- Bank of America (Stamford, CT)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- CIBC (New York, NY)
- …, product control, financial planning and reporting , and taxation. The Internal Audit Director is a leadership position within the US Internal Audit ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Internal Audit Director - Finance and Treasury Portfolio...as general accounting, regulatory reporting… more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown ... together to drive ambition for every future! **Purpose** The Director of US Cybersecurity and Infrastructure Audit ...Experience in working in a global bank, with global Audit counterparts and stakeholders, matrix reporting lines… more
- City of New York (New York, NY)
- …includes the following Divisions and units: - Adjudications - Economic Opportunity & Regulatory Compliance - Public Information - Audit Support The Audit ... investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New...revised program practice. Your Impact As a member of Audit Support, the Director will spearhead program… more
- Warner Bros. Discovery (New York, NY)
- …and critical thinking, creativity, and fostering excellence in stakeholder engagement. The IT Audit Director will be asked to perform the following: Your Role ... risks effectively. We are seeking a dynamic and innovative Director , IT Audit & Advisory, focusing on...Various Businesses and IT Processes, Project Leadership, Operation and Reporting * Oversee multiple IT audit and… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... they belong. Join Team Amex and let's lead the way together. About the Internal Audit Group at American Express American Express' Internal Audit Group (IAG) has… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... in accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and… more
- Robert Half Finance & Accounting (Maryknoll, NY)
- …* Proficiency in utilizing Accounting Software Systems for financial analysis and reporting * Experience in developing and implementing Audit Programs in ... annual audits. Additionally, the role involves implementing and maintaining reporting procedures for internal control requirements, managing technology system… more
- CIBC (New York, NY)
- …RCM related reporting , including developing and maintaining metrics to measure regulatory compliance risk. + On occurrence, as assigned by the Swap Dealer Chief ... Business, Compliance Assessments, Compliance Strategies, Executive Leadership, Leadership, Management Reporting , People Management, Process Improvements, Regulatory Compliance,… more
- MUFG (New York, NY)
- …expert responsible for project management of assigned audits reporting to the Director - Credit Risk within Internal Audit for the Americas (IAA). This ... Perform risk assessments of assigned Auditable Entities, supporting the Audit Director to dynamically manage the ...the audit plan + Proactive coordination of audit and regulatory finding follow-up with stakeholders… more
- CIBC (New York, NY)
- …focus on leading/conducting audits in the areas such as general accounting, regulatory reporting , product control, liquidity management, capital management, and ... rate risk management under the direction of the Internal Audit Director . The Internal Audit ...annual audit plan in collaboration with Internal Audit Department senior management + Coordinate with regulatory… more
- MUFG (New York, NY)
- …closely with Risk Managers to support and enhance processes + Participate in audit and regulatory engagements relating to market and counterparty credit risk ... be responsible for the end-to-end market and counterparty credit risk reporting and data framework. **Major Responsibilities:** + Management of daily/weekly/monthly… more
- Scotiabank (New York, NY)
- …Managers and/or Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to capital markets and/or treasury functions ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary… more
- US Bank (New York, NY)
- … audit policies and procedures. Responsibilities * Completing or assisting the Senior Audit Manager and Audit director in developing the risk-based ... when appropriate. * Supervising audit staff in the completion of audit engagements and regulatory validations, ensuring the highest quality work delivered… more
- American Express (New York, NY)
- …experience handling operational loss events, including risk assessments, mitigation strategies and regulatory reporting (eg, reporting under Basel standards ... programs across the enterprise. ORM is looking for a Director of Losses / Risk Events to lead a...escalation of financial losses incurred by Amex, ensuring loss reporting aligns with regulatory standards (CCAR, Basel,… more
- MUFG (New York, NY)
- …the organization for third party vendor risk management. Formulate materials for audit / regulatory updates, as requested, which accurately reflect the status of ... identified and accounted for. Prepare reports, materials and assessments for internal audit and regulatory exams, third party reviews, Bank committee meetings,… more
- Bank of America (New York, NY)
- …data management policies and standards across GTS including for fit-for-purpose for Regulatory Reporting and other critical data uses; facilitating and providing ... Data Strategy and Governance Director New York, New York;Charlotte, North Carolina **Job...engagement of enterprise data initiatives and support of internal/external regulatory and audit exams and issues; and… more
- American Express (New York, NY)
- …remediation strategies as necessary. + Collaborate with risk, compliance, and internal audit teams to ensure consistent operational risk reporting and provide ... safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk...and best practices. ORM Governance is looking for a Director who will be responsible for establishing and enhancing… more
- JPMorgan Chase (New York, NY)
- JP Morgan Private Bank is seeking an experienced Executive Director to serve as the Treasurer/Principal Financial Officer for a fund complex within JP Morgan Wealth ... have a strong background in fund administration, accounting oversight, and financial reporting , with a proven track record of managing complex fund structures and… more