- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- Morgan Stanley (Purchase, NY)
- …of qualifying securities, and Residential real estate loans. The US Bank Subsidiaries seek a Vice President (VP) to join the First Line Business Risk team to ... workforce (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *US Banks Operational Risk Vice President - Dedicated Business Risk Coverage for Shared… more
- Wells Fargo (New York, NY)
- …relationship with Wells Fargo. The Financial Sponsors Group is seeking a Vice President with prior Infrastructure Fund investment banking coverage experience ... unique content for clients, and creative, team-oriented approach to solving problems. The Vice President will have the opportunity to work with private equity… more
- JPMorgan Chase (Jersey City, NJ)
- …quo and striving to be best-in class. As a Compliance Risk Management Lead - Vice President in the Global Financial Crimes Compliance (GFCC) team, you will be ... new and expanded services/products; + Assist with AML/KYC/Sanctions testing, audit, exam requests, and responses to regulatory inquiries. **Required… more
- Raymond James Financial, Inc. (New York, NY)
- …Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary ... Range** $130,000.00-$250000.00 **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity,… more
- Citigroup (New York, NY)
- …practices. **About the Role** The Finance Regulatory Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory ... standards and maintained and followed related to the management of Citi Finance's regulatory interactions, including exam management, regulatory meetings and… more
- State of New York Mortgage Agency (New York, NY)
- …AND RESPONSIBILITIES: The primary functions of the position include: + Support the Senior Vice President of Statewide Asset Management (in addition to the ... increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must...Vice President of Asset Management) in executing… more
- M&T Bank (New York, NY)
- **Overview:** This Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services ... Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one or more… more
- M&T Bank (New York, NY)
- **Overview:** This Senior Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services ... Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one or more… more