• Senior Lead Compliance Officer - Conflicts…

    Wells Fargo (West Des Moines, IA)
    …of interest risk management. The Senior Lead Compliance Officer (SLCO) will report to the head of COI Governance and Oversight and engage with team managers and ... delegate or extension of the team managers and the head of COI Governance and Oversight to...compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements + Oversee the Front Line's execution… more
    Wells Fargo (10/18/24)
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