- TD Bank (New York, NY)
- …this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line ... oversight and support to TD Bank's compliance and business units related to fair ...serve on a team that provides independent oversight of fair banking and support for other … more
- City National Bank (New York, NY)
- *BUSINESS SALES AND PORTFOLIO RELATIONSHIP ASSOCIATE COMMUNITY BANKING * WHAT IS THE OPPORTUNITY? Responsible for collaborating with clients and Business Community ... of Defaults, and Temporary Waivers, etc ), working with internal banking partners/stakeholders.Responsibilities will also include reporting and working with the head… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... thinking and proper application. SWS is a full-service investment banking and financial services company dual-headquartered in New York...RTRS, CAT/CAIS reporting * Possess a genuine love for compliance We are Committed to Fair Pay.… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... relative to lending, deposit, and loan servicing regulations. + Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management… more
- City National Bank (New York, NY)
- *CLIENT OFFICER * WHAT IS THE OPPORTUNITY? Assists the Client Manager in supervising and participates in the operations, client service, and internal sales activities ... of the branch. Monitors and maintains operations procedures for compliance to regulations; plans and administers colleague schedules and internal workflow. They may… more
- Citigroup (Plainview, NY)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities brokerage, and… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model risk governance ... review and validation activities, monitoring model quality and performance, ensuring compliance with risk management requirements and regulatory standards, as well… more
- MUFG (New York, NY)
- …due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, ... Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Senior Treasury Sales Officer New York, New York;Chicago, Illinois **Job Description:**...He or she will partner with Corporate Bankers, Product, Compliance , Credit, Risk and Service partners to present optimal… more
- MUFG (New York, NY)
- …be responsible for: Maintaining and servicing existing portfolio as Marketing Officer ("MO"). Supporting corporate banking business operations and initiating ... internal parties and face customers to conduct daily corporate banking operations, including the boarding of loan and deposit...team. + Assist with duties or inquiries related to compliance matters. Ensure adherence to all bank policies and… more
- Capital One (New York, NY)
- …Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered ... The Compliance Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to interact with and advise the CBD LOBs on the need… more
- KPMG (New York, NY)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or regulatory ... state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is preferred + Bachelor's degree… more
- Citizens (New York, NY)
- … compliance with applicable laws, rules, and regulations. Partner with Office of Fair & Responsible Banking and Corporate Security to assess potential areas ... Description The Compliance Privacy Director, you will lead the Privacy...issues, and escalate, appropriate. + Support the Chief Privacy Officer in the development, maintenance, and enhancement of the… more
- City National Bank (New York, NY)
- …of first mortgage and concurrent second loan products to existing and potential banking diverse segment clients. Community Loan Officer duties include outside ... * Knowledge of mortgage credit policies and current industry compliance standards * Must meet and comply with all...from the NMLS. * Promote the Bank's CRA efforts, fair and responsible banking goals, and the… more
- Bank of America (New York, NY)
- …and Compliance **Required Qualifications:** + 5+ years financial industry / banking experience + Strong financial analytics experience + Advanced experience / ... view the "EEO is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County Fair … more
- MUFG (New York, NY)
- …focus is to minimize losses and maximize recoveries. We are seeking a seasoned banking officer with strong credit analysis skills, cash flow modeling, loan ... for capital cost/provision planning and charge-offs. Adhere to applicable compliance /operational risk controls in accordance with MUFG or regulatory standards… more
- Citigroup (Brooklyn, NY)
- …mortgage lending services to clients in consultation with assigned Home Lending Officer (s) in all aspects of the loan application process to include: collecting ... and timelines. + Manage the marketing process for the Home Lending Officer supported, which includes marketing material management and follow-up on prospective… more
- City National Bank (New York, NY)
- …within the portfolio assigned. Must be in good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act) and must be ... to maximize client retention and grow the business in compliance with the goals and objectives of the clients....with clients. Partner with City National Securities (CNS) Investment Officer (IO) to communicate with clients about current conditions… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... models with global portfolio exposure covering several model purposes requiring compliance with US and international regulations (IFRS9, CECL, EBA stress testing).… more