
- JPMorgan Chase (New York, NY)
- …accounts and targeted strategy funds. This includes meeting both client and internal reporting requirements. You will collaborate closely with a team of seasoned ... facets of real estate financial analysis, accounting, taxation, treasury functions, internal controls, external auditors, and third-party service providers. Our team… more
- Citigroup (New York, NY)
- …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + ... + Effective interpersonal skills to develop and maintain relationships with internal and external stakeholders + Ability to analyze and pitch situations… more
- Scotiabank (New York, NY)
- …regulatory exam support, at least 3 of which should involve testing or audit . + Experience/background in compliance applicable to institutional trading & sales, ... include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more