- USAA (Charlotte, NC)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor on the Shared Services Business ... business controls including oversight of applicable controls , identification and evaluation of control effectiveness,...risk metrics to evaluate the effectiveness of established business controls pertaining to PoP requirements +… more
- USAA (Charlotte, NC)
- …established risk framework and ongoing supervision of business controls including risk and control self-assessments, identification and evaluation ... Risk control self-assessments, procedure governance, control design, new product controls , CoSA Third...lieu of degree. + 8+ years of experience supporting risk -related, compliance related, or business control… more
- Truist (Charlotte, NC)
- …adherence/execution and identify risk / control improvement opportunities in risk management principles/ controls , broad based business practices, and ... Unit leadership in its management of risks and controls as well as its execution of risk...business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with… more
- Truist (Charlotte, NC)
- …support of various risk programs including but not limited to the risk control self-assessment (RCSA), business and regulatory change initiatives, issues ... the following job description:** A first line of defense risk professional within the Governance and Controls ..., external events, data, model, third party and cyber risk in support of the assigned business … more
- Truist (Charlotte, NC)
- …are appropriately managed. + Oversee effective operationalization of a Risk Control Self-Assessment Program, Key Indicator and other Business Environment and ... Advisor is responsible for providing effective challenge of risk management processes, objective oversight of controls , identification and remediation… more
- Truist (Charlotte, NC)
- …adherence/execution and identify risk / control improvement opportunities in risk management principles/ controls , broad based business practices, and ... build better lives and communities. The Cybersecurity Technology Senior Risk Advisor is responsible for providing first...business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with… more
- Truist (Charlotte, NC)
- …appropriately managed. 7. Oversee effective operationalization of a Risk Control Self-Assessment Program, Key Indicator and other Business Environment and ... support to front line for control implementation, risk mitigation and effective design of controls ....of controls . 3. Responsible for providing expert risk management direction and oversight to applicable business… more
- Truist (Charlotte, NC)
- …are appropriately managed. . Oversee effective operationalization of a Risk Control Self-Assessment Program, Key Indicator and other Business Environment and ... support to front line for control implementation, risk mitigation and effective design of controls ....of controls . . Responsible for providing expert risk management direction and oversight to applicable business… more
- Truist (Charlotte, NC)
- …Engage with Business Unit leadership in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate ... requirements (eg, Issue Management, RCSA, KRIs, etc.) within the Business Unit and GCO. Provide strategic insight, risk...and/or Technology Operations and Development and management of the risk and control environments required to manage… more
- Truist (Charlotte, NC)
- …job description:** Engage with Business Unit in its management of risks and controls as well as its execution of risk program requirements. Provide risk ... risk within the assigned areas of the Business Unit. A first line of defense supervisory principal...line of defense supervisory principal within the Governance and Controls Office (GCO), serving as a subject matter expert… more
- Truist (Charlotte, NC)
- …Matter Expert (SME) to assigned business areas within Finance across all risk types to promote and strengthen control environment ( control design, ... engaging with Finance in its management of risks and controls as well as its execution of risk...refine analytical tools as appropriate to support assessments of risk . + Execute control monitoring and testing… more
- USAA (Charlotte, NC)
- …distribution channels, regulations, and third-party operations. + Communicates results of risk and compliance work to governance committees, business process ... what makes us so special! We are seeking a Risk and Compliance Analyst with IT Operations domain experience...candidate will effectively challenge and support the execution of business products, services, and processes. Candidates must have at… more
- USAA (Charlotte, NC)
- …a part of what makes us so special! We are seeking a Mid-level Risk and Compliance Analyst with IT Operations domain experience in Incident Management, Problem ... This role involves providing independent oversight and guidance within a risk and compliance framework, ensuring alignment with regulatory requirements and USAA's… more
- Vanguard (Charlotte, NC)
- …Works collaboratively with members of the Personal Advisor project team, Methodology team, Risk and Control team, and other business segments as needed. ... in audit and control processes by auditing manual work and monitoring controls (financial plan audits, IMH audits, and Adobe audits). 8. Robust understanding of… more
- Deloitte (Charlotte, NC)
- Deloitte's Engagement Financial Advisor (EFA) team is comprised of professionals specializing in Deloitte engagement economics & financial metrics, account ... operations and risk management. As a Financial Analyst, you will provide...value is in the understanding and application of engagement business and financial processes, both to individual projects and… more
- City National Bank (Charlotte, NC)
- …Team, this individual will act as a trusted advisor to Mortgage and Controls Team leadership through monitoring of business risks and controls . ... * BUSINESS CONTROLS LEAD* WHAT IS THE...Registers to support the overall Risk and Control Self-Assessment (RCSA). Will work with business … more
- Truist (Charlotte, NC)
- …clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing ... America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients.… more
- USAA (Charlotte, NC)
- …**The Opportunity** We are seeking a Regulatory Reporting Quality Assurance Advisor to own the performance, independent validation and improvement of external ... regulatory filings to evaluate the efficiency of procedures and controls for the purposes of ensuring the completeness of...responsible for the data quality, data governance and data control for financial regulatory reporting data as well as… more
- USAA (Charlotte, NC)
- …us special and impactful. **The Opportunity** As a dedicated Information Governance Advisor -Mid Level, you will work with the Information Governance Policy and ... to best practices. Monitors the use of data to ensure careful control and effective use to achieve enterprise objectives. Participates in cross-functional teams… more
- Truist (Charlotte, NC)
- … programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership with ... and decisions. Provide oversight and governance to the assigned business unit regarding its control environment. 4....activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO. 11.… more