- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK EVENTS PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) program is in the second line of defense ... to provide insight on CNB's overall Operational Risk Profile.The Operational Risk Events Program Manager is responsible for leading the 2LOD… more
- Bank of America (Charlotte, NC)
- … Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures ... Management - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures +… more
- Bank of America (Charlotte, NC)
- …of compliance and operational risks in alignment with the Compliance and Operational Risk Management ("CORM") Program , the Financial Crimes and Global ... the front line unit and control function compliance and operational risk controls. * Execute governance and...financial crimes + Reviews and challenges internal and external operational loss events , including the development of… more
- Truist (Charlotte, NC)
- …Act as a conduit between the GCO, first line teammates and second line risk program owners/ risk partners. 6. Deliver/Influence recommendations for updates to ... (RCSA), business and regulatory change initiatives, issues management, loss events , third party, model risk , data ...relevant policies and procedures for risk program execution. 7. Establish working relationships… more
- Truist (Charlotte, NC)
- …Act as a conduit between the GCO, first line teammates and second line risk program owners/ risk partners. 7. Deliver/Influence recommendations for updates to ... (RCSA), business and regulatory change initiatives, issues management, loss events , third party, model risk , data ...relevant policies and procedures for risk program execution. 8. Establish working relationships… more
- Truist (Charlotte, NC)
- …within the Governance and Controls Office (GCO), serving as a GCO Senior Risk Program Execution Consultant I (Professional Practice - Audit/RSCA Execution). Who ... (RCSA), business and regulatory change initiatives, issues management, loss events , third party, model risk , data ...between the GCO, first line teammates and second line risk program owners/ risk partners. +… more
- Wells Fargo (Charlotte, NC)
- …across various areas such as Risk & Control Environment, Issue Management, Operational Risk Events etc., understand concentration of high risks and ... across areas such as Risk & Control, Operational Risk Events /Losses, Issue Management...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Analyst role ... management reporting and/or escalation of issues. This role conducts periodic and event driven reviews of customers, including targeted reviews to assess risks.… more
- TD Bank (Charlotte, NC)
- …escalating issues. Additionally, this role oversees the timely execution of periodic and/or event driven reviews using a risk -based approach to align with policy ... as necessary, effectively with key stakeholder groups such as Compliance, Legal, Audit, Risk + Coaches to ensure functional / operational problems are handled… more
- Truist (Charlotte, NC)
- …Act as a conduit between the GCO, first line teammates and second line risk program owners/ risk partners. . Deliver/Influence recommendations for updates to ... (RCSA), business and regulatory change initiatives, issues management, loss events , third party, model risk , data ...relevant policies and procedures for risk program execution. . Establish working relationships… more
- Truist (Charlotte, NC)
- …in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk ... risk appetite. + Opine on new or revised risk program requirements to confirm they are...education, training and experience. + Experience in compliance and operational risk mitigation and remediation + Strong… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted… more
- TD Bank (Charlotte, NC)
- … risk management. This includes setting and managing standards for program -wide governance and escalation, running risk assessments, testing, quality ... specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Governance, Regulatory Response and Reporting team… more
- Truist (Charlotte, NC)
- …the full spectrum of risks to ensure appropriate oversight and governance of first line risk taking and risk program execution activities. Interact with and ... and escalate unacceptable or key emerging risks to BUCRO, Risk Program owners and Business Unit ...to RMO and BUCRO leadership regarding activities, trends, and events pertaining to tracked issues including Regulatory, Audit and… more
- Truist (Charlotte, NC)
- …Promote various risk initiatives and their supporting metrics. + Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... with assigned business unit's leadership regarding activities, trends, and events pertaining to risk , regulatory, audit and...drive process change. + Ability to manage implementation of risk program requirements over multiple Lines of… more
- Truist (Charlotte, NC)
- …Finance in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk ... inadequate or failed processes, people, and systems, or external events and ensure effective remediation. The following is a... and other applicable routines. + Execute Enterprise and Risk Program requirements to effectively identify, measure,… more
- Truist (Charlotte, NC)
- …in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk ... types to promote and strengthen compliance with applicable regulations, policies, procedures and risk program requirements. + Partner with first and second line… more
- Truist (Charlotte, NC)
- …Promote various risk initiatives and their supporting metrics. . Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... for executing the responsibilities of various operations and enterprise risk programs in accordance with the program .... Communicate with EFT leadership regarding activities, trends, and events pertaining to risk , regulatory, audit and… more
- Truist (Charlotte, NC)
- …various risk initiatives and their supporting metrics. 9. Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... advisors responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements (Ie: … more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight team plays ... role in safeguarding the organization by providing expert regulatory guidance, risk oversight, and second-line challenge across AML frameworks. This function ensures… more