- Prime Therapeutics (Raleigh, NC)
- …of that. It fuels our passion and drives every decision we make. **Job Posting Title** Regulatory Audit Specialist Sr . - Remote **Job Description** The ... Regulatory Audit Specialist Sr is accountable for managing regulatory and/or client-initiated audits, by evaluating and understanding the purpose of… more
- Prime Therapeutics (Raleigh, NC)
- …Audit Management (CAM) team, the Client Audit Specialist , Sr is accountable for managing regulatory and/or client-initiated audits. This role ... drives every decision we make. **Job Posting Title** Client Audit Specialist , Sr . - Remote...and operational subject matter experts to meet the applicable regulatory , client, and/or functional audit expectations and… more
- Cardinal Health (Raleigh, NC)
- …products and services are properly reviewed for quality and documented. The Senior Specialist , Quality Assurance executes quality programs, policies, and ... integrity. Applying knowledge of quality assurance concepts and technical capabilities, the Senior Specialist supports the Manager, Quality Assurance in quality… more
- Truist (Raleigh, NC)
- …challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory , compliance and audit matters for assigned Enterprise Technology ... and partnership routines with technology teams and internal partners. Interface with senior leaders and key partners across the organization. 5. Review and… more
- Truist (Wilson, NC)
- …they apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), ... prosecution of money laundering, terrorist financing and other criminal activity. A Senior Investigator in the FIU performs critical functions in the enterprise-wide… more
- PNC (Raleigh, NC)
- …and have an opportunity to contribute to the company's success. As an AML Sanctions Specialist Senior , you are a member of the Know Your Customer Office (KYCO) ... focus on continuous improvement. * When applicable, assist Management during Internal Audit engagements and Regulatory Exams through collection of supporting… more
- Truist (Wilson, NC)
- …from reviews of the FC program by reviewing parties including, internal testing, Audit as well as regulatory examinations. 6. Assist in designing effective ... 1. Implement major strategic changes with impact across Financial Crimes and Truist. Specialist collaborates with a diverse group of Truist teammates to drive change… more
- Ally (Raleigh, NC)
- …as applicable * Assists in preparation of memos and model documentation for senior leadership, regulatory agencies, internal audit , Model Risk Management, ... in ensuring that the day-to-day operations are conducted in compliance with regulatory and legal requirements, in addition to company policies and procedures. At… more
- Novo Nordisk (Clayton, NC)
- …response & process confirmation across FP, utilizing LEAN principles. Relationships Senior Manager, Quality Assurance. Essential Functions + Make decisions on ... complex cross-functional investigations & root-cause analysis + Facilitate sharing of regulatory & compliance expectations + Review & approves complex DVs, CRs,… more
- IQVIA (Raleigh, NC)
- …and follow-up of regulatory inspections + Review critical/major findings with QA Audit reports to propose process improvement + Provide consult on KQI or metrics ... will be in collaboration with Quality Assurance (QA) and the Quality Lead/ Specialist , as needed. With QA leading, this position supports study teams during… more
- PNC (Raleigh, NC)
- …and regulator expectations. * As requested by Management, participate in Internal Audit engagements and Regulatory Exams through collection of supporting ... on continuous improvement. * As requested by Management, participate in Internal Audit engagements and Regulatory Exams through collection of supporting… more
- PNC (Raleigh, NC)
- …of AML and Sanctions compliance risk and internal controls, as appropriate. Monitors regulatory developments and advises business management and senior staff of ... functions or a governance role. Certifications such as the Certified Anti-Money Specialist (CAMS) and or other recognized programs are a plus. This position… more
- Truist (Raleigh, NC)
- …they apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), ... of banking, financial industry or related experience; preferably in a branch, audit , compliance or lending-related area. + Strong knowledge and experience with BSA… more
- Verint Systems, Inc. (Raleigh, NC)
- …trends and case highlights/movement. + Effectively manage a team of two senior benefits analysts and one immigration specialist . **Minimum Requirements:** + ... data, identifying trends, preparing recommendations with impact assessments for senior leadership, creating content for employee information sessions and… more
- Truist (Raleigh, NC)
- … Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS) or other applicable related certifications **General Description of ... years of managerial banking or financial industry experience; preferably in a branch, audit , compliance or lending related capacity 3. Eight years of experience in… more