- Citigroup (Tampa, FL)
- …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the… more
- JPMorgan Chase (Tampa, FL)
- …the box, challenging the status quo and striving to be best-inclass As a Monitoring / Testing Senior Officer - Associate in the Global Financial Crimes ... Compliance (GFCC) and Compliance Conduct and Operational Risk (CCOR) Testing ...the Firm's lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an… more
- Citigroup (Tampa, FL)
- …Quarterly Summaries and the development and enhancement of the Compliance Monitoring Methodologies and Standards for testing , monitoring , and reporting. ... and typologies. + Experience in planning, executing, and reporting on compliance testing and monitoring reviews, and regulatory issue validation activities… more
- Citigroup (Tampa, FL)
- …discussions with corresponding control/process owners. + Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and ... assessments of Citi's compliance risks; performing independent testing activities ( testing and on-going monitoring..., monitoring , and reporting. + Utilizing innovative compliance testing solutions including Data Analytics to… more
- MetLife (Tampa, FL)
- …with Operational Risk. This individual contributor will help the development of Compliance testing and monitoring activities across the enterprise, ... mitigate compliance risks. * Provides credible challenge to the global Compliance testing and monitoring plan and risk assessment to enable risk-based… more
- USAA (Tampa, FL)
- …Clear understanding Third Party Risk Lifecycle (Planning, Due Diligence, Contracting, Ongoing Monitoring and Termination) + Experience conducting QA testing to ... guidance regarding business products, services, and processes through a risk and compliance framework to ensure they are driven in accordance with regulatory… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Citigroup (Tampa, FL)
- …MCA Transformation expectations and targets. + Completes monitoring and control testing for the ICRM Compliance Risk Management Programs MCA. + Challenges ... **MCA Coordinator and Program Lead - ICRM Compliance Risk Management Programs - C14** This role...executing the requirements thereof, and for the execution and monitoring of certain Controls managed within the team's GAU.… more
- Acosta Group (Tampa, FL)
- …compliance objectives + In coordination with Program Managers, develop and maintain compliance monitoring systems and processes for Acosta Group programs + ... **DESCRIPTION** The HR Compliance Project Manager will be responsible for overseeing...project delays and cost overruns. + Facilitate user acceptance testing and ensure that system requirements have been met.… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk management and ... and Office of Foreign Assets Control, or OFAC, regulations); fraud; Core- Compliance (privacy, etc.); government and industry regulatory and policy-making agencies… more
- Citigroup (Tampa, FL)
- …and Escalation Policies. + Oversee the Lessons Learned Policy, including monitoring of control breaches and dissemination and learnings across other business ... Control Standards, including implementation and operation, conducting the control monitoring , handling deficiencies, and escalating issues for resolution. + Oversee… more
- Citigroup (Tampa, FL)
- … Testing , Process reviews, Technology Enhancements) for continuous control monitoring . Appropriately assess risk when business decisions are made, demonstrating ... **The Compliance Business Control Officer** is a strategic professional...**Responsibilities:** Responsible for the execution of control reconciliation and testing processes for the generation and delivery of trade… more
- Citigroup (Tampa, FL)
- …- Internal Audit - Relationship Managers - Senior Managers and - Internal Compliance + Meet or exceed quality, productivity and timeliness goals. + Participate in ... the development, testing , training and implementation of new or enhanced processes...internal entities, including senior managers and other Citigroup AML monitoring units to ensure findings are incorporated in all… more
- MUFG (Tampa, FL)
- …risk. Control testing is an integral part of the bank's compliance with policies and standards, identifying whether controls are operating as intended to ... delivery + Experience in designing, implementing, and operationalizing continuous control testing and monitoring of technology controls + Preferred: knowledge… more
- Citigroup (Tampa, FL)
- …areas including but not limited to: portfolio concentrations, limit exceptions, stress testing , loss reserves or high-risk exposures. Roles + Assists in Credit ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Tampa, FL)
- …the performance of the individual. The function of the role is to coordinate MCA/RCSA Monitoring & Testing for BIR Risk teams. Drives the development of new ... and identifying improvements; develops enhancements to workflow management. + Drives monitoring and testing methodologies across various controls over BIR… more
- MUFG (Tampa, FL)
- …the bank's information assets. **Major Responsibilities** + Designing, developing, testing , documenting, monitoring , and implementing information and database ... subject matter expert (SME) guidance and analysis. + Managing a database activity monitoring (DAM) platform for security and audit compliance , including policy… more
- Citigroup (Tampa, FL)
- …Knowledge of key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing + Awareness of regulatory requirements including local ... and all policies and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring … more
- Citigroup (Tampa, FL)
- The Second Line of Defense (2LoD) Testing Utility (STU), aligned to Independent Compliance Risk Management (ICRM) and Independent Risk Management (IRM), is ... is responsible for the design assessments of Key Controls, Monitoring and Testing . This includes the execution...Crimes (AML, Bribery, and Sanctions), 3) Product / Function Compliance and Office of Fair Lending & Privacy ,… more