- City National Bank (Charlotte, NC)
- …areas where audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager in the development of the audit scope. * Holds ... and on occasion as an individual contributor on routine audit assignments testing internal controls and ensuring compliance...the conclusions drawn. * Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and… more
- Truist (Charlotte, NC)
- …education and related training. + 6 years of relevant experience in internal audit , public accounting, or SOX/Risk compliance + Ability to build consensus ... over Truist's internal controls over financial reporting and disclosure controls to ensure compliance with Sections 404 and 302 of the Sarbanes-Oxley Act of 2002… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk ... business and regulatory change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root cause, the corrective action plans… more
- City National Bank (Charlotte, NC)
- …banks internal control environment. What you will do * Assists the Senior Auditor and or Audit Manager in the development of the audit scope. * Holds ... The auditor will work within a team on routine audit assignments testing internal controls and ensuring compliance...workpaper methodology guidelines. * Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and… more
- Nuveen Investments (Charlotte, NC)
- **Investment Accountant II ** The Investment Accountant II ensures that investment accounting policies and procedures are correctly applied to accounting records. ... all investment accounting requirements. + Work directly with auditors to answer audit inquiries, and provide additional documentation as needed to support the… more
- Bank of America (Charlotte, NC)
- Quantitative Operations Associate II - Sanctions Screening Center of Excellence Richmond, Virginia;Charlotte, North Carolina; Scranton, Pennsylvania **Job ... models. May report to either Quant Operations Exec or Quantitative Operations Manager . **Line of Business Job Description:** About Sanctions Screening Center of… more
- Citigroup (Charlotte, NC)
- …on key regulatory deliverables, and (v) interfaces with key stakeholders including Internal Audit , Compliance , Risk and other control functions. As Head of ... Group are progressing in line with established due dates; ( ii ) drives accountability and transparency of key Basel /...Business (ICG and GCB), EI O&T, FRSS, Risk Management, Compliance and Internal Audit teams. This role… more
- Citigroup (Charlotte, NC)
- …and address Derivatives RWA reviews by other control functions such as Internal Audit , Independent Compliance Risk Management, Capital Planning Review Group etc. ... any assumptions, interpretations and/or models used to make those determinations, ( ii ) ensuring the accurate implementation of those methodologies within Citi's… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk ... mitigation activities; ( ii ) consulting risk owners on how to design and...Management Policy, control testing methodologies, and related regulatory and compliance standards. This dynamic position provides opportunities for working… more
- US Bank (Charlotte, NC)
- …include: (i) partnering with fiduciary Business Lines (BL) and other Risk, Compliance , and Audit Professionals to help create, implement, maintain, review, ... and oversee an effective risk management framework, ( ii ) completing projects and/or activities that confirm compliance with fiduciary requirements and applicable… more
- Truist (Charlotte, NC)
- …Understanding of financial services business processes and the role of data in compliance , risk management, finance management, and regulation (eg Basel II /III, ... Dodd-Frank, The Fair and Accurate Credit Transactions Act (FACTA)) and of internal audit and the regulatory exam process 4. Highly effective consultative leader with… more