- Mizuho Corporate Bank (New York, NY)
- About the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of Mizuho ... Kong and Singapore, IADA reports to and composes the overseas arm of MHBK's Internal Audit Division (IAD). Job Summary Develop and execute a robust audit program of… more
- SMBC (New York, NY)
- …compliance audit experience in the banking & finance industry to work within the Internal Audit Department (IAD). The Senior Auditor will participate in the ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...Skills** + Minimum of 3 - 5 years compliance internal audit experience in the banking and finance industry.… more
- Bank of America (New York, NY)
- Market Risk Auditor New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... technologies and artificial intelligence. **Skills:** + Business Acumen + Audit Planning + Internal Audit Review + Critical Thinking + Risk Analytics + Risk Modeling… more
- MUFG (New York, NY)
- …will be subject matter expert reporting to the Director - Credit Risk within Internal Audit for the Americas (IAA). This role will include ownership and execution of ... within industry best practices, applicable standards and regulations, and internal and external professional practice expectations. + Actively participate to… more
- Bank of America (New York, NY)
- …Administration. + Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant securities licenses ... is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, ... process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex audit… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (Queens, NY)
- …of Board of Directors and Senior Management Presentations and Analyst Packages, internal controls on Regulatory data integrity, data quality improvement projects as ... relevant Risk & Controls team, maintain and continue to enhance an effective internal control's structure to satisfy the MCA Risk and Controls requirements. + Lead… more
- Colgate-Palmolive (New York, NY)
- …to auditor 's inquiries.** + **Fulfill tax-related support requests to internal and external tax partners.** + **Implement best practices with effective SOX ... communications, ensure on-going awareness and compliance with federal/state regulations and securities laws and work with international partners to ensure compliance… more
- MUFG (New York, NY)
- …updates. **Required Skills:** + 10 - 15+ years of experience in Information Securities Technology & Governance with a focus on technology risk management. + Strong ... and collaborate with various Business Lines as well as Internal Risk, Audit teams to develop Risk and Audit...history and knowledge in technology with experience in Technology auditor . + Preferably worked in the Broker-Dealer world and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (New York, NY)
- …FX and FX Options, Interest Rate Derivatives, and secondary market securities Sales and Trading (ie, equities, credit, fixed income, securitized products). ... within the associated areas of operations, risk management, regulatory environment, or internal audit + BA/BS degree or equivalent experience in finance, business or… more
- MUFG (New York, NY)
- …+ Apply valuation methodologies in line with MUFG's valuation policy + Respond to internal / external auditor inquiries and coordinate valuation reviews + Create ... Assist in the presentation of valuation results to various internal committees and external auditors + Work closely with...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more