- Bank of America (Chicago, IL)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... Join us! **The team** The NFRR EAC has enterprise-wide responsibility for Compliance & Operational Risk (C&OR) coverage of regulatory reporting aligned to and in… more
- BMO Financial Group (Chicago, IL)
- …plans for Wealth LOBs' in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Framework - Execute the 1LOD testing program for ... outcomes as required. - Understand Enterprise Compliance Program and Operational Non-Financial Risk methodology. - Design and...to the businesses, 1LOD Compliance Advisory, 2LOD Compliance, 2LOD Risk . - Raise compliance and control related… more
- CIBC (Chicago, IL)
- …undue risk . JOB PURPOSE You will be a part of CIBC's US Technology Regulatory Controls team performing risk and control assessments on a wide range of ... our Bank by accelerating the shift to digital, strengthening operational resilience, simplifying what we do, improving CIBC's speed...control strength and residual risks of key IT controls , and success execution of risk -based … more
- CIBC (Chicago, IL)
- …of remediation activities. **CROSS-FUNCTIONAL RELATIONSHIPS** + Cultivate relationships with control performers, US Operational Risk Management, ... controls designed to mitigate regulatory compliance and operational process risks. Testing Specialist supports management...for others) in a manner consistent with our strong risk culture. This includes: + Utilizing Control … more
- BMO Financial Group (Chicago, IL)
- …category, or as required by the NFRMF + Serves as a leader in the Operational NFR risk oversight team, establishing a solid understanding of internal and ... trade-offs. + Speaks authoritatively with regulatory officials with respect to existing controls , the risk management framework overall, and emerging threats and… more
- Bank of America (Chicago, IL)
- …accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners ... in support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line Unit...+ Quality Assurance + Reporting **Sampling & Test Development Specialist II** Team Overview: Global Risk Analytics… more
- Bank of America (Chicago, IL)
- …Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique to economic sanctions. ... The Sanctions Risk Specialist is a function within GES...in the following processes to evaluate and assess FLU/CF controls , sanctions-specific second line functions and controls ,… more
- Bank of America (Chicago, IL)
- …(FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. The Global Financial Crimes Investigations ... executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or… more
- PNC (Chicago, IL)
- …May include the development of analytical methods/models to assess market, credit and/or operational risk of new and existing financial products. + Leverages ... Business Analytics, Credit Risk , Mathematics of Financial Instruments, Operational Risk , Performance Measurement, Predictive Analytics, Pricing Models and… more
- CIBC (Chicago, IL)
- …& Return/Amendment (including Fed Ref #) + Client Authentication - Maintain Strong Risk & Control Principles + Ad-hoc requests as needed **COMPLIANCE ... must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls . **CONDUCT & CULTURE RISK ** Our CIBC risk culture is… more
- Bank of America (Chicago, IL)
- …clients requests. **LOB Job Description:** Provide analytical support in executing internal control and operational excellence. Gather and organize data in order ... Sr Fulfillment Specialist - Quality Assurance Chicago, Illinois;Charlotte, North Carolina...to monitor and test the effectiveness of key controls and status of mitigation and action plans. Prepare… more
- Bank of America (Chicago, IL)
- ServiceNow Operations Specialist Charlotte, North Carolina;Richmond, Virginia; Plano, Texas; Chandler, Arizona; Chicago, Illinois **Job Description:** At Bank of ... a difference. Join us! **Job Description:** The **ServiceNow Operations Specialist ** will have a leading role in maintaining the...bank policies and standards. + Manage ServiceNow code quality control processes and routine + Lead and mentor a… more
- Bank of America (Chicago, IL)
- …(FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. The **Global Financial Crimes ("GFC") ... executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or… more
- BMO Financial Group (Chicago, IL)
- …requirements. + Provides input into the planning and implementation of ongoing operational programs in support risk reporting management framework. + ... system) to fulfill analytical needs. + Ensures strong governance and effective controls across risk reporting activities and information in accordance with… more
- BMO Financial Group (Chicago, IL)
- …requirements. + Provides input into the planning and implementation of ongoing operational programs in support risk reporting management framework. + ... system) to fulfill analytical needs. + Ensures strong governance and effective controls across risk reporting activities and information in accordance with… more
- BioFire Diagnostics, LLC. (Lombard, IL)
- …with regulatory standards and internal procedures, minimizing risks while supporting operational excellence. The Validation Specialist will work closely with ... The Validation Specialist will develop, implement, and manage validation activities...as equipment qualification (IQ/OQ/PQ), software validation, and process validation. Risk Management and Compliance: + Utilize robust validation principles… more
- Amazon (Joliet, IL)
- …security service, asset protection, audit, investigations, law enforcement, military, risk management, data analytics, inventory control , quality assurance ... Description The Loss Prevention Specialist (LPS) is a key hourly associate position...To keep our 24/7 operations network secure and assure operational continuity, we are looking for hands-on and detail-oriented… more
- BMO Financial Group (Chicago, IL)
- …reputation. Provides independent assurance on the quality and effectiveness of internal control , risk management, and governance systems and processes to support ... Conducts independent examinations of credits and portfolios to ensure risk rating accuracy and asset quality of the credit...senior management as to the quality of the internal control system and in so doing helps reduce the… more
- BMO Financial Group (Chicago, IL)
- …the project lifecycle - In-depth. + Knowledge of business/group processes, procedures and controls - In-depth. + Understanding of risk , regulatory and compliance ... distribution channels. + Provides input into the planning and implementation of operational programs. + Develops and documents processes, procedures, etc. and/ or… more
- BMO Financial Group (Chicago, IL)
- …coordination and scheduling of work, workload management, resource forecasting, quality control , training, coaching team members and problem resolution. + Provides ... input into the planning and implementation of operational programs. + Processes more complex transactions and activities. + Researches and resolves discrepancies and… more