- Bank of America (Stamford, CT)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- Bank of America (New York, NY)
- Audit Director - CACR Data Design & Reporting Enablement Charlotte, North Carolina;Providence, Rhode Island; Wilmington, Delaware; New York, New York **Job ... controls. Job expectations include working with senior leadership to develop Audit 's coverage strategies, managing relationships with regulatory agencies and… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Trade Transaction Regulatory Reporting Director * **Location:** *New York-New ... We're seeking someone to join our team as a Director in Operations Risk and Regulatory Control...for this role - Strong knowledge on multi jurisdiction regulatory reporting , exception investigation, material economic terms… more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- CIBC (New York, NY)
- …Risk Management, Regulatory Reporting , and Internal Controls over Financial Reporting . The Internal Audit Director will also work collaboratively ... of the bank, conducting audits in areas including Financial Reporting , Accounting Policy, FP&A, Corporate Treasury, Liquidity and Capital... Regulatory Compliance, and Data Risk. The Internal Audit Director is a leadership position within… more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 220,000.00 - 250,000.00 _Please note that the Salary Range shown ... together to drive ambition for every future! **Purpose** The Director of US Cybersecurity and Infrastructure Audit ...Experience in working in a global bank, with global Audit counterparts and stakeholders, matrix reporting lines… more
- SMBC (New York, NY)
- …within the Internal Audit Department. Reporting to the Information Technology Audit Head, the Audit Executive Director will be responsible for (i) ... portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 15 years' experience in… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 12 years' experience in ... coverage of Risk Management related activities within the Internal Audit Department. Reporting to the Risk and...As needed lead and conduct validation of remediation for regulatory findings. + Track and validate closure of issues… more
- Morgan Stanley (New York, NY)
- …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Internal Audit Director - US Banks* **Location:** *New York-New York* ... We're seeking someone to join our team as a Director on the US Banks Audit team.The...materials for the retail Bank . Support responses to regulatory requests impacting the US Banks . Develop and… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... they belong. Join Team Amex and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... in accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and… more
- Morgan Stanley (New York, NY)
- …**Investment Banking/Sales/Trading/Research* **Title:** *ISG Management - Financial Crimes Risk, Regulatory and Audit Issues Management - VP/ED* **Location:** ... the design and development of comprehensive plans as required (eg regulatory , strategic, transformation initiatives or policy implementations) * Develop concise and… more
- MUFG (New York, NY)
- …expert responsible for project management of assigned audits reporting to the Director - Credit Risk within Internal Audit for the Americas (IAA). This ... Perform risk assessments of assigned Auditable Entities, supporting the Audit Director to dynamically manage the ...the audit plan + Proactive coordination of audit and regulatory finding follow-up with stakeholders… more
- Scotiabank (New York, NY)
- …Managers and/or Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to capital markets and/or treasury functions ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary… more
- City of New York (New York, NY)
- …Under the direction of the Assistant Commissioner of Economic Opportunity and Regulatory Compliance, the Director of Economic Opportunity and Inclusion Programs ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- City National Bank (New York, NY)
- …Vendor Management onboarding, reviews, audits, and CNB issued remediation plans. * Reporting to Senior Managing Director Client Service/Operations. Lead Client ... * DIRECTOR BUSINESS AFFAIRS* *WHAT IS THE OPPORTUNITY?* This...activities ensuring that legal issues, contracts, disputes, and complex regulatory and operational risk activities are conducted within the… more
- Research Foundation CUNY (New York, NY)
- …and Grants Officers on the campuses, RFCUNY oversees employment, accounting, audit , reporting , purchasing, and special responsibilities that include management ... Job Title: Director of Grants & Sponsored Programs PVN ID:...(GSP) Office of the CUNY School of Medicine and Reporting to the Associate Dean for Research, the GSP… more
- CUNY (Bronx, NY)
- Enrollment Registrar Director **POSITION DETAILS** The Division of Enrollment Management at Bronx Community College is dedicated to advancing the institution's goals ... attendance and grading systems, and daily operations of the Registrar's office. Reporting directly to the Vice President for Enrollment Management, the Registrar… more
- Bank of America (New York, NY)
- …data management policies and standards across GTS including for fit-for-purpose for Regulatory Reporting and other critical data uses; facilitating and providing ... Data Strategy and Governance Director New York, New York;Charlotte, North Carolina **Job...engagement of enterprise data initiatives and support of internal/external regulatory and audit exams and issues; and… more
- American Express (New York, NY)
- …remediation strategies as necessary. + Collaborate with risk, compliance, and internal audit teams to ensure consistent operational risk reporting and provide ... safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk...and best practices. ORM Governance is looking for a Director who will be responsible for establishing and enhancing… more