- Citizens (Stamford, CT)
- Description Senior Auditor - Capital Markets /Broker Dealer... Senior Auditor on our audit Capital Markets , Market Risk, and Model ... effectiveness of the bank's control environment, risk management practices, and culture. The Senior Auditor will lead and/or participate on complex audits of the… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading ... end-to-end audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more… more
- City of New York (New York, NY)
- …funds support DEP's operations and debt service. The debt service supports DEP's robust capital program to ensure the long term reliability of the system. Over the ... our broad and critical mandate. The agency's Budget Office manages DEP's capital , expense, grant, and miscellaneous revenue budgets; prepares budget and financial… more
- MUFG (New York, NY)
- …or more of the following: Liquidity Risk Management, Data Risk Management, Treasury, Capital Management, Market Risk Management or Interest Rate Risk Management. ... team will provide more details. **Job Summary:** The Associate Auditor II role within the Internal Audit function is...to either a VP, Audit Lead or a Director, Sr . Audit Lead. This role includes, but is not… more
- Mizuho Corporate Bank (New York, NY)
- …approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity and fixed income sales & trading, ... equities, electronic and program trading, equity research, sales, trading mandates, markets conduct and Volcker rule). Knowledge of financial services operations,… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... the current compensation paid in their geography and the market for similar roles at the time of hire....banking and finance industry. * Knowledge of banking and capital markets products. * Preferred experience related… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... the current compensation paid in their geography and the market for similar roles at the time of hire....(ECM, DCM, ABS and CLO) + Good understand of capital markets products (interest rate swaps, fixed… more
- CIBC (New York, NY)
- …focused on operations activities such as Wire Transfer Operations, ACH, Fraud, Capital Markets Operations, Deposit Operations, and Loan Services. The Director ... The Internal Audit Director will also assist the Audit Senior Director in mentoring and developing the Operations Internal...regulatory expectations in the areas of Wires, ACH, Fraud, Capital Markets , Operational Resilience, Third Party, Data… more