- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment . As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... business judgement. Key job responsibilities - Design and deliver risk assessment and mitigation strategies to deliver...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (New York, NY)
- …first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, and credit limits, ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Wells Fargo (Iselin, NJ)
- …Third party risks, Regulatory compliance , etc. + Direct experience executing the Risk Control Self- Assessment (RCSA) for risk identification, risk ... role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... mitigation strategies. * Leads the development and implementation of risk assessment and quantification models needed to...to provide essential risk context. * Reports risk -related data including risk exposure, compliance… more
- City of New York (New York, NY)
- …and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and possess a relentless commitment to staying ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate ... with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency and… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... are of high quality focusing on: + Root cause assessment + Completion criteria + Dependency evaluation + Sustainability...+ Completion criteria + Dependency evaluation + Sustainability + Risk reduction + Action plan quality + Liaise with… more
- Citigroup (New York, NY)
- …and developing insights. + Carries key responsibility for Control Design Assessment (CDA) by executing CDA checklist/procedures for controls and recording results ... in Citi Risk & Control (CRC). + Owns significant portions of...(s). + Develops and drives quality-checking routines to ensure compliance with all relevant policies, operating guides, and owned… more
- Hackensack Meridian Health (Edison, NJ)
- …healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance Officer ** ("Deputy") ... A day in the life of a **Deputy Chief Compliance Officer ** at **Hackensack Meridian** **_Health_** includes:...program operations mattersthat are designed for adiverse workforce. + risk assessment procedures + annual work plan… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...and second line of defense. Also responsible for performing risk assessment of Citi's compliance ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) Plan. + Act… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing,… more
- SMBC (New York, NY)
- …and maintain best practice across the Firm. + Plays a key role in the Compliance risk assessment exercise. **Qualifications and Skills** + Extensive ... responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the... risk , and is represented by the Chief Compliance Officer as either a member or… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... proposals as required under NIRA/NIA policies. Provide a written description supporting the Compliance assessment of NIAs in line with the requirements of US… more
- SMBC (New York, NY)
- … Officer staff in their process and control-related objectives, including risk assessment (RCSA), issue management, root cause analysis, control testing ... Officer (FCO) is a leader, change agent, and risk management expert. The role provides the AD Operations...process mapping and process reengineering 2. Expert knowledge of risk assessment and issue management 3. Expert… more
- City of New York (New York, NY)
- …Office of Accountability, directs and coordinates all aspects of the accountability, compliance (including risk assessment ), program monitoring, and ... to manage and direct program's responses to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior stakeholders.… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …support in compliance with University policies and procedures, which includes risk mitigation. This role reports to the Dean, with aspects of joint ... resources, and continuous process improvement) - Financial and budgetary management - Compliance and Risk Management - Research Administration - University… more
- Wells Fargo (New York, NY)
- … risk appetite and strategy, risk -related decisions, processes and controls, risk analytics governance, risk assessment and control design + Track ... competing deadlines + Knowledge and understanding on Control Programs including Risk and Control Self- Assessment (RCSA), Issue Management. + Experience… more