- Citigroup (Tampa, FL)
- …implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance risks ... used to address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring procedures in accordance with the Compliance… more
- Citigroup (Tampa, FL)
- …with CTA Plan. + Performs compliance controls testing , transactional testing , or compliance controls monitoring activities based on the pre-defined ... as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing compliance … more
- JPMorgan Chase (Tampa, FL)
- …the box, challenging the status quo and striving to be best-in-class. As a Monitoring / Testing Lead - Vice President in the Global Financial Crimes Compliance ... and Compliance Conduct and Operational Risk (CCOR) Testing Team, you will be responsible for the execution...the Firm's lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to support the firm's compliance monitoring program. Delivers comprehensive Compliance monitoring and testing program reports to Compliance ... the development and maintenance of the inventory of assurance reports, including compliance testing and monitoring program status and results reporting to … more
- Citigroup (Tampa, FL)
- …discussions with corresponding control/process owners. + Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and ... assessments of Citi's compliance risks; performing independent testing activities ( testing and on-going monitoring..., monitoring , and reporting. + Utilizing innovative compliance testing solutions including Data Analytics to… more
- Zelis (St. Petersburg, FL)
- Overview: We are looking for a Manager to build out the design of our compliance monitoring and testing function in the Payment division and ensure the ... + Develop risk-based testing methodology for applicable compliance requirements, including annual monitoring and testing plan. + Execute and oversee… more
- Citigroup (Tampa, FL)
- …examinations, reviews and inquiries and advising on internal and external testing , monitoring , audits & investigations. + Analysing complex comparative ... Serves as a compliance conduct risk officer for Independent Compliance...and presenting global reports related to conduct risk and monitoring of conduct risk related issues. + Reviewing materials… more
- USAA (Tampa, FL)
- …Ongoing Monitoring , and Termination. Additionally, experience in conducting QA testing including the drafting and implementation of test scripts is important. ... makes us so special! **The Opportunity** We are seeking a mid-level Risk and Compliance Advisor specializing in Third Party Risk, who possesses a solid background in… more
- MetLife (Tampa, FL)
- …impact of privacy regulatory changes, and support implementations. * Develop the annual privacy monitoring and testing plan and participate in monitoring and ... is at the center of all our work at MetLife. Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- JPMorgan Chase (Tampa, FL)
- …**Job Responsibilities** + Lead the testing team effort in assessing and monitoring compliance and operational risks, ensuring compliance with firm ... essential part of our Firm's commitment to ensuring, through compliance and control testing , that we maintain...key stakeholders in Business units to perform control evaluations, monitoring and testing efforts across multiple business… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory organizational and regulatory requirements. * Identifying and applying appropriate compliance monitoring procedures and tests. * Preparing oral and/or ... **Ability to:** * Coach and mentor others. * Manage and perform risk-based compliance testing . * Determine matters requiring escalation to RJ Bank compliance … more
- USAA (Tampa, FL)
- …Second Line of Defense + Experience testing Second Line of Defense compliance testing and monitoring functions, complaints, and regulatory change ... so special! **The Opportunity** As a dedicated **Senior Audit Manager- Compliance ,** you'll manage audit engagements, varying in complexity, and often participates… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance ... Serves as a function/business/product compliance risk senior analyst for Independent Compliance...+ Assisting with in house system development; including UAT testing , interface design, data lineage, data risk metrics, and… more
- Citigroup (Tampa, FL)
- …Escalation Policies. + Help contribute to the Lessons Learned Policy, including monitoring of control breaches and dissemination and learnings across other business ... the Control Standards, including implementation and operation, conducting the control monitoring , handling deficiencies, and escalating issues for resolution. + Help… more
- Bank of America (Tampa, FL)
- …investigations + Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing , or law ... Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;New...to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or… more
- JPMorgan Chase (Tampa, FL)
- …drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports. + Foster collaboration with ... Testing CoE (Center of Excellence) and help in bringing together skilled monitoring , testing , and evaluation experts from across the globe into one team… more
- Citigroup (Tampa, FL)
- …Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are designed and executed by the Banking ... accountable for operational controls performance assessment and assurance for Banking controls, monitoring and testing tools, including the design and execution… more
- Citigroup (Tampa, FL)
- The Chief Data Office within the Independent Compliance Risk Management (ICRM) function oversees the end-to-end data "ecosystem" including data governance, ... validation for new projects. The team partners with subject matter experts in Compliance , Compliance Technology, the Enterprise Chief Data Office and other… more
- Citigroup (Tampa, FL)
- …Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are designed and executed by the Banking ... assessment and assurance for Banking controls as well as monitoring and testing tools. This includes the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more