- Raymond James Financial, Inc. (St. Petersburg, FL)
- …cross-functional teams to identify, monitor, and report on emerging risks and trends in AML and financial crimes . + Perform other duties and responsibilities ... procedures of the securities industry and/or banking compliance reviews. + AML and financial crimes governance, including risk assessment frameworks and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …will contribute to building, planning, and executing the modernization program for Financial Crimes Management (FCM) and Trade Surveillance. You will work ... implementation that enables Raymond James to stay at the forefront of Financial Crimes Compliance and Trade Surveillance. **Essential Duties and… more
- Citigroup (Tampa, FL)
- …our clients and our franchise. With the changing global environment, Citi reprioritized focus on financial crimes , creating a Financial Crimes and Fraud ... & Control activities and deliver process consistency to protect the firm against emerging financial crime risks. The Financial Crimes Global Policy Adherence… more
- MyFlorida (Tampa, FL)
- …of recent professional experience analyzing bank and/or brokerage records for evidence of financial crimes . + At least eight (8) years of recent professional ... experience analyzing bank and/or brokerage records for evidence of financial crimes . + At least four (4)...Level Investigator under the direct supervision of the Area Financial Manager (working title: Investigations Manager… more
- JPMorgan Chase (Tampa, FL)
- …be best-in-class. As a Monitoring/Testing Lead - Vice President in the Global Financial Crimes Compliance (GFCC) and Compliance Conduct and Operational Risk ... You will report into the North America GFCC Testing Manager . which functions within the firm's Second Line of...years' experience in Know Your Customer (KYC), Anti-money Laundering ( AML ), OFAC and Sanctions + BSA/ AML and… more