- Citigroup (Tampa, FL)
- …implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance risks ... used to address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring procedures in accordance with the Compliance… more
- Citigroup (Tampa, FL)
- …controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's ... used to address reported issues. **Responsibilities:** + Develop, implement, and execute compliance monitoring and testing , continuous assurance, and… more
- Citigroup (Tampa, FL)
- …Branch Examinations Plan. + Performs compliance controls testing , transactional testing , or compliance controls monitoring activities based on the ... as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing - Branch Examinations team responsible for… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in ... executed by the lines of business and corporate functions through Monitoring activities and Testing activities to validate compliance with internal policies… more
- Citigroup (Tampa, FL)
- …to address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing and reporting programs within an assigned line ... + Participating in the planning, executing, and reporting of compliance testing reviews and compliance ...assessing the emerging risks by evaluating Risk Assessments, and Monitoring results to inform the Testing Plan.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Financial markets and products. **Skill in:** * Identifying and applying appropriate compliance monitoring and testing procedures. * Integrating and ... Legal and business teams to develop tactical plans for compliance initiatives including monitoring , testing ,...develop tactical plans for compliance initiatives including monitoring , testing , advisory and data analysis. Provides… more
- Citigroup (Tampa, FL)
- …best-in-class Compliance and Operational Risk programs, policies and practices + Monitoring adherence to Citi's Compliance and Operational Risk Policies and ... Risk + Monitoring , tracking, and reporting on the completion of Compliance and Operational Risk HR & Conduct Risk and Accountability-owned issues and CAPs… more
- USAA (Tampa, FL)
- … and testing standard methodologies. + Experience within audit or compliance monitoring . + Development of internal policies and procedures, to include ... of what makes us so special! **The Opportunity** As a dedicated Compliance Analyst, you will provide second-line independent oversight and guidance regarding… more
- JPMorgan Chase (Tampa, FL)
- …box, challenging the status quo and striving to be best-in-class. As the Head of Testing within the Monitoring and Testing team for Wealth Management (WM) ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...WM Solutions and operational functions through a series of monitoring and testing activities across the organization.… more
- USAA (Tampa, FL)
- …Second Line of Defense + Experience testing Second Line of Defense compliance testing and monitoring functions, complaints, and regulatory change ... so special! **The Opportunity** As a dedicated **Senior Audit Manager- Compliance ,** you'll manage audit engagements, varying in complexity, and often participates… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance ... Serves as a function/business/product compliance risk senior analyst for Independent Compliance...+ Assisting with in house system development; including UAT testing , interface design, data lineage, data risk metrics, and… more
- MUFG (Tampa, FL)
- …Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues Management function is responsible for monitoring of MUFG Americas ... action plans proposed by business management to address issues, monitoring management's progress in implementing action plans, validating corrective action… more
- Citigroup (Tampa, FL)
- …results reporting, and insight sharing related to the above scope of controls monitoring / testing . The Wealth Products and Operations Control Testing Leader ... The Wealth Products and Operations Control Testing Team is responsible for the testing...an execution-oriented individual contributor position accountable for end-to-end controls monitoring of the Wealth Products and Operations department -… more
- MetLife (Tampa, FL)
- …Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management processes. The individual ... Execute audits of risk management programs and processes (risk assessments, monitoring , reporting, modeling, etc.) throughout the audit life cycle (planning,… more
- Citigroup (Tampa, FL)
- …auditing, testing , monitoring , and reporting. + Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce ... assessments of Citi's compliance risks; performing independent assurance activities ( testing and on-going monitoring ) to assess the design and effectiveness… more
- USAA (Tampa, FL)
- …of metrics in ongoing monitoring + Support ML Ops as needed (implementation testing and testing processes, change logs and other critical functions) + Works ... the model validation oversight process aligned with the written risk and compliance policies and procedures which require independence from model stewards (eg, model… more
- MUFG (Tampa, FL)
- …the bank's information assets. **Major Responsibilities** + Designing, developing, testing , documenting, monitoring , and implementing information and database ... subject matter expert (SME) guidance and analysis. + Managing a database activity monitoring (DAM) platform for security and audit compliance , including policy… more
- Bank of America (Tampa, FL)
- …ensure solutions result in compliant outcomes with meaningful, sustainable controls + Analyze compliance testing , monitoring reports, and other testing ... and tools to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …line of defense for RJ Bank. Primary responsibilities include performing first line testing and monitoring of PCB controls, supporting PCB management during ... and purchased residential mortgage loans * Conducts first line testing and monitoring of HMDA reportable transactions...compliance with Reg C requirements * Assesses control testing results against intended outcomes to identify the root… more
- Citigroup (Tampa, FL)
- …Knowledge of key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing + Awareness of regulatory requirements including local ... and all policies and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring … more