- Edward Jones (St. Louis, MO)
- …focused on complying with firm policies/procedures and regulations including, but not limited to BSA , USA Patriot Act , FINRA, SEC, OFAC, OFSI to support a strong ... anti-financial crime program ( AML , Internal and External Fraud). This department partners with...while making sure our controls are appropriate, specific, and risk -based. As the Senior Investigative Specialist , you… more
- Edward Jones (St. Louis, MO)
- …is preferred + Professional certification (eg, Certified Fiduciary and Investment Risk Specialist (CFIRS), Certified Internal Auditor (CIA), Certified Public ... the results and remediation recommendations to Trust Company leadership + Supporting the AML Officer in executing the Trust Company's BSA / AML /OFAC Program… more