• Associate Director , SEC

    Bristol Myers Squibb (Princeton, NJ)
    …in their personal lives. Read more: careers.bms.com/working-with-us . **Position Summary** The position of Associate Director , SEC Reporting is a crucial ... other members of BMS Controllers/Finance, Informational technology, and Legal/Compliance organizations. The Associate Director , SEC Reporting will have… more
    Bristol Myers Squibb (03/17/25)
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  • Equities Supervisory Risk and Control Senior…

    Citigroup (New York, NY)
    …sales environment in relation to US Regulatory Rules as defined by FINRA and the SEC . The position is for a highly energized, dynamic professional who is ready to ... Control and Legal Departments. The position will report to the Director responsible for the team. **Responsibilities:** + Responsible for operating, developing,… more
    Citigroup (01/31/25)
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  • Compliance Regulatory Officer, Associate

    SMBC (Jersey City, NJ)
    …with the stakeholder SMEs across the bank and will report to the Director of Regulatory Change Management. **Qualifications and Skills** + Bachelor's degree or ... regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC, CFTC, NFA, FINRA, SEC , MSRB). + Experience working with regulators, specialized regulatory consulting firms… more
    SMBC (03/04/25)
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