- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... programs to deliver data driven insights that balance risk management and compliance concerns with supporting...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- MTA (New York, NY)
- Agency Chief Ethics, Risk and Compliance Officer Job ID: 9376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... Department: Date Posted: Nov 6, 2024 Description JOB TITLE: Agency Chief Ethics, Risk & Compliance Officer SALARY RANGE: $140,000 - $165,000 HAY POINTS: 954… more
- Morgan Stanley (Garden City, NY)
- …to risk and compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance ... *POSITION SUMMARY:* The Complex Risk Officer is responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with the… more
- Morgan Stanley (New York, NY)
- …as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance ... *POSITION SUMMARY:* *__* The National Risk Officer is responsible for a... is responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with… more
- Morgan Stanley (New York, NY)
- …lifestyles, perspectives and needs is an important part of our culture. The National Risk Officer is responsible for a wide variety of supervisory, compliance ... risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional ...a Region. DUTIES AND RESPONSIBILITIES: Primarily responsible for all risk , supervisory, and compliance functions for respective… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP**… more
- JPMorgan Chase (Brooklyn, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... Crime Compliance Governance Senior Associate within the Compliance , Conduct and Operational Risk (CCOR) team, you will oversee and develop strategies for… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... Arena's principal lines of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to provide consultation… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... with regulators to provide essential risk context. * Reports risk -related data including risk exposure, compliance to risk policies, and… more
- Citigroup (Queens, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (Queens, NY)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Sr Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I with support the day-to-day execution of Wealth's first-line risk management framework. The professional will closely ... risks for our business. This role will be engaged in driving policy compliance across the Enterprise Risk Management Framework for the Wealth organization.… more
- US Bank (New York, NY)
- …and discover what you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model ... review and validation activities, monitoring model quality and performance, ensuring compliance with risk management requirements and regulatory standards, as… more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I is a...and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. ... control issues with transparency. **Qualifications:** + 10+ years experience in Operational Risk Management, Audit, Compliance or other control function +… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I is a strategic professional who closely follows the Equities Markets and oversees market risk coverage of ... monitoring process; Review and approve risk framework for Market Risk for risk -taking units Monitor compliance with risk limits/triggers. + Drive… more
- Morgan Stanley (Purchase, NY)
- …benefit programs. **Job:** **Wealth Management* **Title:** *Business Control Unit Risk Officer * **Location:** *New York-Purchase* **Requisition ID:** *3261773* ... Solutions (ICS) Business Control Unit (BCU) is a first line of defense risk function responsible for overseeing operational risks and controls for all business units… more
- Morgan Stanley (Purchase, NY)
- …governments, financial institutions and individuals. The VP will report to the Senior Privacy Risk Officer of the US Banks and will be responsible for supporting ... data. * Support and partner with business units, legal, risk , and compliance teams to ensure business... Risk * **Title:** *Vice President US Banks Privacy Risk Officer * **Location:** *New York-Purchase* **Requisition ID:**… more