- Citigroup (Queens, NY)
- … reporting along with financial analysis in order to communicate results to Senior Management and US Regulatory Agencies. + Keep abreast of industry, ... clearly, concisely and accurately using written and verbal communications with Senior Management, Regulatory Agencies and Internal/External Auditors as well… more
- Citigroup (Queens, NY)
- …brokerage, trade and securities services and wealth management. Join Citi's Regulatory Capital Policy Group ("RCPG") within Finance's Capital and Regulatory ... Basel III Endgame, Banking Book Equities, and Capital. The Regulatory Capital Policy Group: + Forms the First Line...Prepare ad hoc materials that may be presented to senior management, regulators, etc. **Qualifications** + Bachelor's degree in… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... fielding and coordinating responses to ad-hoc regulatory inquiries; chairing regulatory meetings; and developing reports for senior management. **Job… more
- Citigroup (New York, NY)
- ** Senior Vice President - Capital and RWA Oversight** Finance Chief Risk Office (Finance CRO) organization is responsible for second-line oversight of ... regulatory capital management, including measurement of spot ... senior management. **Reporting Structure** **and** **Responsibilities:** The Senior Vice President - Capital… more
- MUFG (New York, NY)
- …and work remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel, Vice President At MUFG, we share a vision for our ... regulations. This role requires excellent analytical skills, an understanding of regulatory frameworks, and the ability to navigate complex legal environments. This… more
- JPMorgan Chase (Brooklyn, NY)
- …Partners and various Policy groups. **Job Summary** As an External Reporting Controller, Vice President within the Consolidated Regulatory Reporting team, ... The Firmwide Regulatory Reporting & Analysis (FRRA) team resides within...junior staff + Respond to ad-hoc analytical requests from senior management, audit, regulators etc. + Lead ad-hoc projects… more
- JPMorgan Chase (New York, NY)
- …products, improve productivity, and enhance risk management effectively and responsibly. As a Vice President in the Regulatory Engagement and Projects ... Chief Data and Analytics Office. You will collaborate with senior leaders from the Chief Data Officer (CDO), Line...across the firm. **Job Responsibilities:** + Coordinate responses to regulatory examinations and audits. + Partner with Lines of… more
- TD Bank (New York, NY)
- …**Education:** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... specific details for this role. **Job Description:** The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution and… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist, Vice President in our New York office to ... and agreements. + Use aforementioned analysis to prepare timely borrower and regulatory rating recommendations and maintain proper accrual status on each account. +… more
- Rising Ground (New York, NY)
- …relations, payroll, benefits, compensation, and regulatory compliance. Reporting to the Senior Vice President of Human Resources, this position ensures ... and forward thinking. As a direct report to the Senior Vice President of Human...providing guidance and consultation regarding problem solving, dispute resolution, regulatory compliance, litigation avoidance and strives to resolve internal… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary:** We're seeking an Assistant Vice President , Credit Risk Audit who will be subject matter expert ... of planning, fieldwork, reporting, issue tracking, and follow-up on all audits and regulatory finding validation. **Responsibilities:** + Be part of a team of credit… more
- MTA (New York, NY)
- …to $ 170,157 DEADLINE: Open Until Filled S ummary The Assistant Vice President , Contracting Services is a senior -level position with a high authority level ... Assistant Vice President Contracting Services Job ID:...Manages, implements, and resolves complexities related to reporting and regulatory requirements. Supports vendor award process to ensure compliance… more
- MUFG (New York, NY)
- …work remotely one day. A member of our recruitment team will provide more details. Senior Quantitative Analyst, Vice President This position will report to ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Farmingdale State College (Farmingdale, NY)
- …student body. As a part of the President 's cabinet, the Vice President for Student Affairs will join the senior leadership team of newly appointed ... 30 2024 Job Description: Farmingdale State College seeks a Vice President for Student Affairs (VPSA) who...related to student affairs, ensuring compliance with legal and regulatory requirements. The VPSA will have the essential responsibility… more
- TD Bank (New York, NY)
- …and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- Morgan Stanley (New York, NY)
- Vice President - Enterprise Risk Management Policy & Strategy Firm Risk Management Firm Risk Management (FRM) supports Morgan Stanley to achieve its business ... US Banks Enterprise Risk Management (ERM) Team. The ERM Vice President role is focused on enhancing...is responsible for managing the Banks' Risk Governance Framework, regulatory management and oversight, as well as managing Swap-Dealer… more
- Citigroup (New York, NY)
- …core non-financial capabilities and relevant sub-capabilities ensuring capabilities meet regulatory requirements, Citi's expectations, as well as peer practices. ... to ensure adaptability under various stress scenarios and compliance with the regulatory expectation. + Provide governance and oversight of RRP related issues and… more
- Citigroup (New York, NY)
- The Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... + Can exercise independence of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately assess risk when business… more
- Citigroup (New York, NY)
- …Governance Framework for Citi. + This is a global role that will work with senior leaders and their teams across multiple businesses and functions as well as second ... stakeholders to draft and implement action plans in support of regulatory requirements/commitments and Consent Order (CO) initiatives and identify potential… more