- Daiichi Sankyo, Inc. (Bernards, NJ)
- …exercise influence at the senior leadership and/ or executive level wherever GLP/ non -GLP/ research programs impacting Oncology and / or specialty medicines are being ... discussed. Develop a QA structure that could support GLP/ non -GLP/ GCLP Research activities at the global level. Support through open and effective communication and… more
- Bank of America (New York, NY)
- Non - Financial Regulatory Reporting - Governance LATAM / AMRS - Ops Professional MKTS Charlotte, North Carolina;New York, New York **Job Description:** At ... processes and coordinating necessary expertise across multiple operations functions and products. ** Non - Financial Regulatory Reporting - Governance… more
- Marex (New York, NY)
- …regulatory reporting processes/controls, and support, maintain and develop all financial and/or regulatory reporting solutions/controls to meet the ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...effectiveness Skills and Experience + SME in OTC Derivatives Regulatory Reporting requirements + Experience of CAT,… more
- Lincoln Financial Group (Edison, NJ)
- …this team you will gain experience in a wide array of areas including financial reporting , investment accounting, financial analysis, amongst other valuable ... and remote employees.. **General Purpose of Job** As a regulatory GAAP and Statutory Investment Reporting Analyst,...* 5+ Years of experience in accounting, securities or financial reporting that directly aligns with the… more
- Pfizer (New York, NY)
- …Internal and External Reporting . As a Senior Manager, you will create financial reports and dashboards that provide meaningful insights into the key drivers of ... facilitate Pfizer's core finance functions. This includes areas such as Financial Consolidations, Planning, Budgeting & Forecasting, Treasury, Tax, Compliance, and… more
- Citigroup (New York, NY)
- …experience working with multiple lines of defense. + Familiarity with regulatory reporting . + Project Management. **Qualifications:** + Bachelor's ... This role is primarily focused on the development and implementation of non - financial risk monitoring program (compliance risk, operational risk, and reputation… more
- Principal Financial Group (New York, NY)
- …including semi-annual/annual financial statements preparation, tailored shareholder reports, reporting related to regulatory requirements, survey company ... Tax & Oversight team. In this role, you'll be responsible for oversight/preparation financial reporting activities prepared by third-party service provider… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation ... including Dodd-Frank, EMIR, MiFID II, CFTC, and other global and multi-jurisdictional regulatory frameworks. + In-depth knowledge of critical financial documents… more
- Bloomberg (New York, NY)
- …least one of the following: Capital Markets, Trade Lifecycle, Middle Office Operations, or Financial Regulatory Reporting + Experience with data mapping and ... **You'll need to have:** + 5+ years working in Regulatory Trade or Transaction Reporting with a...+ Ability to facilitate active interactions between technical and non -technical teams **We'd love to see:** + Experience with… more
- Scotiabank (New York, NY)
- Senior Manager, Regulatory and Business Initiatives Group **Requisition ID:** 210831 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... **Purpose** Develops and leads the end-to-end lifecycle of US and global regulatory and business driven projects. The role contributes to the overall execution… more
- 1st Financial Bank USA (New York, NY)
- …to key stakeholders within the Finance department + Monitor all other Bank regulatory reporting requirements related to financial and related party ... Reporting and Policy is accountable for preparing the Bank's quarterly regulatory reporting (Call Report), drafting and implementing accounting policies,… more
- Mizuho Corporate Bank (New York, NY)
- …Assist with business requirement development specifications, testing , and implementation of regulatory reporting system solutions . + Perform daily TriResolve ... for this role includes below but not limited to: Regulatory : + Monitoring real-time OTC reporting for...teams to remediate trade disputes. + Monitor and reprocess non -OTC trade exceptions for CAT Reporting . Experience… more
- Citigroup (New York, NY)
- …and confidentiality. **Qualifications:** + 10+ years of relevant experience in financial services, regulatory engagement or consulting. + Excellent communication ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...Citi Finance functions to ensure collaboration between Finance and non -Finance functions to provide a single point of contact… more
- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... framework. Primary responsibilities include managing the Business Execution and Reporting team for CBNA, Banking and International ICRM. Additional responsibilities… more
- SMBC (New York, NY)
- … requirements. + Provide advice related to the mitigation and remediation of non -compliance issues related to swap transaction reporting . + Develop, maintain, ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...reporting requirements. Provide training on Compliance policies and regulatory requirements. + Participate in industry groups to develop… more
- PSEG (Newark, NJ)
- …purpose-driven in-person interaction and living within a commutable distance, and remote non -local roles that can be effectively performed remotely with the ability ... time to join PSEG. **Job Summary** Directs and controls all Accounting and Reporting matters of Enterprise and all its subsidiaries. Has primary responsibility for… more
- Citigroup (Jersey City, NJ)
- …product processor and other data platforms for build best in class operational and regulatory reporting platform. + Drive the data architecture and roadmap for ... consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and… more
- Scotiabank (New York, NY)
- Senior Audit Manager, Compliance Audit ( Non -AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... plays a critical part in ensuring our trading activities comply with regulatory standards and internal policies. The successful candidate will leverage their… more
- MetLife (Bridgewater, NJ)
- …supporting the identification and analysis of compliance risk exposure in connection with non - financial risk assessments and review of processes to identify ... of AML transaction monitoring activities and the investigation and reporting of suspicious activity in the US * Contribute...duties as they arise based on CRM priorities or regulatory developments in the financial crimes compliance… more
