- Meta (New York, NY)
- …products and services spanning multiple business and product lines. **Required Skills:** Sanctions Compliance Officer Responsibilities: 1. Assess the ... **Summary:** This role will support a global sanctions compliance program for a leading social media and fintech company with a wide range suite of… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") is responsible for the review of ... assignments in the absence of the VP and ensure compliance of all transaction examination activities in accordance with...and deadlines. + Ensures completion of requests from BSA Officer in relation to conditional approvals or other requirements.… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Within the Financial Crimes Compliance , ("FCC"), the Sanctions Compliance Team ("SCT") is ... in the absence of the Team Lead and ensure compliance of all transaction examination activities in accordance with...and deadlines. + Ensures completion of requests from BSA Officer in relation to conditional approvals or other requirements.… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department ... and highlight areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful candidate will develop… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champion a high-performance… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- S&P Global (New York, NY)
- … compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions . + Partner with other functional areas (Legal, ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
- Wells Fargo (New York, NY)
- …you. **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join the Consumer, Small & Business Banking (CSBB) Financial Crimes Risk ... member will work with teams across CSBB, along with partners across FCRM, Compliance , Control, Audit, and Legal regarding risk management. Position may lead efforts… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of strong risk principles +… more
- Citigroup (Jersey City, NJ)
- …the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy requirements. + Allocate resource to ... escalate, and manage risk exposures across Risk Categories (Operational Compliance , Strategic, Reputational, etc), including material, emerging and concentration… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. **Governance** + Compliance ... activities as may be assigned by the US BSA/AML Officer and the GTB AML Risk Program Director, as...risk management framework that supports best practices in AML compliance . Support AML/ Sanctions risk assessments to identify… more
- Ankura (New York, NY)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... monitoring and watchlist systems; + Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions , etc. including… more
- CIBC (New York, NY)
- …CIBC and Line of Business policies, standards, guidelines and controls. + As a Compliance Officer , this job is accountable for reviewing the work of others ... Ensure Compliance , Finance, Hiring, Management Reporting, Regulatory Compliance Management, Regulatory Reporting, Sanctions Screening, Suspicious Activity… more
- Cushman & Wakefield (New York, NY)
- …experience is required. This position reports to the Chief Ethics & Compliance Officer . **Job Description** **Responsibilities:** + Responsible for overseeing ... **Job Title** Director | Americas Compliance **Job Description Summary** The Americas Regional ...the business to ensure timely and accurate due diligence/economic sanctions /KYC screening of third parties. + Executes on additional… more
- SMBC (Jersey City, NJ)
- …the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/AML Compliance Officer and senior management review + Develop and manage robust ... benefits to its employees. **Role Description** Reporting to the Director of Compliance Program Management, the Compliance Program Management Associate assists… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. Requirements: + Data Oversight & ... Global Transaction Banking strategies and objectives, in adherence to US AML and Sanctions regulations, and Scotiabank AML and Sanctions Policy requirements. The… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions , and conduct risk. Relationship management and cross ... PERSON MAY PROVIDE DOCUMENTARY EVIDENCE BEARING ON THE APPLICATION TO THE REGIONAL CERTIFYING OFFICER OF THE US DEPARTMENT OF LABOR TO: Certifying Officer US… more
- City of New York (New York, NY)
- …documentation, notify other agencies of project completion. Recommend cases for in- compliance closeout, warnings, sanctions , or other corrective actions. Prepare ... organizational groups: Contract Management, Special Projects, Contract Administration, Contract Compliance and Opportunities, Administrative Services, Purchasing Management, Payments and… more
- Outreach Development Corporation (Brentwood, NY)
- …Compliance Plan and systems of accountability. * Insure communication through the compliance officer and/or the supervisory structure of any violation of non- ... access to transitional support services and clients dealing with sanctions , barriers to employment and self-sufficiency. * Facilitation of...compliance with the agency's Medicaid compliance plan… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champions/Builds a ... and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. **What You'll Do** +… more