- Bank of America (Charlotte, NC)
- Audit Manager - Transaction Monitoring New York, New York;East Hartford, Connecticut; Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Boston, ... specialty areas. + Subject matter expertise in US financial crime regulations. + Perform audit reviews related to transaction monitoring systems and other… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Audit Manager - Executive Director on the Financial Crimes Audit Team. This is an individual contributor role ... oversee assigned audits + Provide timely feedback, coaching and monitoring of audit work and staff +...regulations and financial crimes risk. + Experience in auditing Transaction Monitoring risks and controls in accordance… more
- Cherry Bekaert (Charlotte, NC)
- …yours, we'd like to hear from you. Let's grow your career as an Audit Manager , Professional Practices, supporting our full assurance practice. **What your day ... looks like:** + Research and facilitate resolutions on complex audit and accounting issues. + Create templates and resources to support the firm's audit … more
- Truist (Charlotte, NC)
- …this process, the Financial Intelligence Unit (FIU) develops and implements automated transaction monitoring rules, reports and other processes designed to ... analytics. + Utilize a wide variety of research and transaction monitoring tools. + Provide information for...financial industry or related experience; preferably in a branch, audit , compliance or commercial lending related capacity + Strong… more
- Bank of America (Charlotte, NC)
- …to make a difference. Join us! **Job Description:** Working with Portfolio Manager (s), establish and execute a risk based coverage plan for specific portfolio(s). ... Coverage plan to include, at a minimum, examinations, transaction reviews, risk assessments and issue management. Serve as subject matter expert for and/or lead… more
- JPMorgan Chase (Charlotte, NC)
- …fast-paced environment enthusiast. You have found the right team! As a Transactions Manager in the Receivables Operations. You will be managing a team processing ... goals based on productivity targets, budget, and resources. Responsible for monitoring team's output and managing assigned personnel to ensure all throughput… more
- Truist (Charlotte, NC)
- … or Public Accounting experience is strongly preferred + Experience with BSA transaction monitoring or case management applications + Knowledge of SAR filing ... of banking, financial industry or related experience; preferably in a branch, audit , compliance or lending-related area. + Strong knowledge and experience with BSA… more
- TD Bank (Charlotte, NC)
- …risk level assessment and controls + Compliance or QA/QC testing or audit experience + Working knowledge or familiarity with desktop or web-based applications ... management, policies and risk assessment processes + Directs the development and monitoring of Key Risk Indicators and facilitate communication and resolution of… more
- Bank of America (Charlotte, NC)
- …execution of risk framework activities including, but not limited to, independent monitoring and testing of controls and risk management processes for the LOB. ... procedures and guidelines on risk limits by type of product and/or transaction , and in establishing management and administrative procedures to ensure adherence to… more